SURGEONS ASSET MANAGEMENT, LLC
CRD #140703 SEC #801-67060 CHICAGO, IL 312-202-5012
SEC Registered
Total AUM
$22.6M
Discretionary
$22.6M
Employees
5
Clients
0
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- JUNE
- Registration Date
- --
- Latest Filing
- Sep 18, 2008
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BAILEY, HAROLD, RANDOLPH | I | DIRECTOR | NA | |
| BAILEY, HAROLD, RANDOLPH | I | DIRECTOR | NA | |
| BAILEY, HAROLD, RANDOLPH | I | DIRECTOR | NA | |
| BAKAZAN, DEBORAH, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| BAKAZAN, DEBORAH, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| BAKAZAN, DEBORAH, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| BRITT, LUNZY, DELANO | I | DIRECTOR | NA | |
| CAMERON, JOHN, LEMUEL | I | DIRECTOR | NA | |
| CAMERON, JOHN, LEMUEL | I | DIRECTOR | NA | |
| CAMERON, JOHN, LEMUEL | I | DIRECTOR | NA | |
| FINLEY, RICHARD, JOHN | I | DIRECTOR | NA | |
| FINLEY, RICHARD, JOHN | I | DIRECTOR | NA | |
| FINLEY, RICHARD, JOHN | I | DIRECTOR | NA | |
| MABRY, CHARLES, DAVID | I | DIRECTOR | NA | |
| MABRY, CHARLES, DAVID | I | DIRECTOR | NA | |
| MABRY, CHARLES, DAVID | I | DIRECTOR | NA | |
| PAI, SAVITRI, PADMAVITI | I | CHIEF OPERATING OFFICER | NA | |
| PAI, SAVITRI, PADMAVITI | I | CHIEF OPERATING OFFICER | NA | |
| PAI, SAVITRI, PADMAVITI | I | CHIEF OPERATING OFFICER | NA | |
| RICHARDSON, JAMES, DAVID | I | DIRECTOR | NA | |
| RICHARDSON, JAMES, DAVID | I | DIRECTOR | NA | |
| RICHARDSON, JAMES, DAVID | I | DIRECTOR | NA | |
| RUSSELL, THOMAS, RICHARD | I | DIRECTOR, CHIEF EXECUTIVE OFFICER (CEO) | NA | |
| RUSSELL, THOMAS, RICHARD | I | DIRECTOR | NA | |
| RUSSELL, THOMAS, RICHARD | I | DIRECTOR, CHIEF EXECUTIVE OFFICER (CEO) | NA | |
| VINCENT, GAY, LYNN | I | CHIEF FINANCIAL OFFICER | NA | |
| VINCENT, GAY, LYNN | I | CHIEF FINANCIAL OFFICER | NA | |
| VINCENT, GAY, LYNN | I | CHIEF FINANCIAL OFFICER | NA | |
| WARSHAW, ANDREW, LOUIS | I | DIRECTOR | NA | |
| WARSHAW, ANDREW, LOUIS | I | DIRECTOR | NA | |
| AMERICAN COLLEGE OF SURGEONS | DE | MEMBER | E | Control |
| AMERICAN COLLEGE OF SURGEONS | DE | MEMBER | E | Control |
| AMERICAN COLLEGE OF SURGEONS | DE | MEMBER | E | Control |
Registrations
Federal
IA
Sep 18, 2008 REGISTERED
Address
633 N. SAINT CLAIR STREETCHICAGO, IL 60611
USA
Phone: 312-202-5012