ROLLOVERSYSTEMS, INC

Legal name: ROLLOVERMARKET

CRD #140921 SEC #801-67086 CHARLOTTE, NC 704-295-1234

SEC Registered

Total AUM

Discretionary

Employees

Clients

Accounts

Firm Details

Organization Type: Corporation
State of Formation: --
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Jan 29, 2007
Branch Offices: --

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
BEAL, MILDRED, FORBES	I	CHIEF COMPLIANCE OFFICER	NA	Control
BEAL, MILDRED, FORBES	I	CHIEF COMPLIANCE OFFICER	NA	Control
BYNUM, ZERRICK, ARGRETT	I	CHIEF FINANCIAL OFFICER	NA	Control
BYNUM, ZERRICK, ARGRETT	I	CHIEF FINANCIAL OFFICER	NA	Control
BYNUM, ZERRICK, ARGRETT	I	CHIEF FINANCIAL OFFICER	NA	Control
BYNUM, ZERRICK, ARGRETT	I	CHIEF FINANCIAL OFFICER	NA	Control
BYNUM, ZERRICK, ARGRETT	I	CHIEF FINANCIAL OFFICER	NA	Control
BYNUM, ZERRICK, ARGRETT	I	CHIEF FINANCIAL OFFICER	NA	Control
GILLIAM, FRANK, BRADLEY	I	CHIEF COMPLIANCE OFFICER	NA	Control
GILLIAM, FRANK, BRADLEY	I	CHIEF COMPLIANCE OFFICER	NA	Control
GILLIAM, FRANK, BRADLEY	I	CHIEF COMPLIANCE OFFICER	NA	Control
GILLIAM, FRANK, BRADLEY	I	CHIEF COMPLIANCE OFFICER	NA	Control
HAMPTON, HAROLD, EDWARD	I	SENIOR VICE PRESIDENT OF TECHNOLOGY AND OPERATIONS	NA	Control
HAMPTON, HAROLD, EDWARD	I	SENIOR VICE PRESIDENT OF TECHNOLOGY AND OPERATIONS	NA	Control
HAMPTON, HAROLD, EDWARD	I	SENIOR VICE PRESIDENT OF TECHNOLOGY AND OPERATIONS	NA	Control
HAMPTON, HAROLD, EDWARD	I	SENIOR VICE PRESIDENT OF TECHNOLOGY AND OPERATIONS	NA	Control
PICKRUM, LISA, W.	I	CHIEF EXECUTIVE OFFICER	NA	Control
TOZER, W, JAMES	I	OWNER	NA
TOZER, W, JAMES	I	OWNER	NA
TOZER, W, JAMES	I	OWNER	NA
TOZER, W, JAMES	I	OWNER	NA
TOZER, W, JAMES	I	OWNER	NA
TOZER, W, JAMES	I	OWNER	NA
WILLIAMS, JOHN, SPENCER	I	CHIEF EXECUTIVE OFFICER	NA	Control
WILLIAMS, JOHN, SPENCER	I	CHIEF EXECUTIVE OFFICER	NA	Control
WILLIAMS, JOHN, SPENCER	I	CHIEF EXECUTIVE OFFICER	NA	Control
WILLIAMS, JOHN, SPENCER	I	CHIEF EXECUTIVE OFFICER	NA	Control
RLJ COMPANIES, LLC	DE	OWNER	C	Control
RLJ COMPANIES, LLC	DE	OWNER	C	Control
RLJ COMPANIES, LLC	DE	OWNER	C	Control
RLJ COMPANIES, LLC	DE	OWNER	C	Control
RLJ COMPANIES, LLC	DE	OWNER	C	Control
RLJ COMPANIES, LLC	DE	OWNER	C	Control
BOWSER, REGINALD, JEROME	I	OWNER	A	Control
BOWSER, REGINALD, JEROME	I	CHIEF EXECUTIVE OFFICER	A	Control
BOWSER, REGINALD, JEROME	I	OWNER	A	Control
BOWSER, REGINALD, JEROME	I	OWNER	A	Control
BOWSER, REGINALD, JEROME	I	OWNER	A	Control
BOWSER, REGINALD, JEROME	I	OWNER	A	Control
QUINTER, INC.	DE	OWNER	A
QUINTER, INC.	DE	OWNER	A
QUINTER, INC.	DE	OWNER	A
QUINTER, INC.	DE	OWNER	A
QUINTER, INC.	DE	OWNER	A
QUINTER, INC.	DE	OWNER	A

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
JOHNSON, ROBERT, L.	I	RLJ COMPANIES, LLC	E	Control
JOHNSON, ROBERT, L.	I	RLJ COMPANIES, LLC	E	Control
JOHNSON, ROBERT, L.	I	RLJ COMPANIES, LLC	E	Control
JOHNSON, ROBERT, L.	I	RLJ COMPANIES, LLC	E	Control
JOHNSON, ROBERT, L.	I	RLJ COMPANIES, LLC	E	Control
JOHNSON, ROBERT, L.	I	RLJ COMPANIES, LLC	E	Control
FITZGERALD, STALEY, SCOTT	I	QUINTER, INC.	C	Control
FITZGERALD, STALEY, SCOTT	I	QUINTER, INC.	C	Control
FITZGERALD, STALEY, SCOTT	I	QUINTER, INC.	C	Control
FITZGERALD, STALEY, SCOTT	I	QUINTER, INC.	C	Control
FITZGERALD, STALEY, SCOTT	I	QUINTER, INC.	C	Control
FITZGERALD, STALEY, SCOTT	I	QUINTER, INC.	C	Control

Registrations

Federal

Jan 29, 2007 REGISTERED

Notice Filings (51)

AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VT WA WI WV

Address

4135 SOUTH STREAM BLVD
SUITE 500
CHARLOTTE, NC 28217
USA

Phone: 704-295-1234