RIA Intelligence

ADVISORALLIANCE, LLC

CRD #140681 SEC #801-66919 ROGERS, AR 479-845-4260
SEC Registered
Total AUM
$40M
Discretionary
$5M
Employees
10
Clients
0
Accounts
12

Firm Details

Organization Type
Limited Liability Company
State of Formation
Arkansas
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Feb 20, 2007
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
TAYLOR, WILFORD, ROBERTIMANAGING MEMBER / CHIEF COMPLIANCE OFFICERD Control
TAYLOR, WILFORD, ROBERTICHIEF EXECUTIVE OFFICER AND MANAGING MEMBERD Control
TAYLOR, WILFORD, ROBERTICHIEF EXECUTIVE OFFICER, CHIEF INVESTMENTS OFFICER, AND MANAGING MEMBERD Control
TAYLOR, WILFORD, ROBERTICHIEF EXECUTIVE OFFICER, CHIEF INVESTMENTS OFFICER, AND MANAGING MEMBERD Control
TAYLOR, WILFORD, ROBERTIMANAGING MEMBER / CHIEF COMPLIANCE OFFICERD Control
MOTE, JIMMY, DOYLEICLIENT EDUCATION SERVICES MANAGERC Control
MOTE, JIMMY, DOYLEICHIEF INVESTMENT OFFICER AND MANAGING MEMBERC Control
MOTE, JIMMY, DOYLEIMANAGING MEMBERC Control
MOTE, JIMMY, DOYLEIMANAGING MEMBERC Control
MOTE, JIMMY, DOYLEICLIENT EDUCATION SERVICES MANAGERC Control
EDMIASTON, JAMES, EDWARDIMARKETING MANAGERA Control
EDMIASTON, JAMES, EDWARDIDIRECTOR OF MARKETING AND MANAGING MEMBERA Control
EDMIASTON, JAMES, EDWARDIMANAGING MEMBERA Control
EDMIASTON, JAMES, EDWARDIMANAGING MEMBERA Control
EDMIASTON, JAMES, EDWARDIMARKETING MANAGERA Control
KENDALL, WILLIAM, CLAYIACCOUNT MANAGERA Control
KENDALL, WILLIAM, CLAYICHIEF COMPLIANCE OFFICER, DIRECTOR OF CLIENT RELATIONS AND MANAGING MEMBERA Control
KENDALL, WILLIAM, CLAYIMANAGING MEMBERA Control
KENDALL, WILLIAM, CLAYIMANAGING MEMBERA Control
KENDALL, WILLIAM, CLAYIACCOUNT MANAGERA Control
MCKAUGHAN, TONYA, LOUISEIACCOUNT MANAGERA Control
MCKAUGHAN, TONYA, LOUISEICHIEF OPERATING OFFICER AND MANAGING MEMBERA Control
MCKAUGHAN, TONYA, LOUISEICHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, AND MANAGING MEMBERA Control
MCKAUGHAN, TONYA, LOUISEICHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, AND MANAGING MEMBERA Control
MCKAUGHAN, TONYA, LOUISEIACCOUNT MANAGERA Control

Registrations

Federal

IA
Feb 20, 2007 REGISTERED

Notice Filings (8)

AR GA LA MO NV OK SC TX

Address

5305 VILLAGE PARKWAY
SUITE 5
ROGERS, AR 72758
USA
Phone: 479-845-4260