RETIREMENT ASSET MANAGEMENT, LLC
CRD #140866 SEC #801-67053 BELLEVUE, WA 425-467-1011
SEC Registered
Total AUM
$16.1M
Discretionary
$15.1M
Employees
6
Clients
101
Accounts
75
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Washington
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 30, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DRAKE, TAYLOR, EVAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DRAKE, TAYLOR, EVAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DRAKE, TAYLOR, EVAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DRAKE, TAYLOR, EVAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| DRAKE, TAYLOR, EVAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GWINN, MARIE, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GWINN, MARIE, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GWINN, MARIE, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GWINN, MARIE, ANNE | I | CLIENT SERVICES MANAGER | NA | Control |
| LOCKWOOD, LUELLEN, HUBBARD | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| LOCKWOOD, LUELLEN, HUBBARD | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| LOCKWOOD, LUELLEN, HUBBARD | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| LOCKWOOD, LUELLEN, HUBBARD | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| LOCKWOOD, LUELLEN, HUBBARD | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| LOCKWOOD, LUELLEN, HUBBARD | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| LOCKWOOD, LUELLEN, HUBBARD | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| LOCKWOOD, LUELLEN, HUBBARD | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| LOCKWOOD, LUELLEN, HUBBARD | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| LOCKWOOD, LUELLEN, HUBBARD | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| LOCKWOOD, LUELLEN, HUBBARD | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| LOCKWOOD, LUELLEN, HUBBARD | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| LOCKWOOD, LUELLEN, HUBBARD | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| LOCKWOOD, LUELLEN, HUBBARD | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| LOCKWOOD, LUELLEN, HUBBARD | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| LOCKWOOD, LUELLEN, HUBBARD | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| LOCKWOOD, LUELLEN, HUBBARD | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| WELTY, DAVID, KEITH | I | MEMBER | E | Control |
| WELTY, DAVID, KEITH | I | PRESIDENT | E | Control |
| WELTY, DAVID, KEITH | I | PRESIDENT | E | Control |
| WELTY, DAVID, KEITH | I | PRESIDENT | E | Control |
| WELTY, DAVID, KEITH | I | PRESIDENT | E | Control |
| WELTY, DAVID, KEITH | I | PRESIDENT | E | Control |
| WELTY, DAVID, KEITH | I | PRESIDENT | E | Control |
| WELTY, DAVID, KEITH | I | PRESIDENT | E | Control |
| WELTY, DAVID, KEITH | I | MEMBER | E | Control |
| WELTY, DAVID, KEITH | I | MEMBER | E | Control |
| WELTY, DAVID, KEITH | I | PRESIDENT | E | Control |
| WELTY, DAVID, KEITH | I | PRESIDENT | E | Control |
| WELTY, DAVID, KEITH | I | PRESIDENT | E | Control |
| WELTY, DAVID, KEITH | I | PRESIDENT | E | Control |
| WELTY, DAVID, KEITH | I | PRESIDENT | E | Control |
| WELTY, DAVID, KEITH | I | PRESIDENT | E | Control |
| WELTY, DAVID, KEITH | I | PRESIDENT | E | Control |
| WELTY, DAVID, KEITH | I | PRESIDENT | E | Control |
| WELTY, DAVID, KEITH | I | PRESIDENT | E | Control |
| WELTY, DAVID, KEITH | I | PRESIDENT | E | Control |
Registrations
Federal
IA
Apr 30, 2012 REGISTERED
Notice Filings (8)
AZ CA CO IL NY OR TX WA
Address
10655 NE 4TH STREETSUITE 508
BELLEVUE, WA 98004
United States
Phone: 425-467-1011