RIA Intelligence

WESTLAKE FINANCIAL ADVISORS LLC

CRD #140667 SEC #801-66776 WESTLAKE VILLAGE, CA 805-371-4777
SEC Registered
Total AUM
$37M
Discretionary
$37M
Employees
1
Clients
26
Accounts
64

Firm Details

Organization Type
Limited Liability Company
State of Formation
California
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Nov 30, 2011
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
CASEY, DANIEL, FRANCISIPRESIDENTE Control
CASEY, DANIEL, FRANCISICHIEF COMPLIANCE OFFICERE Control
CASEY, DANIEL, FRANCISIPRESIDENTE Control
CASEY, DANIEL, FRANCISICHIEF COMPLIANCE OFFICERE Control
CASEY, DANIEL, FRANCISIPRESIDENTE Control
CASEY, DANIEL, FRANCISICHIEF COMPLIANCE OFFICERE Control
CASEY, DANIEL, FRANCISIPRESIDENTE Control
CASEY, DANIEL, FRANCISICHIEF COMPLIANCE OFFICERE Control
CASEY, DANIEL, FRANCISIPRESIDENTE Control
CASEY, DANIEL, FRANCISICHIEF COMPLIANCE OFFICERE Control
CASEY, DANIEL, FRANCISIPRESIDENTE Control
CASEY, DANIEL, FRANCISICHIEF COMPLIANCE OFFICERE Control
CASEY, DANIEL, FRANCISIPRESIDENTE Control
CASEY, DANIEL, FRANCISICHIEF COMPLIANCE OFFICERE Control
CASEY, DANIEL, FRANCISIPRESIDENTE Control
CASEY, DANIEL, FRANCISICHIEF COMPLIANCE OFFICERE Control
CASEY, DANIEL, FRANCISIPRESIDENTE Control
CASEY, DANIEL, FRANCISICHIEF COMPLIANCE OFFICERE Control
CASEY, DANIEL, FRANCISIPRESIDENTE Control
CASEY, DANIEL, FRANCISICHIEF COMPLIANCE OFFICERE Control

Registrations

Federal

IA
Nov 30, 2011 REGISTERED

Notice Filings (1)

CA

Address

4510. THOUSAND OAKS
SUITE 200
WESTLAKE VILLAGE, CA 91362
United States
Phone: 805-371-4777