RIA Intelligence

INTEROCEAN WEALTH MANAGEMENT LLC

CRD #140456 SEC #801-67586 CHICAGO, IL 312-698-6900
SEC Registered Broker-Dealer
Total AUM
$800M
Discretionary
$350M
Employees
--
Clients
25
Accounts
225

Firm Details

Organization Type
Limited Liability Company
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Feb 8, 2007
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
COMELLA, MICHELLE, MARIEICHIEF COMPLIANCE OFFICERNA Control
COMELLA, MICHELLE, MARIEICHIEF COMPLIANCE OFFICERNA Control
O MARA, MICHAEL, JOSEPHIPRESIDENT, WEALTH MANAGEMENT SERVICESNA Control
O MARA, MICHAEL, JOSEPHIPRESIDENT, WEALTH MANAGEMENT SERVICESNA Control
INTEROCEAN FINANCIAL GROUP LLCDESOLE MEMBERE Control
INTEROCEAN FINANCIAL GROUP LLCDESOLE MEMBERE Control
INTEROCEAN FINANCIAL GROUP LLCDESOLE MEMBERE Control
INTEROCEAN FINANCIAL GROUP LLCDESOLE MEMBERE Control
INTEROCEAN FINANCIAL GROUP LLCDESOLE MEMBERE Control
INTEROCEAN FINANCIAL GROUP LLCDESOLE MEMBERE Control
INTEROCEAN FINANCIAL GROUP LLCDESOLE MEMBERE Control
INTEROCEAN FINANCIAL GROUP LLCDESOLE MEMBERE Control
RATERMAN, THOMAS, BRIANICEOB Control
RATERMAN, THOMAS, BRIANICEOB Control
SADZEWICZ, GERY, JOSEPHICEO/CFO, CHIEF COMPLIANCE OFFICERB Control
SADZEWICZ, GERY, JOSEPHICEO & CFOB Control
SADZEWICZ, GERY, JOSEPHICEO & CFOB Control
SADZEWICZ, GERY, JOSEPHICEO/CFO, CHIEF COMPLIANCE OFFICERB Control
SADZEWICZ, GERY, JOSEPHICEO/CFO, CHIEF COMPLIANCE OFFICERB Control
SADZEWICZ, GERY, JOSEPHICEO/CFO, CHIEF COMPLIANCE OFFICERB Control
SADZEWICZ, GERY, JOSEPHICHIEF COMPLIANCE OFFICER & CHIEF FINANCIAL OFFICERA Control
SADZEWICZ, GERY, JOSEPHICHIEF COMPLIANCE OFFICER & CHIEF FINANCIAL OFFICERA Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
CHALEFF, CARL, THOMASIINTEROCEAN FINANCIAL GROUP LLCC Control
CHALEFF, CARL, THOMASIINTEROCEAN FINANCIAL GROUP LLCC Control
CHALEFF, CARL, THOMASIINTEROCEAN FINANCIAL GROUP LLCC Control
CHALEFF, CARL, THOMASIINTEROCEAN FINANCIAL GROUP LLCC Control
CHALEFF, CARL, THOMASIINTEROCEAN FINANCIAL GROUP LLCC Control
CHALEFF, CARL, THOMASIINTEROCEAN FINANCIAL GROUP LLCC Control
CHALEFF, CARL, THOMASIINTEROCEAN FINANCIAL GROUP LLCC Control
CHALEFF, CARL, THOMASIINTEROCEAN FINANCIAL GROUP LLCC Control
RATERMAN, THOMAS, BRIANIINTEROCEAN FINANCIAL GROUP LLCC Control
RATERMAN, THOMAS, BRIANIINTEROCEAN FINANCIAL GROUP LLCC Control
RATERMAN, THOMAS, BRIANIINTEROCEAN FINANCIAL GROUP LLCC Control
RATERMAN, THOMAS, BRIANIINTEROCEAN FINANCIAL GROUP LLCC Control
RATERMAN, THOMAS, BRIANIINTEROCEAN FINANCIAL GROUP LLCC Control
RATERMAN, THOMAS, BRIANIINTEROCEAN FINANCIAL GROUP LLCC Control
RATERMAN, THOMAS, BRIANIINTEROCEAN FINANCIAL GROUP LLCC Control
RATERMAN, THOMAS, BRIANIINTEROCEAN FINANCIAL GROUP LLCC Control
SADZEWICZ, GERY, JOSEPHIINTEROCEAN FINANCIAL GROUP LLCC Control
SADZEWICZ, GERY, JOSEPHIINTEROCEAN FINANCIAL GROUP LLCC Control
SADZEWICZ, GERY, JOSEPHIINTEROCEAN FINANCIAL GROUP LLCC Control
SADZEWICZ, GERY, JOSEPHIINTEROCEAN FINANCIAL GROUP LLCC Control
SADZEWICZ, GERY, JOSEPHIINTEROCEAN FINANCIAL GROUP LLCC Control
SADZEWICZ, GERY, JOSEPHIINTEROCEAN FINANCIAL GROUP LLCC Control
SADZEWICZ, GERY, JOSEPHIINTEROCEAN FINANCIAL GROUP LLCC Control
SADZEWICZ, GERY, JOSEPHIINTEROCEAN FINANCIAL GROUP LLCC Control

Registrations

Federal

IA
Feb 8, 2007 REGISTERED

Notice Filings (18)

AZ CA FL GA HI IA IL IN KY MI NC NJ NV NY OH PA TX WI

Address

401 N. MICHIGAN AVENUE
SUITE 3125
CHICAGO, IL 60611
USA
Phone: 312-698-6900