FTN MIDWEST ASSET MANAGEMENT CORP.
CRD #140729 SEC #801-66960 NEW YORK, NY 212-418-6722
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
5
Clients
0
Accounts
0
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 23, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BERKOWITZ, SUSAN, JANE | I | PRESIDENT | NA | Control |
| BERKOWITZ, SUSAN, JANE | I | PRESIDENT | NA | Control |
| BISCHOFF, WILLIAM, KURT | I | CHAIRMAN | NA | Control |
| BISCHOFF, WILLIAM, KURT | I | CHAIRMAN | NA | Control |
| CURTIN, ROBERT, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CURTIN, ROBERT, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHEA, MARTIN, FLANAGAN | I | SECRETARY | NA | Control |
| SHEA, MARTIN, FLANAGAN | I | SECRETARY | NA | Control |
| FTN MIDWEST SECURITIES CORP. | DE | OWNER | E | Control |
| FTN MIDWEST SECURITIES CORP. | DE | OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| FIRST HORIZON NATIONAL CORP | DE | FIRST TENNESSEE BANK, N.A. | E | Control |
| FIRST HORIZON NATIONAL CORP | DE | FIRST TENNESSEE BANK, N.A. | E | Control |
| FIRST TENNESSEE BANK, N.A. | DE | FTN MIDWEST SECURITIES CORP. | E | Control |
| FIRST TENNESSEE BANK, N.A. | DE | FTN MIDWEST SECURITIES CORP. | E | Control |
Registrations
Federal
IA
Mar 23, 2007 REGISTERED
Notice Filings (5)
CA MA NY OH TN
Address
350 MADISON AVENUE19TH FLOOR
NEW YORK, NY 10017
USA
Phone: 212-418-6722