GAAM WEALTH ADVISORS, INC.
CRD #140446 SEC #801-78403 KINGSPORT, TN 423-247-8840
SEC Registered
Total AUM
$16.8M
Discretionary
$16.8M
Employees
5
Clients
0
Accounts
124
Firm Details
- Organization Type
- Corporation
- State of Formation
- Tennessee
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2016
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BENZER, PAMELA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JONES, ROSEMARY, DAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JONES, ROSEMARY, DAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JONES, ROSEMARY, DAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WHITFIELD, SHERIN, STORM | I | SECRETARY | NA | Control |
| CORRIGAN, PAMELA, ANN | I | PRESIDENT | E | Control |
| GILBERT, HERBERT, MICHAEL | I | PRESIDENT | D | Control |
| GILBERT, HERBERT, MICHAEL | I | PRESIDENT | D | Control |
| GILBERT, HERBERT, MICHAEL | I | PRESIDENT | D | Control |
| BENZER, PAMELA, ANN | I | SECRETARY | C | Control |
| BENZER, PAMELA, ANN | I | SECRETARY | C | Control |
| BENZER, PAMELA, ANN | I | SECRETARY | C | Control |
Registrations
Federal
IA
Mar 30, 2016 REGISTERED
Notice Filings (11)
AZ CA FL GA NC NH OH SC TN TX VA
Address
SIX SHERIDAN SQUARESUITE 200
KINGSPORT, TN 37660
United States
Phone: 423-247-8840