RIA Intelligence

TRIDENT ASSET MANAGEMENT, L.P.

CRD #140941 SEC #801-66930 HOUSTON, TX 713-522-8190
SEC Registered
Total AUM
$10M
Discretionary
$10M
Employees
5
Clients
--
Accounts
3

Firm Details

Organization Type
Partnership
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Apr 30, 2007
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BURGER, MICHAEL, HOWARDICHIEF COMPLIANCE OFFICERNA Control
BURGER, MICHAEL, HOWARDICHIEF COMPLIANCE OFFICERNA Control
BURGER, MICHAEL, HOWARDICHIEF COMPLIANCE OFFICERNA Control
MARVIN, MICHELE, NEZIIPORTFOLIO MANAGERNA
TRIDENT ASSET ADVISORS, L.L.C.DEGENERAL PARTNERNA Control
TRIDENT ASSET ADVISORS, L.L.C.DEGENERAL PARTNERNA Control
TRIDENT ASSET ADVISORS, L.L.C.DEGENERAL PARTNERNA Control
TRIDENT ASSET ADVISORS, L.L.C.DEGENERAL PARTNERNA Control
SHANKMAN, JEFFREY, ADAMILIMITED PARTNERE Control
SHANKMAN, JEFFREY, ADAMILIMITED PARTNER AND CHIEF COMPLIANCE OFFICERE Control
SHANKMAN, JEFFREY, ADAMILIMITED PARTNERE Control
SHANKMAN, JEFFREY, ADAMILIMITED PARTNERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
SHANKMAN, JEFFREY, ADAMITRIDENT ASSET ADVISORS, L.L.C.E Control
SHANKMAN, JEFFREY, ADAMITRIDENT ASSET ADVISORS, L.L.C.E Control
SHANKMAN, JEFFREY, ADAMITRIDENT ASSET ADVISORS, L.L.C.E Control
SHANKMAN, JEFFREY, ADAMITRIDENT ASSET ADVISORS, L.L.C.E Control

Registrations

Federal

IA
Apr 30, 2007 REGISTERED

Notice Filings (1)

TX

Address

4119 MONTROSE BOULEVARD
SUITE 460
HOUSTON, TX 77006
USA
Phone: 713-522-8190