ELM3 FINANCIAL GROUP, LLC
CRD #140594 SEC #801-126278 ALPHARETTA, GA 678-297-9500
SEC Registered
Total AUM
$159.1M
Discretionary
$159M
Employees
5
Clients
25
Accounts
631
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Georgia
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 16, 2025
- Branch Offices
- 2
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Nickens, Margaret | I | CHIEF COMPLIANCE OFFICER | NA | |
| Nickens, Margaret | I | CHIEF COMPLIANCE OFFICER | NA | |
| Nickens, Margaret | I | CHIEF COMPLIANCE OFFICER | NA | |
| Nickens, Margaret | I | CHIEF COMPLIANCE OFFICER | NA | |
| Nickens, Margaret | I | CHIEF COMPLIANCE OFFICER | NA | |
| Nickens, Margaret | I | CHIEF COMPLIANCE OFFICER | NA | |
| Nickens, Margaret | I | CHIEF COMPLIANCE OFFICER | NA | |
| Nickens, Margaret | I | CHIEF COMPLIANCE OFFICER | NA | |
| Nickens, Margaret | I | CHIEF COMPLIANCE OFFICER | NA | |
| Nickens, Margaret | I | CHIEF COMPLIANCE OFFICER | NA | |
| Nickens, Margaret | I | CHIEF COMPLIANCE OFFICER | NA | |
| Nickens, Margaret | I | CHIEF COMPLIANCE OFFICER | NA | |
| Nickens, Margaret | I | CHIEF COMPLIANCE OFFICER | NA | |
| Nickens, Margaret | I | CHIEF COMPLIANCE OFFICER | NA | |
| Nickens, Margaret | I | CHIEF COMPLIANCE OFFICER | NA | |
| NICKENS, STACEY, ANN | I | CHIEF INVESTMENT OFFICER/ PRESIDENT/MEMBER | E | Control |
| NICKENS, STACEY, ANN | I | CHIEF INVESTMENT OFFICER/ PRESIDENT/MEMBER | E | Control |
| NICKENS, STACEY, ANN | I | CHIEF INVESTMENT OFFICER/ PRESIDENT/MEMBER | E | Control |
| NICKENS, STACEY, ANN | I | CHIEF INVESTMENT OFFICER/ PRESIDENT/MEMBER | E | Control |
| NICKENS, STACEY, ANN | I | CHIEF INVESTMENT OFFICER/ PRESIDENT/MEMBER | E | Control |
| NICKENS, STACEY, ANN | I | CHIEF INVESTMENT OFFICER/ PRESIDENT/MEMBER | E | Control |
| NICKENS, STACEY, ANN | I | CHIEF INVESTMENT OFFICER/ PRESIDENT/MEMBER | E | Control |
| NICKENS, STACEY, ANN | I | CHIEF INVESTMENT OFFICER/ PRESIDENT/MEMBER | E | Control |
| NICKENS, STACEY, ANN | I | CHIEF INVESTMENT OFFICER/ PRESIDENT/MEMBER | E | Control |
| NICKENS, STACEY, ANN | I | CHIEF INVESTMENT OFFICER/ PRESIDENT/MEMBER | E | Control |
| NICKENS, STACEY, ANN | I | CHIEF INVESTMENT OFFICER/ PRESIDENT/MEMBER | E | Control |
| NICKENS, STACEY, ANN | I | CHIEF INVESTMENT OFFICER/ PRESIDENT/MEMBER | E | Control |
| NICKENS, STACEY, ANN | I | CHIEF INVESTMENT OFFICER/ PRESIDENT/MEMBER | E | Control |
| NICKENS, STACEY, ANN | I | CHIEF INVESTMENT OFFICER/ PRESIDENT/MEMBER | E | Control |
| NICKENS, STACEY, ANN | I | CHIEF INVESTMENT OFFICER/ PRESIDENT/MEMBER | E | Control |
Registrations
Federal
IA
Jul 16, 2025 REGISTERED
Notice Filings (8)
CO FL GA IL MD NC TN TX
Address
5755 NORTH POINT PKWYSUITE 92
ALPHARETTA, GA 30022-1145
United States
Phone: 678-297-9500