RIA Intelligence

BRICK ASSET MANAGEMENT INC.

CRD #140792 SEC #801-66825 SAN FRANCISCO, CA 415-749-6565
SEC Registered
Total AUM
$3.8M
Discretionary
$3.8M
Employees
3
Clients
--
Accounts
1

Firm Details

Organization Type
Corporation
State of Formation
California
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 27, 2014
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
VALDES, CRAIG, SCOTTICHIEF COMPLIANCE OFFICERNA Control
VALDES, CRAIG, SCOTTICHIEF COMPLIANCE OFFICERNA Control
VALDES, CRAIG, SCOTTICHIEF COMPLIANCE OFFICERNA Control
VALDES, CRAIG, SCOTTICHIEF COMPLIANCE OFFICERNA Control
BEROL, MARSHALL, GALEISECRETARY, CHIEF COMPLIANCE OFFICERD Control
BEROL, MARSHALL, GALEISECRETARY, CHIEF COMPLIANCE OFFICERD Control
BEROL, MARSHALL, GALEISECRETARY, CHIEF COMPLIANCE OFFICERD Control
BEROL, MARSHALL, GALEISECRETARYD Control
BEROL, MARSHALL, GALEISECRETARYD Control
BEROL, MARSHALL, GALEISECRETARYD Control
BEROL, MARSHALL, GALEISECRETARYD Control
GISSEN, MALCOLM, HADLEYIPRESIDENTD Control
GISSEN, MALCOLM, HADLEYIPRESIDENTD Control
GISSEN, MALCOLM, HADLEYIPRESIDENTD Control
GISSEN, MALCOLM, HADLEYIPRESIDENTD Control
GISSEN, MALCOLM, HADLEYIPRESIDENTD Control
GISSEN, MALCOLM, HADLEYIPRESIDENTD Control
GISSEN, MALCOLM, HADLEYIPRESIDENTD Control
BEROL, MARSHALL, GALEISECRETARY, CHIEF COMPLIANCE OFFICERC Control
BEROL, MARSHALL, GALEISECRETARY, CHIEF COMPLIANCE OFFICERC Control
GISSEN, MALCOLM, HADLEYIPRESIDENTC Control
GISSEN, MALCOLM, HADLEYIPRESIDENTC Control

Registrations

Federal

IA
Mar 27, 2014 REGISTERED

Notice Filings (1)

CA

Address

1700 CALIFORNIA STREET, STE 335
SAN FRANCISCO, CA 94109
United States
Phone: 415-749-6565