GALENA ASSET MANAGEMENT LIMITED
Legal name: GALENA ASSET MANAGEMENT
CRD #140945 SEC #802-74451 LONDON 44-20-7170-7948
State Registered Exempt Reporting Private Funds
Total AUM
--
Discretionary
--
Employees
--
Clients
--
Accounts
--
Firm Details
- Organization Type
- --
- State of Formation
- --
- Fiscal Year End
- --
- Registration Date
- --
- Latest Filing
- Mar 30, 2012
- Branch Offices
- --
- LEI
- GAMTGB21
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ASHLEY, ROBERT | I | DIRECTOR OF GALENA ASSET MANAGEMENT | NA | Control |
| ASHLEY, ROBERT | I | DIRECTOR OF GALENA ASSET MANAGEMENT | NA | Control |
| ASHLEY, ROBERT | I | DIRECTOR OF GALENA ASSET MANAGEMENT | NA | Control |
| ASHLEY, ROBERT | I | DIRECTOR OF GALENA ASSET MANAGEMENT | NA | Control |
| ASHLEY, ROBERT | I | DIRECTOR | NA | Control |
| BYRNE, MARTIN, JOHN | I | DIRECTOR OF GALENA MALACHITE LIMITED | NA | Control |
| BYRNE, MARTIN, JOHN | I | DIRECTOR OF GALENA (CAYMAN) LIMITED | NA | Control |
| BYRNE, MARTIN, JOHN | I | DIRECTOR OF GALENA PRIVATE EQUITY RESOURCES LIMITED | NA | Control |
| BYRNE, MARTIN, JOHN | I | DIRECTOR OF CASSITERITE LIMITED | NA | Control |
| CHONE, CEDRIC | I | DIRECTOR OF GALENA ASSET MANAGEMENT | NA | Control |
| CHONE, CEDRIC | I | DIRECTOR OF GALENA ASSET MANAGEMENT | NA | Control |
| CHONE, CEDRIC | I | DIRECTOR | NA | Control |
| KELLY, SARAH, ANN | I | DIRECTOR OF GALENA MALACHITE LIMITED | NA | Control |
| KELLY, SARAH, ANN | I | DIRECTOR OF GALENA (CAYMAN) LIMITED | NA | Control |
| KELLY, SARAH, ANN | I | DIRECTOR OF GALENA PRIVATE EQUITY RESOURCES LIMITED | NA | Control |
| KELLY, SARAH, ANN | I | DIRECTOR OF CASSITERITE LIMITED | NA | Control |
| LETCHFORD, DUNCAN | I | CHIEF INVESTMENT OFFICER OF GALENA ASSET MANAGEMENT | NA | Control |
| LETCHFORD, DUNCAN | I | CHIEF INVESTMENT OFFICER OF GALENA ASSET MANAGEMENT | NA | Control |
| LETCHFORD, DUNCAN | I | CHIEF INVESTMENT OFFICER OF GALENA ASSET MANAGEMENT | NA | Control |
| LETCHFORD, DUNCAN | I | DIRECTOR OF GALENA ASSET MANAGEMENT (ASIA) PTE LTD | NA | Control |
| LETCHFORD, DUNCAN | I | CHIEF INVESTMENT OFFICER OF GALENA ASSET MANAGEMENT | NA | Control |
| LETCHFORD, DUNCAN | I | DIRECTOR OF GALENA ASSET MANAGEMENT (ASIA) PTE LTD | NA | Control |
| LETCHFORD, DUNCAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LYNCH, GERARD | I | CHIEF COMPLIANCE OFFICER AND DIRECTOR OF GALENA ASSET MANAGEMENT | NA | Control |
| LYNCH, GERARD | I | CHIEF COMPLIANCE OFFICER AND DIRECTOR OF GALENA ASSET MANAGEMENT | NA | Control |
| LYNCH, GERARD | I | CHIEF COMPLIANCE OFFICER OF GALENA ASSET MANAGEMENT | NA | Control |
| LYNCH, GERARD | I | CHIEF COMPLIANCE OFFICER OF GALENA ASSET MANAGEMENT | NA | Control |
| LYNCH, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHARP, GRAHAM | I | DIRECTOR OF GALENA ASSET MANAGEMENT | NA | Control |
| SHARP, GRAHAM | I | DIRECTOR OF GALENA ASSET MANAGEMENT | NA | Control |
| SHARP, GRAHAM | I | DIRECTOR OF GALENA ASSET MANAGEMENT | NA | Control |
| SHARP, GRAHAM | I | DIRECTOR OF GALENA ASSET MANAGEMENT | NA | Control |
| SHARP, GRAHAM | I | DIRECTOR | NA | Control |
| SPRATHCLYDE, THOMAS GALLOWAY, DUNLOP DU ROY | I | DIRECTOR OF GALENA ASSET MANAGEMENT | NA | Control |
| SPRATHCLYDE, THOMAS GALLOWAY, DUNLOP DU ROY | I | DIRECTOR OF GALENA ASSET MANAGEMENT | NA | Control |
| WEIR, JEREMY | I | CHIEF EXECUTIVE OFFICER OF GALENA ASSET MANAGEMENT | NA | Control |
| WEIR, JEREMY | I | CHIEF EXECUTIVE OFFICER OF GALENA ASSET MANAGEMENT | NA | Control |
| WEIR, JEREMY | I | CHIEF EXECUTIVE OFFICER OF GALENA ASSET MANAGEMENT | NA | Control |
| WEIR, JEREMY | I | DIRECTOR OF GALENA ASSET MANAGEMENT B.V., AMSTERDAM, GENEVA BRANCH | NA | Control |
| WEIR, JEREMY | I | DIRECTOR OF GALENA MALACHITE LIMITED | NA | Control |
| WEIR, JEREMY | I | DIRECTOR OF GALENA (CAYMAN) LIMITED | NA | Control |
| WEIR, JEREMY | I | DIRECTOR OF GALENA PRIVATE EQUITY RESOURCES LIMITED | NA | Control |
| WEIR, JEREMY | I | DIRECTOR OF CASSITERITE LIMITED | NA | Control |
| WEIR, JEREMY | I | CHIEF EXECUTIVE OFFICER OF GALENA ASSET MANAGEMENT | NA | Control |
| WEIR, JEREMY | I | DIRECTOR OF GALENA ASSET MANAGEMENT B.V., AMSTERDAM, GENEVA BRANCH | NA | Control |
| WEIR, JEREMY | I | DIRECTOR OF GALENA MALACHITE LIMITED | NA | Control |
| WEIR, JEREMY | I | DIRECTOR OF GALENA (CAYMAN) LIMITED | NA | Control |
| WEIR, JEREMY | I | DIRECTOR OF GALENA PRIVATE EQUITY RESOURCES LIMITED | NA | Control |
| WEIR, JEREMY | I | DIRECTOR OF CASSITERITE LIMITED | NA | Control |
| WEIR, JEREMY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GALENA ASSET MANAGEMENT B.V., AMSTERDAM, GENEVA BRANCH | FE | SHAREHOLDER OF GALENA ASSET MANAGEMENT | E | Control |
| GALENA ASSET MANAGEMENT B.V., AMSTERDAM, GENEVA BRANCH | FE | SHAREHOLDER OF GALENA ASSET MANAGEMENT | E | Control |
| GALENA ASSET MANAGEMENT B.V., AMSTERDAM, GENEVA BRANCH | FE | SHAREHOLDER OF GALENA ASSET MANAGEMENT | E | Control |
| GALENA ASSET MANAGEMENT B.V., AMSTERDAM, GENEVA BRANCH | FE | SHAREHOLDER OF GALENA ASSET MANAGEMENT | E | Control |
| TRAFIGURA BEHEER BV | FE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| FARRINGFORD MALTA LIMITED | FE | BEHEER MALTA LIMITED | E | Control |
| FARRINGFORD MALTA LIMITED | FE | BEHEER MALTA LIMITED | E | Control |
| FARRINGFORD MALTA LIMITED | FE | BEHEER MALTA LIMITED | E | Control |
| FARRINGFORD NV | FE | FARRINGFORD MALTA LIMITED | E | Control |
| FARRINGFORD NV | FE | FARRINGFORD MALTA LIMITED | E | Control |
| FARRINGFORD NV | FE | FARRINGFORD MALTA LIMITED | E | Control |
| TRAFIGURA BEHEER BV | FE | TRAFIGURA GROUP PTE. LTD. | E | Control |
| TRAFIGURA BEHEER BV | FE | TRAFIGURA GROUP PTE. LTD. | E | Control |
| TRAFIGURA BEHEER BV | FE | TRAFIGURA GROUP PTE. LTD. | E | Control |
| TRAFIGURA BEHEER BV | FE | GALENA ASSET MANAGEMENT B.V. | E | Control |
| TRAFIGURA BEHEER BV | FE | GALENA ASSET MANAGEMENT B.V. | E | Control |
| TRAFIGURA BEHEER BV | FE | GALENA ASSET MANAGEMENT B.V. | E | Control |
| TRAFIGURA BEHEER BV | FE | GALENA ASSET MANAGEMENT B.V. | E | Control |
| TRAFIGURA BEHEER BV | FE | GALENA ASSET MANAGEMENT B.V. | E | Control |
| TRAFIGURA BEHEER BV | FE | GALENA ASSET MANAGEMENT B.V. | E | Control |
| TRAFIGURA BEHEER BV | FE | GALENA ASSET MANAGEMENT B.V. | E | Control |
| TRAFIGURA BV | FE | GALENA ASSET MANAGEMENT BV | E | Control |
| TRAFIGURA BV | FE | GALENA ASSET MANAGEMENT BV | E | Control |
| TRAFIGURA BV | FE | GALENA ASSET MANAGEMENT BV | E | Control |
| TRAFIGURA GROUP PTE. LTD. | FE | TRAFIGURA HOLDINGS S.À R.L. | E | Control |
| TRAFIGURA GROUP PTE. LTD. | FE | TRAFIGURA HOLDINGS S.À R.L. | E | Control |
| TRAFIGURA GROUP PTE. LTD. | FE | TRAFIGURA HOLDINGS S.À R.L. | E | Control |
| TRAFIGURA HOLDINGS S.À R.L. | FE | TRAFIGURA BV | E | Control |
| TRAFIGURA HOLDINGS S.À R.L. | FE | TRAFIGURA BV | E | Control |
| TRAFIGURA HOLDINGS S.À R.L. | FE | TRAFIGURA BV | E | Control |
| BEHEER MALTA LIMITED | FE | TRAFIGURA BEHEER BV | C | Control |
| BEHEER MALTA LIMITED | FE | TRAFIGURA BEHEER BV | C | Control |
| BEHEER MALTA LIMITED | FE | TRAFIGURA BEHEER BV | C | Control |
Registrations
Federal
ERA
Mar 30, 2012 REGISTERED
Address
PORTMAN HOUSE2 PORTMAN STREET
LONDON W1H 6DU
United Kingdom
Phone: 44-20-7170-7948