SYCAMORE INVESTMENT GROUP, LLC
CRD #140662 SEC #801-66795 PAOLA, KS 913-783-4495
SEC Registered
Total AUM
$28M
Discretionary
$28M
Employees
5
Clients
0
Accounts
11
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 30, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| MARINER WEALTH ADVISORS, LLC | DE | MEMBER | C | Control |
| MARINER WEALTH ADVISORS, LLC | DE | MEMBER | C | Control |
| OVERHILL INVESTMENTS, LLC | DE | MEMBER | C | Control |
| OVERHILL INVESTMENTS, LLC | DE | MEMBER | C | Control |
| TOMAN, CHRISTIAN, ERIK | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | C | Control |
| TOMAN, CHRISTIAN, ERIK | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BICKNELL, MARTIN, CHRISTOPHER | I | MARINER WEALTH ADVISORS, LLC | E | Control |
| BICKNELL, MARTIN, CHRISTOPHER | I | MARINER WEALTH ADVISORS, LLC | E | Control |
| SCHLOZMAN, DANIEL, LEE | I | OVERHILL INVESTMENTS, LLC | E | Control |
| SCHLOZMAN, DANIEL, LEE | I | OVERHILL INVESTMENTS, LLC | E | Control |
Registrations
Federal
IA
Jan 30, 2007 REGISTERED
Notice Filings (1)
KS
Address
24695 OLD KANSAS CITY ROADPAOLA, KS 66071
USA
Phone: 913-783-4495