RIA Intelligence

LEGACY FINANCIAL SERVICES GROUP, INC.

CRD #140514 SEC #801-66694 TRAVERSE CITY, MI 231-933-0631
SEC Registered
Total AUM
$80.5M
Discretionary
$80.5M
Employees
2
Clients
0
Accounts
442

Firm Details

Organization Type
Corporation
State of Formation
Michigan
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Aug 26, 2014
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
WEEKS, CAROLYN, MARIEICHIEF COMPLIANCE OFFICERNA Control
WEEKS, CAROLYN, MARIEICHIEF COMPLIANCE OFFICERNA Control
WEEKS, CAROLYN, MARIEICHIEF COMPLIANCE OFFICERNA Control
WEEKS, CAROLYN, MARIEICHIEF COMPLIANCE OFFICERNA Control
WEEKS, CAROLYN, MARIEICHIEF COMPLIANCE OFFICERNA Control
WEEKS, CAROLYN, MARIEICHIEF COMPLIANCE OFFICERNA Control
WEEKS, CAROLYN, MARIEICHIEF COMPLIANCE OFFICERNA Control
WEEKS, CAROLYN, MARIEICHIEF COMPLIANCE OFFICERNA Control
WEEKS, CAROLYN, MARIEICHIEF COMPLIANCE OFFICERNA Control
WEEKS, CAROLYN, MARIEICHIEF COMPLIANCE OFFICERNA Control
WEEKS, CAROLYN, MARIEICHIEF COMPLIANCE OFFICERNA Control
WEEKS, DEREK, EDWARDIPRESIDENTE Control
WEEKS, DEREK, EDWARDIPRESIDENTE Control
WEEKS, DEREK, EDWARDIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
WEEKS, DEREK, EDWARDIPRESIDENTE Control
WEEKS, DEREK, EDWARDIPRESIDENTE Control
WEEKS, DEREK, EDWARDIPRESIDENTE Control
WEEKS, DEREK, EDWARDIPRESIDENTE Control
WEEKS, DEREK, EDWARDIPRESIDENTE Control
WEEKS, DEREK, EDWARDIPRESIDENTE Control
WEEKS, DEREK, EDWARDIPRESIDENTE Control
WEEKS, DEREK, EDWARDIPRESIDENTE Control
WEEKS, DEREK, EDWARDIPRESIDENTE Control

Registrations

Federal

IA
Aug 26, 2014 REGISTERED

Notice Filings (1)

MI

Address

10691 EAST CARTER ROAD
SUITE 101
TRAVERSE CITY, MI 49684
United States
Phone: 231-933-0631