OPPENHEIMER ALTERNATIVE INVESTMENT MANAGEMENT, LLC
CRD #140485 SEC #801-66692 NEW YORK, NY 212-668-8000
SEC Registered Private Funds
Total AUM
$49M
Discretionary
$49M
Employees
9
Clients
--
Accounts
5
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 17, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AGOSTA, SALVATORE, FRANK | I | ACTING CFO | NA | Control |
| ALFANO, JEFFREY | I | CFO | NA | Control |
| ALFANO, JEFFREY | I | CFO | NA | Control |
| ALFANO, JEFFREY | I | CFO | NA | Control |
| ALFANO, JEFFREY | I | CFO | NA | Control |
| ALFANO, JEFFREY | I | CFO | NA | Control |
| ALFANO, JEFFREY | I | CFO | NA | Control |
| ALFANO, JEFFREY | I | CFO | NA | Control |
| ALFANO, JEFFREY | I | CFO | NA | Control |
| ALFANO, JEFFREY | I | CFO | NA | Control |
| ALFANO, JEFFREY | I | CFO | NA | Control |
| ALFANO, JEFFREY | I | CFO | NA | Control |
| ALFANO, JEFFREY | I | CFO | NA | Control |
| ALFANO, JEFFREY | I | CFO | NA | Control |
| ALFANO, JEFFREY | I | CFO | NA | Control |
| ALFANO, JEFFREY | I | CFO | NA | Control |
| ALFANO, JEFFREY | I | CFO | NA | Control |
| ALFANO, JEFFREY | I | CFO | NA | Control |
| ALFANO, JEFFREY | I | CFO | NA | Control |
| ALFANO, JEFFREY | I | CFO | NA | Control |
| ALFANO, JEFFREY | I | CFO | NA | Control |
| ALFANO, JEFFREY | I | CFO | NA | Control |
| ALFANO, JEFFREY | I | CFO | NA | Control |
| ALFANO, JEFFREY | I | CFO | NA | Control |
| ALFANO, JEFFREY | I | CFO | NA | Control |
| ALFANO, JEFFREY | I | CFO | NA | Control |
| ALFANO, JEFFREY, JOSEPH | I | CFO | NA | Control |
| ALFANO, JEFFREY, JOSEPH | I | CFO | NA | Control |
| ALTENBURG, BRIAN | I | SENIOR VICE PRESIDENT | NA | |
| ALTENBURG, BRIAN | I | SENIOR VICE PRESIDENT | NA | |
| ALTENBURG, BRIAN | I | SENIOR VICE PRESIDENT | NA | |
| ALTENBURG, BRIAN | I | SENIOR VICE PRESIDENT | NA | |
| ALTENBURG, BRIAN | I | SENIOR VICE PRESIDENT | NA | |
| ALTENBURG, BRIAN | I | SENIOR VICE PRESIDENT | NA | |
| ALTENBURG, BRIAN | I | SENIOR VICE PRESIDENT | NA | |
| BEACH, STEPHEN, CHARLES | I | CHIEF COMPLIANCE OFFICER, SVP | NA | Control |
| BEACH, STEPHEN, CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BEACH, STEPHEN, CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BEACH, STEPHEN, CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BEACH, STEPHEN, CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BEACH, STEPHEN, CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BEACH, STEPHEN, CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BEACH, STEPHEN, CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BEACH, STEPHEN, CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BEACH, STEPHEN, CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BEACH, STEPHEN, CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BLAU, JOHN, A | I | PRESIDENT | NA | Control |
| BLAU, JOHN, A | I | PRESIDENT | NA | Control |
| BLAU, JOHN, A | I | PRESIDENT | NA | Control |
| BLAU, JOHN, A | I | PRESIDENT | NA | Control |
| BLAU, JOHN, A | I | PRESIDENT | NA | Control |
| BLAU, JOHN, A | I | PRESIDENT | NA | Control |
| CAPEZZUTO, JAMES, ANDREW | I | CCO | NA | |
| CAPEZZUTO, JAMES, ANDREW | I | CCO | NA | |
| CAPEZZUTO, JAMES, ANDREW | I | CCO | NA | |
| CAPEZZUTO, JAMES, ANDREW | I | CCO | NA | |
| CAPEZZUTO, JAMES, ANDREW | I | CCO | NA | |
| CAPEZZUTO, JAMES, ANDREW | I | CCO | NA | |
| CAPEZZUTO, JAMES, ANDREW | I | CCO | NA | |
| CAPEZZUTO, JAMES, ANDREW | I | CCO | NA | |
| CAPEZZUTO, JAMES, ANDREW | I | CCO | NA | |
| CAPEZZUTO, JAMES, ANDREW | I | CCO | NA | |
| CAPEZZUTO, JAMES, ANDREW | I | CCO | NA | |
| CAPEZZUTO, JAMES, ANDREW | I | CCO | NA | |
| DUFFY, KEVIN, THOMAS | I | INTERIM CCO | NA | |
| INCAO, TERESA, CAROL | I | INTERIM COMPLIANCE OFFICER | NA | Control |
| INCAO, TERESA, CAROL | I | INTERIM COMPLIANCE OFFICER | NA | Control |
| KABACK, DEBORAH | I | SENIOR VICE PRESIDENT | NA | Control |
| KABACK, DEBORAH | I | SENIOR VICE PRESIDENT | NA | Control |
| KABACK, DEBORAH | I | SENIOR VICE PRESIDENT | NA | Control |
| KABACK, DEBORAH | I | SENIOR VICE PRESIDENT | NA | Control |
| KABACK, DEBORAH | I | SENIOR VICE PRESIDENT | NA | Control |
| KABACK, DEBORAH | I | SENIOR VICE PRESIDENT | NA | Control |
| KABACK, DEBORAH | I | SENIOR VICE PRESIDENT | NA | Control |
| KABACK, DEBORAH | I | SENIOR VICE PRESIDENT | NA | Control |
| KABACK, DEBORAH | I | SENIOR VICE PRESIDENT | NA | Control |
| KABACK, DEBORAH | I | SENIOR VICE PRESIDENT | NA | Control |
| KABACK, DEBORAH | I | SENIOR VICE PRESIDENT | NA | Control |
| KABACK, DEBORAH | I | SENIOR VICE PRESIDENT | NA | Control |
| KABACK, DEBORAH | I | SENIOR VICE PRESIDENT | NA | Control |
| KABACK, DEBORAH | I | SENIOR VICE PRESIDENT | NA | Control |
| KABACK, DEBORAH | I | SENIOR VICE PRESIDENT | NA | Control |
| KABACK, DEBORAH | I | SENIOR VICE PRESIDENT | NA | Control |
| KABACK, DEBORAH | I | SENIOR VICE PRESIDENT | NA | Control |
| KABACK, DEBORAH | I | SENIOR VICE PRESIDENT | NA | Control |
| KABACK, DEBORAH | I | SENIOR VICE PRESIDENT | NA | Control |
| KABACK, DEBORAH | I | SENIOR VICE PRESIDENT | NA | Control |
| KABACK, DEBORAH | I | SENIOR VICE PRESIDENT | NA | Control |
| KABACK, DEBORAH | I | SENIOR VICE PRESIDENT | NA | Control |
| KABACK, DEBORAH | I | SENIOR VICE PRESIDENT | NA | Control |
| KABACK, DEBORAH | I | SENIOR VICE PRESIDENT | NA | Control |
| KABACK, DEBORAH | I | SENIOR VICE PRESIDENT | NA | Control |
| KABACK, DEBORAH | I | SENIOR VICE PRESIDENT | NA | Control |
| KABACK, DEBORAH | I | SENIOR VICE PRESIDENT | NA | Control |
| KABACK, DEBORAH | I | SENIOR VICE PRESIDENT | NA | Control |
| KABACK, DEBORAH | I | SENIOR VICE PRESIDENT | NA | Control |
| KABACK, DEBORAH | I | SENIOR VICE PRESIDENT | NA | Control |
| KABACK, DEBORAH | I | SENIOR VICE PRESIDENT | NA | Control |
| KABACK, DEBORAH | I | SENIOR VICE PRESIDENT | NA | Control |
| KABACK, DEBORAH | I | SENIOR VICE PRESIDENT | NA | Control |
| KABACK, DEBORAH | I | SENIOR VICE PRESIDENT | NA | Control |
| KABACK, DEBORAH | I | SENIOR VICE PRESIDENT | NA | Control |
| KABACK, DEBORAH | I | SENIOR VICE PRESIDENT | NA | Control |
| KABACK, DEBORAH | I | SENIOR VICE PRESIDENT | NA | Control |
| KABACK, DEBORAH | I | SENIOR VICE PRESIDENT | NA | Control |
| KABACK, DEBORAH | I | SENIOR VICE PRESIDENT | NA | Control |
| KABACK, DEBORAH | I | SENIOR VICE PRESIDENT | NA | Control |
| KABACK, DEBORAH | I | SENIOR VICE PRESIDENT | NA | Control |
| KABACK, DEBORAH | I | SENIOR VICE PRESIDENT | NA | Control |
| KABACK, DEBORAH | I | SENIOR VICE PRESIDENT | NA | Control |
| KABACK, DEBORAH | I | SENIOR VICE PRESIDENT | NA | Control |
| KANE, PATRICK, JOHN | I | SENIOR VICE PRESIDENT | NA | Control |
| KANE, PATRICK, JOHN | I | SENIOR VICE PRESIDENT | NA | Control |
| LOWENTHAL, ALBERT, GRINSFELDER | I | CHAIRMAN | NA | Control |
| LOWENTHAL, ROBERT, STEVEN | I | SENIOR VICE PRESIDENT | NA | Control |
| LOWENTHAL, ROBERT, STEVEN | I | SENIOR VICE PRESIDENT | NA | Control |
| LOWENTHAL, ROBERT, STEVEN | I | SENIOR VICE PRESIDENT | NA | Control |
| LOWENTHAL, ROBERT, STEVEN | I | SENIOR VICE PRESIDENT | NA | Control |
| LOWENTHAL, ROBERT, STEVEN | I | SENIOR VICE PRESIDENT | NA | Control |
| LOWENTHAL, ROBERT, STEVEN | I | SENIOR VICE PRESIDENT | NA | Control |
| LOWENTHAL, ROBERT, STEVEN | I | SENIOR VICE PRESIDENT | NA | Control |
| LOWENTHAL, ROBERT, STEVEN | I | SENIOR VICE PRESIDENT | NA | Control |
| LOWENTHAL, ROBERT, STEVEN | I | SENIOR VICE PRESIDENT | NA | Control |
| LOWENTHAL, ROBERT, STEVEN | I | SENIOR VICE PRESIDENT | NA | Control |
| LOWENTHAL, ROBERT, STEVEN | I | SENIOR VICE PRESIDENT | NA | Control |
| LOWENTHAL, ROBERT, STEVEN | I | SENIOR VICE PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | SENIOR VICE PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | SENIOR VICE PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | SENIOR VICE PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | SENIOR VICE PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | SENIOR VICE PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | SENIOR VICE PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | SENIOR VICE PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | SENIOR VICE PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | SENIOR VICE PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | SENIOR VICE PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | SENIOR VICE PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | SENIOR VICE PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | SENIOR VICE PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | PRESIDENT | NA | Control |
| MCKIGNEY, BRYAN, EDWARD | I | PRESIDENT | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SENIOR VICE PRESIDENT / SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SENIOR VICE PRESIDENT / SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SENIOR VICE PRESIDENT / SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SENIOR VICE PRESIDENT / SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SENIOR VICE PRESIDENT / SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SENIOR VICE PRESIDENT / SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SENIOR VICE PRESIDENT / SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SENIOR VICE PRESIDENT / SECRETARY | NA | Control |
| MCNAMARA, DENNIS, PATRICK | I | SENIOR VICE PRESIDENT / SECRETARY | NA | Control |
| Milina, Svetlana | I | SENIOR VICE PRESIDENT | NA | Control |
| Milina, Svetlana | I | SENIOR VICE PRESIDENT | NA | Control |
| ROBERTS, ELAINE, KELLS | I | CFO | NA | Control |
| ROBINSON, THOMAS, ROBERT | I | PRESIDENT | NA | Control |
| ROBINSON, THOMAS, ROBERT | I | PRESIDENT | NA | Control |
| ROBINSON, THOMAS, ROBERT | I | PRESIDENT | NA | Control |
| ROBINSON, THOMAS, ROBERT | I | PRESIDENT | NA | Control |
| ROBINSON, THOMAS, ROBERT | I | PRESIDENT | NA | Control |
| ROBINSON, THOMAS, ROBERT | I | PRESIDENT | NA | Control |
| ROBINSON, THOMAS, ROBERT | I | PRESIDENT | NA | Control |
| ROBINSON, THOMAS, ROBERT | I | PRESIDENT | NA | Control |
| ROTH, BRIAN, ALAN | I | INTERIM CCO-IA | NA | |
| ROTH, BRIAN, ALAN | I | INTERIM CCO-IA | NA | |
| ROTH, BRIAN, ALAN | I | CCO-IA | NA | |
| ROTH, BRIAN, ALAN | I | CCO-IA | NA | |
| ROTH, BRIAN, ALAN | I | CCO-IA | NA | |
| ROTH, BRIAN, ALAN | I | CCO-IA | NA | |
| ROTH, BRIAN, ALAN | I | CCO-IA | NA | |
| ROTH, BRIAN, ALAN | I | CCO-IA | NA | |
| ROTH, BRIAN, ALAN | I | CCO-IA | NA | |
| ROTH, BRIAN, ALAN | I | CCO-IA | NA | |
| ROTH, BRIAN, ALAN | I | CCO-IA | NA | |
| ROTH, BRIAN, ALAN | I | CCO-IA | NA | |
| ROTH, BRIAN, ALAN | I | CCO-IA | NA | |
| ROTH, BRIAN, ALAN | I | CCO-IA | NA | |
| ROTH, BRIAN, ALAN | I | CCO-IA | NA | |
| ROTH, BRIAN, ALAN | I | CCO-IA | NA | |
| ROTH, BRIAN, ALAN | I | CCO-IA | NA | |
| ROTH, BRIAN, ALAN | I | CCO-IA | NA | |
| ROTH, BRIAN, ALAN | I | CCO-IA | NA | |
| ROTH, BRIAN, ALAN | I | CCO-IA | NA | |
| ROTH, BRIAN, ALAN | I | CCO-IA | NA | |
| ROTH, BRIAN, ALAN | I | CCO-IA | NA | |
| ROTH, BRIAN, ALAN | I | CCO-IA | NA | |
| SIEGEL, DOUGLAS, THORNLEY | I | GLOBAL COMPLIANCE OFFICER | NA | Control |
| SIEGEL, DOUGLAS, THORNLEY | I | GLOBAL COMPLIANCE OFFICER | NA | Control |
| SIEGEL, DOUGLAS, THORNLEY | I | GLOBAL COMPLIANCE OFFICER | NA | Control |
| SIEGEL, DOUGLAS, THORNLEY | I | GLOBAL COMPLIANCE OFFICER | NA | Control |
| SIEGEL, DOUGLAS, THORNLEY | I | GLOBAL COMPLIANCE OFFICER | NA | Control |
| SIEGEL, DOUGLAS, THORNLEY | I | GLOBAL COMPLIANCE OFFICER | NA | Control |
| SIEGEL, DOUGLAS, THORNLEY | I | GLOBAL COMPLIANCE OFFICER | NA | Control |
| SIEGEL, DOUGLAS, THORNLEY | I | GLOBAL COMPLIANCE OFFICER | NA | Control |
| SIEGEL, DOUGLAS, THORNLEY | I | GLOBAL COMPLIANCE OFFICER | NA | Control |
| SIEGEL, DOUGLAS, THORNLEY | I | GLOBAL COMPLIANCE OFFICER | NA | Control |
| SIEGEL, DOUGLAS, THORNLEY | I | GLOBAL COMPLIANCE OFFICER | NA | Control |
| SIEGEL, DOUGLAS, THORNLEY | I | GLOBAL COMPLIANCE OFFICER | NA | Control |
| SIEGEL, DOUGLAS, THORNLEY | I | GLOBAL COMPLIANCE OFFICER | NA | Control |
| SIEGEL, DOUGLAS, THORNLEY | I | GLOBAL COMPLIANCE OFFICER | NA | Control |
| SIEGEL, DOUGLAS, THORNLEY | I | GLOBAL COMPLIANCE OFFICER | NA | Control |
| SIEGEL, DOUGLAS, THORNLEY | I | GLOBAL COMPLIANCE OFFICER | NA | Control |
| SIEGEL, DOUGLAS, THORNLEY | I | GLOBAL COMPLIANCE OFFICER | NA | Control |
| SIEGEL, DOUGLAS, THORNLEY | I | GLOBAL COMPLIANCE OFFICER | NA | Control |
| SIEGEL, DOUGLAS, THORNLEY | I | GLOBAL COMPLIANCE OFFICER | NA | Control |
| SIEGEL, DOUGLAS, THORNLEY | I | GLOBAL COMPLIANCE OFFICER | NA | Control |
| SIEGEL, DOUGLAS, THORNLEY | I | GLOBAL COMPLIANCE OFFICER | NA | Control |
| SIEGEL, DOUGLAS, THORNLEY | I | GLOBAL COMPLIANCE OFFICER | NA | Control |
| SIEGEL, DOUGLAS, THORNLEY | I | GLOBAL COMPLIANCE OFFICER | NA | Control |
| SIEGEL, DOUGLAS, THORNLEY | I | GLOBAL COMPLIANCE OFFICER | NA | Control |
| SIEGEL, DOUGLAS, THORNLEY | I | GLOBAL COMPLIANCE OFFICER | NA | Control |
| SIEGEL, DOUGLAS, THORNLEY | I | GLOBAL COMPLIANCE OFFICER | NA | Control |
| SIEGEL, DOUGLAS, THORNLEY | I | GLOBAL COMPLIANCE OFFICER | NA | Control |
| Valentino, Dominic, Thomas | I | GLOBAL COMPLIANCE OFFICER | NA | Control |
| Valentino, Dominic, Thomas | I | GLOBAL COMPLIANCE OFFICER | NA | Control |
| Valentino, Dominic, Thomas | I | GLOBAL COMPLIANCE OFFICER | NA | Control |
| WILLIAMSON, BRIAN, KAHN | I | SENIOR VICE PRESIDENT | NA | Control |
| WILLIAMSON, BRIAN, KEITH | I | SENIOR VICE PRESIDENT | NA | Control |
| WILLIAMSON, BRIAN, KEITH | I | SENIOR VICE PRESIDENT | NA | Control |
| Watkins, Brad, Michael | I | SENIOR VICE PRESIDENT - CFO | NA | |
| Watkins, Brad, Michael | I | SENIOR VICE PRESIDENT - CFO | NA | |
| Watkins, Brad, Michael | I | SENIOR VICE PRESIDENT - CFO | NA | |
| Watkins, Brad, Michael | I | SENIOR VICE PRESIDENT - CFO | NA | |
| Watkins, Brad, Michael | I | SENIOR VICE PRESIDENT - CFO | NA | |
| Watkins, Brad, Michael | I | SENIOR VICE PRESIDENT - CFO | NA | |
| Watkins, Brad, Michael | I | SENIOR VICE PRESIDENT - CFO | NA | |
| Watkins, Brad, Michael | I | SENIOR VICE PRESIDENT - CFO | NA | |
| Watkins, Brad, Michael | I | SENIOR VICE PRESIDENT - CFO | NA | |
| Watkins, Brad, Michael | I | SENIOR VICE PRESIDENT - CFO | NA | |
| Watkins, Brad, Michael | I | SENIOR VICE PRESIDENT - CFO | NA | |
| Watkins, Brad, Michael | I | SENIOR VICE PRESIDENT - CFO | NA | |
| Watkins, Brad, Michael | I | SENIOR VICE PRESIDENT - CFO | NA | |
| Watkins, Brad, Michael | I | SENIOR VICE PRESIDENT - CFO | NA | |
| Watkins, Brad, Michael | I | SENIOR VICE PRESIDENT - CFO | NA | |
| Watkins, Brad, Michael | I | SENIOR VICE PRESIDENT - CFO | NA | |
| Watkins, Brad, Michael | I | SENIOR VICE PRESIDENT - CFO | NA | |
| Watkins, Brad, Michael | I | SENIOR VICE PRESIDENT - CFO | NA | |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | DIRECT OWNER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | DIRECT OWNER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | DIRECT OWNER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | DIRECT OWNER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | DIRECT OWNER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | DIRECT OWNER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | DIRECT OWNER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | DIRECT OWNER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | DIRECT OWNER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | DIRECT OWNER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | DIRECT OWNER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | DIRECT OWNER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | DIRECT OWNER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | DIRECT OWNER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | DIRECT OWNER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | DIRECT OWNER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | DIRECT OWNER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | DIRECT OWNER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | DIRECT OWNER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | DIRECT OWNER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | DIRECT OWNER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | DIRECT OWNER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | DIRECT OWNER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | DIRECT OWNER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | DIRECT OWNER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | DIRECT OWNER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | DIRECT OWNER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | DIRECT OWNER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | DIRECT OWNER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | DIRECT OWNER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | DIRECT OWNER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | DIRECT OWNER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | DIRECT OWNER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | DIRECT OWNER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | DIRECT OWNER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | DIRECT OWNER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | DIRECT OWNER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | DIRECT OWNER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | DIRECT OWNER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | DIRECT OWNER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | DIRECT OWNER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | DIRECT OWNER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | DIRECT OWNER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | DIRECT OWNER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | DIRECT OWNER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | DIRECT OWNER | E | Control |
| OPPENHEIMER ASSET MANAGEMENT INC. | DE | DIRECT OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT INC. | E | Control |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT INC. | E | Control |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT INC. | E | Control |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT INC. | E | Control |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT INC. | E | Control |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT INC. | E | Control |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT INC. | E | Control |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT INC. | E | Control |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT INC. | E | Control |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT INC. | E | Control |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT INC. | E | Control |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT INC. | E | Control |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT INC. | E | Control |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT INC. | E | Control |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT INC. | E | Control |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT INC. | E | Control |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT INC. | E | Control |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT INC. | E | Control |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT INC. | E | Control |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT INC. | E | Control |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT INC. | E | Control |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT INC. | E | Control |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT INC. | E | Control |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT INC. | E | Control |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT INC. | E | Control |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT INC. | E | Control |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT INC. | E | Control |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT INC. | E | Control |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT INC. | E | Control |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT INC. | E | Control |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT INC. | E | Control |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT INC. | E | Control |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT INC. | E | Control |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT INC. | E | Control |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT INC. | E | Control |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT INC. | E | Control |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT INC. | E | Control |
| E.A. VINER INTERNATIONAL CO. | DE | OPPENHEIMER ASSET MANAGEMENT INC. | E | Control |
| OPPENHEIMER HOLDINGS INC. | FE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
| OPPENHEIMER HOLDINGS INC. | DE | E.A. VINER INTERNATIONAL CO. | E | Control |
Registrations
Federal
IA
Oct 17, 2025 REGISTERED
Address
85 BROAD STREET, 24TH FLOORNEW YORK, NY 10004
United States
Phone: 212-668-8000