STRATEGIC WEALTH MANAGEMENT LLC
CRD #140745 SEC #801-66859 BRIARCLIFF MANOR, NY 646-220-3327
SEC Registered Disclosures
Total AUM
$13.3M
Discretionary
$0
Employees
2
Clients
0
Accounts
67
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2017
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DARIA, ANTHONY, JOHN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| DARIA, ANTHONY, JOHN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| DARIA, ANTHONY, JOHN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| DARIA, ANTHONY, JOHN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| DARIA, ANTHONY, JOHN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| DARIA, ANTHONY, JOHN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| DARIA, ANTHONY, JOHN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| DARIA, ANTHONY, JOHN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| DARIA, ANTHONY, JOHN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| DARIA, ANTHONY, JOHN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| DARIA, ANTHONY, JOHN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| DARIA, ANTHONY, JOHN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| DARIA, ANTHONY, JOHN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| DARIA, ANTHONY, JOHN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| DARIA, ANTHONY, JOHN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| DARIA, ANTHONY, JOHN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| DARIA, ANTHONY, JOHN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| DARIA, ANTHONY, JOHN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| DARIA, ANTHONY, JOHN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| DARIA, ANTHONY, JOHN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| DARIA, ANTHONY, JOHN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| SOCOLOF, ALEX | I | INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| SOCOLOF, ALEX | I | INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| SOCOLOF, ALEX | I | INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| SOCOLOF, ALEX | I | INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| SOCOLOF, ALEX | I | INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| SOCOLOF, ALEX | I | INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| SOCOLOF, ALEX | I | INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| SOCOLOF, ALEX | I | INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| SOCOLOF, ALEX | I | INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| SOCOLOF, ALEX | I | INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
| SOCOLOF, ALEX | I | INVESTMENT ADVISOR REPRESENTATIVE | C | Control |
Registrations
Federal
IA
Mar 31, 2017 REGISTERED
Notice Filings (2)
CT NY
Address
555 PLEASANTVILLE RD.N106
BRIARCLIFF MANOR, NY 10510
United States
Phone: 646-220-3327