INDEPENDENCE INVESTMENTS LLC

CRD #140621 SEC #801-66726 BOSTON, MA 617-228-8700

SEC Registered

Total AUM

$7.9B

Discretionary

$7.9B

Employees

Clients

Accounts

Firm Details

Organization Type: Limited Liability Company
State of Formation: --
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Apr 5, 2007
Branch Offices: --

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
ADLER, RICHARD, HOWARD	I	DIRECTOR	NA	Control
ADLER, RICHARD, HOWARD	I	DIRECTOR	NA	Control
ADLER, RICHARD, HOWARD	I	DIRECTOR	NA	Control
ADLER, RICHARD, HOWARD	I	DIRECTOR	NA	Control
ADLER, RICHARD, HOWARD	I	DIRECTOR	NA	Control
COOPER, MIRIAM, FLICOP	I	CHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT AND MEMBER/DIRECTOR	NA	Control
COOPER, MIRIAM, FLICOP	I	CHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT AND MEMBER/DIRECTOR	NA	Control
COOPER, MIRIAM, FLICOP	I	CHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT AND MEMBER/DIRECTOR	NA	Control
COOPER, MIRIAM, FLICOP	I	CHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT AND MEMBER/DIRECTOR	NA	Control
COOPER, MIRIAM, FLICOP	I	CHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT AND MEMBER/DIRECTOR	NA	Control
FREEMAN, WILLIAM, J.	I	DIRECTOR	NA	Control
FREEMAN, WILLIAM, J.	I	DIRECTOR	NA	Control
FREEMAN, WILLIAM, J.	I	DIRECTOR	NA	Control
HUNT, JON, COWELL	I	DIRECTOR	NA	Control
HUNT, JON, COWELL	I	DIRECTOR	NA	Control
HUNT, JON, COWELL	I	DIRECTOR	NA	Control
HUNT, JON, COWELL	I	DIRECTOR	NA	Control
HUNT, JON, COWELL	I	DIRECTOR	NA	Control
KOZLEN, VERNON, CLARK	I	DIRECTOR	NA	Control
KOZLEN, VERNON, CLARK	I	DIRECTOR	NA	Control
LEU, JAMES	I	SENIOR VICE PRESIDENT, MEMBER/DIRECTOR	NA	Control
THOMPSON, PATRICIA, ANN	I	CHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENT	NA
THOMPSON, PATRICIA, ANN	I	CHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENT	NA
THOMPSON, PATRICIA, ANN	I	CHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENT	NA
THOMPSON, PATRICIA, ANN	I	CHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENT	NA
THOMPSON, PATRICIA, ANN	I	CHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENT	NA
CONVERGENT CAPITAL MANAGEMENT LLC	DE	MEMBER	E	Control
CONVERGENT CAPITAL MANAGEMENT LLC	DE	MEMBER	E	Control
CONVERGENT CAPITAL MANAGEMENT LLC	DE	MEMBER	E	Control
CONVERGENT CAPITAL MANAGEMENT LLC	DE	MEMBER	E	Control
CONVERGENT CAPITAL MANAGEMENT LLC	DE	MEMBER	E	Control
LAPMAN, MARK, CHARLES	I	CHAIRMAN, CHIEF EXECUTIVE OFFICER, PRESIDENT AND MEMBER/DIRECTOR	A	Control
LAPMAN, MARK, CHARLES	I	CHAIRMAN, CHIEF EXECUTIVE OFFICER, PRESIDENT AND MEMBER/DIRECTOR	A	Control
LAPMAN, MARK, CHARLES	I	CHAIRMAN, CHIEF EXECUTIVE OFFICER, PRESIDENT AND MEMBER/DIRECTOR	A	Control
LAPMAN, MARK, CHARLES	I	CHAIRMAN, CHIEF EXECUTIVE OFFICER, PRESIDENT AND MEMBER/DIRECTOR	A	Control
LAPMAN, MARK, CHARLES	I	CHAIRMAN, CHIEF EXECUTIVE OFFICER, PRESIDENT AND MEMBER/DIRECTOR	A	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
CITY NATIONAL CORPORATION	DE	CONVERGENT CAPITAL MANAGEMENT LLC	E	Control
CITY NATIONAL CORPORATION	DE	CONVERGENT CAPITAL MANAGEMENT LLC	E	Control
CITY NATIONAL CORPORATION	DE	CONVERGENT CAPITAL MANAGEMENT LLC	E	Control
CITY NATIONAL CORPORATION	DE	CONVERGENT CAPITAL MANAGEMENT LLC	E	Control
CITY NATIONAL CORPORATION	DE	CONVERGENT CAPITAL MANAGEMENT LLC	E	Control

Registrations

Federal

Apr 5, 2007 REGISTERED

Notice Filings (4)

FL MA TX VT

Address

160 FEDERAL STREET
9TH FLOOR
BOSTON, MA 2110
USA

Phone: 617-228-8700