THESIS CAPITAL MANAGEMENT, LLC
CRD #140696 SEC #801-66799 NEW YORK, NY 212-585-0100
SEC Registered
Total AUM
$42.2M
Discretionary
$42.2M
Employees
5
Clients
--
Accounts
3
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 30, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ROSEMAN, STEPHEN, FORRESTER | I | MEMBER | E | Control |
| LEE, WILCOLN | I | MEMBER | B | Control |
| HUYLER, DUNCAN, DAVID | I | CHIEF COMPLIANCE OFFICER & CFO | A | Control |
Registrations
Federal
IA
Apr 30, 2007 REGISTERED
Address
60 EAST 42ND ST.SUITE 1245
NEW YORK, NY 10165
USA
Phone: 212-585-0100