SOVEREIGN WEALTH ADVISORS, INC.
CRD #140639 SEC #801-66839 BELLEVUE, WA 425-289-4222
SEC Registered
Total AUM
$279.8M
Discretionary
$239.1M
Employees
4
Clients
1
Accounts
697
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Mar 2022 | $338.6M | $295M | $43.6M | 5 | 1 |
| Dec 2021 | $279.8M | $239.1M | $40.8M | 4 | 3 |
| Jun 2021 | $279.8M | $239.1M | $40.8M | 4 | 3 |
| Mar 2021 | $279.8M | $239.1M | $40.8M | 4 | 3 |
| Mar 2021 | $229.6M | $196.2M | $33.5M | 4 | 0 |
| Mar 2020 | $229.6M | $196.2M | $33.5M | 4 | 0 |
| Mar 2019 | $188.7M | $169.9M | $18.8M | 4 | 0 |
| Mar 2018 | $217.6M | $199.9M | $17.7M | 5 | 0 |
| Mar 2017 | $181M | $168M | $13M | 5 | 200 |
| Mar 2016 | $161.7M | $149.7M | $12M | 5 | 200 |
| Mar 2015 | $164.7M | $151.4M | $13.3M | 5 | 200 |
| Mar 2015 | $164.7M | $151.4M | $13.3M | 5 | 200 |
| Mar 2014 | $151.8M | $145.1M | $6.7M | 6 | 200 |
| Mar 2013 | $137.9M | $130M | $7.9M | 6 | 200 |
| Mar 2012 | $124.5M | $121.1M | $3.4M | 1 | 200 |
| Mar 2012 | $124.5M | $121.1M | $3.4M | 1 | 200 |
| Apr 2011 | $113.3M | $106.2M | $7.2M | 5 | -- |
| Mar 2011 | $113.3M | $106.2M | $7.2M | 5 | -- |
| Nov 2010 | $96M | $89.7M | $6.3M | 5 | -- |
| Jan 2010 | $96.2M | $90.9M | $5.3M | 5 | -- |
| Sep 2009 | $88.8M | $84.1M | $4.8M | 5 | -- |
| Mar 2007 | $272.1M | $148.5M | $123.6M | 5 | -- |
| Nov 2006 | $142M | $0 | $142M | 5 | -- |
DateMar 2022
Total AUM$338.6M
Discretionary$295M
Non-Disc.$43.6M
Employees5
Clients1
DateDec 2021
Total AUM$279.8M
Discretionary$239.1M
Non-Disc.$40.8M
Employees4
Clients3
DateJun 2021
Total AUM$279.8M
Discretionary$239.1M
Non-Disc.$40.8M
Employees4
Clients3
DateMar 2021
Total AUM$279.8M
Discretionary$239.1M
Non-Disc.$40.8M
Employees4
Clients3
DateMar 2021
Total AUM$229.6M
Discretionary$196.2M
Non-Disc.$33.5M
Employees4
Clients0
DateMar 2020
Total AUM$229.6M
Discretionary$196.2M
Non-Disc.$33.5M
Employees4
Clients0
DateMar 2019
Total AUM$188.7M
Discretionary$169.9M
Non-Disc.$18.8M
Employees4
Clients0
DateMar 2018
Total AUM$217.6M
Discretionary$199.9M
Non-Disc.$17.7M
Employees5
Clients0
DateMar 2017
Total AUM$181M
Discretionary$168M
Non-Disc.$13M
Employees5
Clients200
DateMar 2016
Total AUM$161.7M
Discretionary$149.7M
Non-Disc.$12M
Employees5
Clients200
DateMar 2015
Total AUM$164.7M
Discretionary$151.4M
Non-Disc.$13.3M
Employees5
Clients200
DateMar 2015
Total AUM$164.7M
Discretionary$151.4M
Non-Disc.$13.3M
Employees5
Clients200
DateMar 2014
Total AUM$151.8M
Discretionary$145.1M
Non-Disc.$6.7M
Employees6
Clients200
DateMar 2013
Total AUM$137.9M
Discretionary$130M
Non-Disc.$7.9M
Employees6
Clients200
DateMar 2012
Total AUM$124.5M
Discretionary$121.1M
Non-Disc.$3.4M
Employees1
Clients200
DateMar 2012
Total AUM$124.5M
Discretionary$121.1M
Non-Disc.$3.4M
Employees1
Clients200
DateApr 2011
Total AUM$113.3M
Discretionary$106.2M
Non-Disc.$7.2M
Employees5
Clients--
DateMar 2011
Total AUM$113.3M
Discretionary$106.2M
Non-Disc.$7.2M
Employees5
Clients--
DateNov 2010
Total AUM$96M
Discretionary$89.7M
Non-Disc.$6.3M
Employees5
Clients--
DateJan 2010
Total AUM$96.2M
Discretionary$90.9M
Non-Disc.$5.3M
Employees5
Clients--
DateSep 2009
Total AUM$88.8M
Discretionary$84.1M
Non-Disc.$4.8M
Employees5
Clients--
DateMar 2007
Total AUM$272.1M
Discretionary$148.5M
Non-Disc.$123.6M
Employees5
Clients--
DateNov 2006
Total AUM$142M
Discretionary$0
Non-Disc.$142M
Employees5
Clients--