WESTMOORE ADVISORS, LLC
CRD #140474 SEC #801-67182 ANAHEIM HILLS, CA 800-503-7775
SEC Registered
Total AUM
$671.1M
Discretionary
$671.1M
Employees
5
Clients
--
Accounts
4
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 7, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GOODRICH, STEVEN, RONALD | I | CHIEF OPERATING OFFICER | NA | Control |
| GOODRICH, STEVEN, RONALD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOODRICH, STEVEN, RONALD | I | CHIEF OPERATING OFFICER | NA | Control |
| GOODRICH, STEVEN, RONALD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOODRICH, STEVEN, RONALD | I | CHIEF OPERATING OFFICER | NA | Control |
| GOODRICH, STEVEN, RONALD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JENNINGS, MATTHEW, RAY | I | CHIEF EXECUTIVE OFFICER | E | Control |
| JENNINGS, MATTHEW, RAY | I | CHIEF EXECUTIVE OFFICER | E | Control |
| JENNINGS, MATTHEW, RAY | I | CHIEF EXECUTIVE OFFICER | E | Control |
Registrations
Federal
IA
Feb 7, 2007 REGISTERED
Notice Filings (5)
AZ CA NV NY WA
Address
130 S. CHAPARRAL CRTSUITE 150
ANAHEIM HILLS, CA 92808
USA
Phone: 800-503-7775