RIA Intelligence

ASTON ASSET MANAGEMENT LLC

Legal name: ASTON ASSET MANAGEMENT

CRD #140607 SEC #801-66837 CHICAGO, IL 312-268-1400
SEC Registered
Total AUM
$3.5B
Discretionary
$3.5B
Employees
--
Clients
--
Accounts
796

Firm Details

Organization Type
Partnership
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 31, 2009
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
ANDERSON, KENNETH, CRAIGIPRESIDENT, PARTNERNA Control
ANDERSON, KENNETH, CRAIGIPRESIDENT, PARTNERNA Control
ANDERSON, KENNETH, CRAIGIPRESIDENT, PARTNERNA Control
DILLENBURG, GERALD, FRANCISICHIEF COMPLIANCE OFFICER, CFO, PARTNERNA Control
DILLENBURG, GERALD, FRANCISICHIEF COMPLIANCE OFFICER, CFO, PARTNERNA Control
DILLENBURG, GERALD, FRANCISICHIEF COMPLIANCE OFFICER, CFO, PARTNERNA Control
MANOR LLCDEGENERAL PARTNERE Control
MANOR LLCDEGENERAL PARTNERE Control
MANOR LLCDEGENERAL PARTNERE Control
HIGHBURY FINANCIALDEHOLDING COMPANY, MANAGER MEMBERD Control
HIGHBURY FINANCIALDEHOLDING COMPANY, MANAGER MEMBERD Control
HIGHBURY FINANCIALDEHOLDING COMPANY, MANAGER MEMBERD Control
HIGHBURY FINANCIALDEHOLDING COMPANY, MANAGER MEMBERD Control
HIGHBURY FINANCIALDEHOLDING COMPANY, MANAGER MEMBERD Control
ANDERSON, KENNETH, CRAIGIPRESIDENT, MEMBERB Control
ANDERSON, KENNETH, CRAIGIPRESIDENT, MEMBERB Control
ANDERSON, KENNETH, CRAIGIPRESIDENT, MEMBERB Control
ANDERSON, KENNETH, CRAIGIPRESIDENT, MEMBERB Control
ANDERSON, KENNETH, CRAIGIPRESIDENT, MEMBERB Control
BILTON, STUART, DOUGLASICEO, MEMBERB Control
BILTON, STUART, DOUGLASICEO, MEMBERB Control
BILTON, STUART, DOUGLASICEO, MEMBERB Control
BILTON, STUART, DOUGLASICEO, MEMBERB Control
BILTON, STUART, DOUGLASICEO, MEMBERB Control
BILTON, STUART, DOUGLASICEO, CHAIRMAN, PARTNERA Control
BILTON, STUART, DOUGLASICEO, CHAIRMAN, PARTNERA Control
BILTON, STUART, DOUGLASICEO, CHAIRMAN, PARTNERA Control
DILLENBURG, GERALD, FRANCISICHIEF COMPLIANCE OFFICER, CFO, MEMBERA Control
DILLENBURG, GERALD, FRANCISICHIEF COMPLIANCE OFFICER, CFO, MEMBERA Control
DILLENBURG, GERALD, FRANCISICHIEF COMPLIANCE OFFICER, CFO, MEMBERA Control
DILLENBURG, GERALD, FRANCISICHIEF COMPLIANCE OFFICER, CFO, MEMBERA Control
DILLENBURG, GERALD, FRANCISICHIEF COMPLIANCE OFFICER, CFO, MEMBERA Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
AFFILIATED MANAGERS GROUPDEMANOR LLCE Control
AFFILIATED MANAGERS GROUPDEMANOR LLCE Control
AFFILIATED MANAGERS GROUPDEMANOR LLCE Control

Registrations

Federal

IA
Mar 31, 2009 REGISTERED

Notice Filings (32)

AZ CA CO CT DC DE FL GA IA IL IN MA MD ME MI MN MO MT NC NH NJ NY OH OR PA RI SC TN TX VA VT WA

Address

120 N. LASALLE STREET
25TH FLOOR
CHICAGO, IL 60602
United States
Phone: 312-268-1400