RIA Intelligence

RS INVESTMENT MANAGEMENT CO. LLC

Legal name: RS INVESTMENTS

CRD #140963 SEC #801-66927 SAN FRANCISCO, CA 415-591-2700
SEC Registered
Total AUM
$17.7B
Discretionary
$17.7B
Employees
165
Clients
--
Accounts
77

Firm Details

Organization Type
Limited Liability Company
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 14, 2016
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BROATCH, ROBERT, ERNESTIDIRECTORNA Control
BROATCH, ROBERT, ERNESTIDIRECTORNA Control
BROATCH, ROBERT, ERNESTIDIRECTORNA Control
BROATCH, ROBERT, ERNESTIDIRECTORNA Control
BROATCH, ROBERT, ERNESTIDIRECTORNA Control
BROATCH, ROBERT, ERNESTIDIRECTORNA Control
BROATCH, ROBERT, ERNESTIDIRECTORNA Control
BROATCH, ROBERT, ERNESTIDIRECTORNA Control
BROATCH, ROBERT, ERNESTIDIRECTORNA Control
BROATCH, ROBERT, ERNESTIDIRECTORNA Control
BROATCH, ROBERT, ERNESTIDIRECTORNA Control
BROATCH, ROBERT, ERNESTIDIRECTORNA Control
BROATCH, ROBERT, ERNESTIDIRECTORNA Control
BROATCH, ROBERT, ERNESTIDIRECTORNA Control
BROATCH, ROBERT, ERNESTIDIRECTORNA Control
BROATCH, ROBERT, ERNESTIDIRECTORNA Control
BROATCH, ROBERT, ERNESTIDIRECTORNA Control
BROATCH, ROBERT, ERNESTIDIRECTORNA Control
BROATCH, ROBERT, ERNESTIDIRECTORNA Control
CLARK, MARIANNE, EVEICHIEF COMPLIANCE OFFICERNA Control
CLIFFORD, SCOTT, WOODSONICHIEF INVESTMENT OFFICERNA Control
CLIFFORD, SCOTT, WOODSONICHIEF INVESTMENT OFFICERNA Control
CLIFFORD, SCOTT, WOODSONICHIEF INVESTMENT OFFICERNA Control
CLIFFORD, SCOTT, WOODSONICHIEF INVESTMENT OFFICERNA Control
CLIFFORD, SCOTT, WOODSONICHIEF INVESTMENT OFFICERNA Control
CLIFFORD, SCOTT, WOODSONICHIEF INVESTMENT OFFICERNA Control
CLIFFORD, SCOTT, WOODSONICHIEF INVESTMENT OFFICERNA Control
CLIFFORD, SCOTT, WOODSONICHIEF INVESTMENT OFFICERNA Control
CLIFFORD, SCOTT, WOODSONICHIEF INVESTMENT OFFICERNA Control
COSTANTINI, MARCIDIRECTORNA Control
COSTANTINI, MARCIDIRECTORNA Control
COSTANTINI, MARCIDIRECTORNA Control
COSTANTINI, MARCIDIRECTORNA Control
COSTANTINI, MARCIDIRECTORNA Control
COSTANTINI, MARCIDIRECTORNA Control
COSTANTINI, MARCIDIRECTORNA Control
COSTANTINI, MARCIDIRECTORNA Control
COSTANTINI, MARCIDIRECTORNA Control
COSTANTINI, MARCIDIRECTORNA Control
COSTANTINI, MARCIDIRECTORNA Control
COSTANTINI, MARCIDIRECTORNA Control
DIMANNI, MARGHERITAIGENERAL COUNSELNA Control
DIMANNI, MARGHERITAIGENERAL COUNSELNA Control
DIMANNI, MARGHERITAIGENERAL COUNSELNA Control
DIMANNI, MARGHERITAIGENERAL COUNSELNA Control
DIMANNI, MARGHERITAIGENERAL COUNSELNA Control
DIMANNI, MARGHERITAIGENERAL COUNSELNA Control
DIMANNI, MARGHERITAIGENERAL COUNSELNA Control
DIMANNI, MARGHERITAIGENERAL COUNSELNA Control
DIMANNI, MARGHERITAIGENERAL COUNSELNA Control
DIMANNI, MARGHERITAIGENERAL COUNSELNA Control
DIMANNI, MARGHERITAIGENERAL COUNSELNA Control
DOLFI, D., SCOTTIDIRECTORNA Control
DOLFI, D., SCOTTIDIRECTORNA Control
DOLFI, D., SCOTTIDIRECTORNA Control
DOLFI, D., SCOTTIDIRECTORNA Control
DOLFI, D., SCOTTIDIRECTORNA Control
DOLFI, D., SCOTTIDIRECTORNA Control
DOLFI, D., SCOTTIDIRECTORNA Control
DOLFI, D., SCOTTIDIRECTORNA Control
DOLFI, D., SCOTTIDIRECTORNA Control
DOLFI, D., SCOTTIDIRECTORNA Control
DOLFI, D., SCOTTIDIRECTORNA Control
DOLFI, D., SCOTTIDIRECTORNA Control
DOLFI, D., SCOTTIDIRECTORNA Control
DOLFI, D., SCOTTIDIRECTORNA Control
DOLFI, D., SCOTTIDIRECTORNA Control
DOLFI, D., SCOTTIDIRECTORNA Control
DOLFI, D., SCOTTIDIRECTORNA Control
DOLFI, D., SCOTTIDIRECTORNA Control
DOLFI, D., SCOTTIDIRECTORNA Control
DOLFI, D., SCOTTIDIRECTORNA Control
DOLFI, D., SCOTTIDIRECTORNA Control
DOLFI, D., SCOTTIDIRECTORNA Control
DOLFI, D., SCOTTIDIRECTORNA Control
DOLFI, D., SCOTTIDIRECTORNA Control
DOUGLAS, BENJAMIN, LOUISICHIEF LEGAL OFFICER & MEMBERNA Control
DOUGLAS, BENJAMIN, LOUISICHIEF LEGAL OFFICER & MEMBERNA Control
DOUGLAS, BENJAMIN, LOUISICHIEF LEGAL OFFICER & MEMBERNA Control
DOUGLAS, BENJAMIN, LOUISICHIEF LEGAL OFFICER & MEMBERNA Control
DOUGLAS, BENJAMIN, LOUISICHIEF LEGAL OFFICER & MEMBERNA Control
DOUGLAS, BENJAMIN, LOUISICHIEF LEGAL OFFICER & MEMBERNA Control
DOUGLAS, BENJAMIN, LOUISICHIEF LEGAL OFFICER & MEMBERNA Control
DUNCAN, DEBORAH, L.IDIRECTORNA Control
DUNCAN, DEBORAH, L.IDIRECTORNA Control
DUNCAN, DEBORAH, L.IDIRECTORNA Control
DUNCAN, DEBORAH, L.IDIRECTORNA Control
DUNCAN, DEBORAH, L.IDIRECTORNA Control
DUNCAN, DEBORAH, L.IDIRECTORNA Control
DUNCAN, DEBORAH, L.IDIRECTORNA Control
DUNCAN, DEBORAH, L.IDIRECTORNA Control
DUNCAN, DEBORAH, L.IDIRECTORNA Control
DUNCAN, DEBORAH, L.IDIRECTORNA Control
DUNCAN, DEBORAH, L.IDIRECTORNA Control
DUNCAN, DEBORAH, L.IDIRECTORNA Control
DUNCAN, DEBORAH, L.IDIRECTORNA Control
DUNCAN, DEBORAH, L.IDIRECTORNA Control
DUNCAN, DEBORAH, L.IDIRECTORNA Control
DUNCAN, DEBORAH, L.IDIRECTORNA Control
DUNCAN, DEBORAH, L.IDIRECTORNA Control
DUNCAN, DEBORAH, L.IDIRECTORNA Control
FAYMAN, JONATHAN, TODDICHIEF FINANCIAL OFFICERNA Control
FAYMAN, JONATHAN, TODDICHIEF FINANCIAL OFFICERNA Control
FAYMAN, JONATHAN, TODDICHIEF FINANCIAL OFFICERNA Control
FAYMAN, JONATHAN, TODDICHIEF FINANCIAL OFFICERNA Control
FAYMAN, JONATHAN, TODDICHIEF FINANCIAL OFFICERNA Control
FAYMAN, JONATHAN, TODDICHIEF FINANCIAL OFFICERNA Control
GUENTHER, PAUL, BERNARDIDIRECTORNA Control
GUENTHER, PAUL, BERNARDIDIRECTORNA Control
GUENTHER, PAUL, BERNARDIDIRECTORNA Control
GUENTHER, PAUL, BERNARDIDIRECTORNA Control
GUENTHER, PAUL, BERNARDIDIRECTORNA Control
GUENTHER, PAUL, BERNARDIDIRECTORNA Control
GUENTHER, PAUL, BERNARDIDIRECTORNA Control
GUENTHER, PAUL, BERNARDIDIRECTORNA Control
GUENTHER, PAUL, BERNARDIDIRECTORNA Control
GUENTHER, PAUL, BERNARDIDIRECTORNA Control
GUENTHER, PAUL, BERNARDIDIRECTORNA Control
GUENTHER, PAUL, BERNARDIDIRECTORNA Control
GUENTHER, PAUL, BERNARDIDIRECTORNA Control
GUPTA, NINAIGENERAL COUNSELNA Control
GUPTA, NINAIGENERAL COUNSELNA Control
GUPTA, NINAIGENERAL COUNSELNA Control
GUPTA, NINAIGENERAL COUNSELNA Control
GUPTA, NINAIGENERAL COUNSELNA Control
GUPTA, NINAIGENERAL COUNSELNA Control
GUPTA, NINAIGENERAL COUNSELNA Control
GUPTA, NINAIGENERAL COUNSELNA Control
GUPTA, NINAIGENERAL COUNSELNA Control
GUPTA, NINAIGENERAL COUNSELNA Control
GUPTA, NINAIGENERAL COUNSELNA Control
GUPTA, NINAIGENERAL COUNSELNA Control
GUPTA, NINAIGENERAL COUNSELNA Control
GUPTA, NINAIGENERAL COUNSELNA Control
GUPTA, NINAIGENERAL COUNSELNA Control
GUPTA, NINAIGENERAL COUNSELNA Control
HECHT, GEORGE, RANDALLIDIRECTOR & MEMBERNA Control
HECHT, GEORGE, RANDALLIDIRECTOR & MEMBERNA Control
HECHT, GEORGE, RANDALLIDIRECTOR & MEMBERNA Control
HECHT, GEORGE, RANDALLIDIRECTOR & MEMBERNA Control
HECHT, GEORGE, RANDALLIDIRECTOR & MEMBERNA Control
HECHT, GEORGE, RANDALLIDIRECTOR & MEMBERNA Control
HECHT, GEORGE, RANDALLIDIRECTOR & MEMBERNA Control
HECHT, GEORGE, RANDALLIDIRECTOR & MEMBERNA Control
HECHT, GEORGE, RANDALLIDIRECTOR & MEMBERNA Control
HECHT, GEORGE, RANDALLIDIRECTOR & MEMBERNA Control
HECHT, GEORGE, RANDALLIDIRECTOR & MEMBERNA Control
HECHT, GEORGE, RANDALLIDIRECTOR & MEMBERNA Control
HECHT, GEORGE, RANDALLIDIRECTOR & MEMBERNA Control
HECHT, GEORGE, RANDALLIDIRECTOR & MEMBERNA Control
HECHT, GEORGE, RANDALLIDIRECTOR & MEMBERNA Control
HECHT, GEORGE, RANDALLIDIRECTOR & MEMBERNA Control
HECHT, GEORGE, RANDALLIDIRECTOR & MEMBERNA Control
HECHT, GEORGE, RANDALLIDIRECTOR & MEMBERNA Control
HECHT, GEORGE, RANDALLIDIRECTOR & MEMBERNA Control
HECHT, GEORGE, RANDALLIDIRECTOR & MEMBERNA Control
HECHT, GEORGE, RANDALLIDIRECTOR & MEMBERNA Control
HECHT, GEORGE, RANDALLIDIRECTOR & MEMBERNA Control
HECHT, GEORGE, RANDALLIDIRECTOR & MEMBERNA Control
HECHT, GEORGE, RANDALLIDIRECTOR & MEMBERNA Control
HECHT, GEORGE, RANDALLIDIRECTOR & MEMBERNA Control
HECHT, GEORGE, RANDALLIDIRECTOR & MEMBERNA Control
HEGARTY, RANDALLICHIEF COMPLIANCE OFFICERNA Control
HEGARTY, RANDALLICHIEF COMPLIANCE OFFICERNA Control
HEGARTY, RANDALLICHIEF COMPLIANCE OFFICERNA Control
HEGARTY, RANDALLICHIEF COMPLIANCE OFFICERNA Control
HEGARTY, RANDALLICHIEF COMPLIANCE OFFICERNA Control
HEGARTY, RANDALLICHIEF COMPLIANCE OFFICERNA Control
HEGARTY, RANDALLICHIEF COMPLIANCE OFFICERNA Control
HEGARTY, RANDALLICHIEF COMPLIANCE OFFICERNA Control
HUNT, RICHARD, ELDRIDGEICHIEF FINANCIAL OFFICERNA Control
HUNT, RICHARD, ELDRIDGEICHIEF FINANCIAL OFFICERNA Control
HUNT, RICHARD, ELDRIDGEICHIEF FINANCIAL OFFICERNA Control
HUNT, RICHARD, ELDRIDGEICHIEF FINANCIAL OFFICERNA Control
HUNT, RICHARD, ELDRIDGEICHIEF FINANCIAL OFFICERNA Control
JOHNSON, ROBERTIDIRECTORNA Control
JOHNSON, ROBERTIDIRECTORNA Control
JOHNSON, ROBERTIDIRECTORNA Control
JOHNSON, ROBERTIDIRECTORNA Control
JOHNSON, ROBERTIDIRECTORNA Control
JOHNSON, ROBERTIDIRECTORNA Control
JOHNSON, ROBERTIDIRECTORNA Control
JOHNSON, ROBERTIDIRECTORNA Control
JOHNSON, ROBERTIDIRECTORNA Control
JOHNSON, ROBERTIDIRECTORNA Control
JOHNSON, ROBERTIDIRECTORNA Control
JOHNSON, ROBERTIDIRECTORNA Control
JOHNSON, ROBERTIDIRECTORNA Control
KLESCEWSKI, JAMES, E.ICHIEF FINANCIAL OFFICERNA Control
KLESCEWSKI, JAMES, E.ICHIEF FINANCIAL OFFICERNA Control
KLESCEWSKI, JAMES, E.ICHIEF FINANCIAL OFFICERNA Control
KLESCEWSKI, JAMES, E.ICHIEF FINANCIAL OFFICERNA Control
KLESCEWSKI, JAMES, E.ICHIEF FINANCIAL OFFICERNA Control
KLESCEWSKI, JAMES, E.ICHIEF FINANCIAL OFFICERNA Control
KLESCEWSKI, JAMES, E.ICHIEF FINANCIAL OFFICERNA Control
KLESCEWSKI, JAMES, E.ICHIEF FINANCIAL OFFICERNA Control
KLESCEWSKI, JAMES, E.ICHIEF FINANCIAL OFFICERNA Control
KLESCEWSKI, JAMES, E.ICHIEF FINANCIAL OFFICERNA Control
LONG, BRUCE, CARSONIDIRECTORNA Control
MANNING, DENNISICHAIRMANNA Control
MANNING, DENNISICHAIRMANNA Control
MANNING, DENNISICHAIRMANNA Control
MANNING, DENNISICHAIRMANNA Control
MANNING, DENNISICHAIRMANNA Control
MCCAFFERY, MICHAEL, GERARDIDIRECTORNA Control
MCCAFFERY, MICHAEL, GERARDIDIRECTORNA Control
MCCAFFERY, MICHAEL, GERARDIDIRECTORNA Control
MCCAFFERY, MICHAEL, GERARDIDIRECTORNA Control
MCCAFFERY, MICHAEL, GERARDIDIRECTORNA Control
MCCAFFERY, MICHAEL, GERARDIDIRECTORNA Control
MCCAFFERY, MICHAEL, GERARDIDIRECTORNA Control
MCCAFFERY, MICHAEL, GERARDIDIRECTORNA Control
MCCAFFERY, MICHAEL, GERARDIDIRECTORNA Control
MCCAFFERY, MICHAEL, GERARDIDIRECTORNA Control
MCCAFFERY, MICHAEL, GERARDIDIRECTORNA Control
MCCAFFERY, MICHAEL, GERARDIDIRECTORNA Control
MCCAFFERY, MICHAEL, GERARDIDIRECTORNA Control
MULLIGAN, DEANNA, MARIEICHAIRMAN & DIRECTORNA Control
MULLIGAN, DEANNA, MARIEICHAIRMAN & DIRECTORNA Control
MULLIGAN, DEANNA, MARIEICHAIRMAN & DIRECTORNA Control
MULLIGAN, DEANNA, MARIEICHAIRMAN & DIRECTORNA Control
MULLIGAN, DEANNA, MARIEICHAIRMAN & DIRECTORNA Control
MULLIGAN, DEANNA, MARIEICHAIRMAN & DIRECTORNA Control
MULLIGAN, DEANNA, MARIEICHAIRMAN & DIRECTORNA Control
MULLIGAN, DEANNA, MARIEICHAIRMAN & DIRECTORNA Control
MULLIGAN, DEANNA, MARIEICHAIRMAN & DIRECTORNA Control
MULLIGAN, DEANNA, MARIEICHAIRMAN & DIRECTORNA Control
MULLIGAN, DEANNA, MARIEICHAIRMAN & DIRECTORNA Control
MULLIGAN, DEANNA, MARIEICHAIRMAN & DIRECTORNA Control
MULLIGAN, DEANNA, MARIEICHAIRMAN & DIRECTORNA Control
MULLIGAN, DEANNA, MARIEICHAIRMAN & DIRECTORNA Control
MULLIGAN, DEANNA, MARIEICHAIRMAN & DIRECTORNA Control
MULLIGAN, DEANNA, MARIEICHAIRMAN & DIRECTORNA Control
MULLIGAN, DEANNA, MARIEICHAIRMAN & DIRECTORNA Control
MULLIGAN, DEANNA, MARIEICHAIRMAN & DIRECTORNA Control
MULLIGAN, DEANNA, MARIEICHAIRMAN & DIRECTORNA Control
MULLIGAN, DEANNA, MARIEICHAIRMAN & DIRECTORNA Control
MULLIGAN, DEANNA, MARIEICHAIRMAN & DIRECTORNA Control
MULLIGAN, DEANNA, MARIEICHAIRMAN & DIRECTORNA Control
MULLIGAN, DEANNA, MARIEICHAIRMAN & DIRECTORNA Control
MULLIGAN, DEANNA, MARIEICHAIRMAN & DIRECTORNA Control
MULLIGAN, DEANNA, MARIEICHAIRMAN & DIRECTORNA Control
MULLIGAN, DEANNA, MARIEICHAIRMAN & DIRECTORNA Control
OTTON, TERRY, RICHARDICEO, DIRECTOR & MEMBERNA Control
OTTON, TERRY, RICHARDICEO, DIRECTOR & MEMBERNA Control
OTTON, TERRY, RICHARDICEO, DIRECTOR & MEMBERNA Control
OTTON, TERRY, RICHARDICEO, DIRECTOR & MEMBERNA Control
OTTON, TERRY, RICHARDICEO, DIRECTOR & MEMBERNA Control
OTTON, TERRY, RICHARDICEO, DIRECTOR & MEMBERNA Control
SANDERS, JOHN, JOSEPHICHIEF COMPLIANCE OFFICERNA Control
SANDERS, JOHN, JOSEPHICHIEF COMPLIANCE OFFICERNA Control
SANDERS, JOHN, JOSEPHICHIEF COMPLIANCE OFFICERNA Control
SANDERS, JOHN, JOSEPHICHIEF COMPLIANCE OFFICERNA Control
SANDERS, JOHN, JOSEPHICHIEF COMPLIANCE OFFICERNA Control
SANDERS, JOHN, JOSEPHICHIEF COMPLIANCE OFFICERNA Control
SANDERS, JOHN, JOSEPHICHIEF COMPLIANCE OFFICERNA Control
SANDERS, JOHN, JOSEPHICHIEF COMPLIANCE OFFICERNA Control
SANDERS, JOHN, JOSEPHICHIEF COMPLIANCE OFFICERNA Control
SANDERS, JOHN, JOSEPHICHIEF COMPLIANCE OFFICERNA Control
SANDERS, JOHN, JOSEPHICHIEF COMPLIANCE OFFICERNA Control
SANDERS, JOHN, JOSEPHICHIEF COMPLIANCE OFFICERNA Control
SANDERS, JOHN, JOSEPHICHIEF COMPLIANCE OFFICERNA Control
SANDERS, JOHN, JOSEPHICHIEF COMPLIANCE OFFICERNA Control
SANDERS, JOHN, JOSEPHICHIEF COMPLIANCE OFFICERNA Control
SANDERS, JOHN, JOSEPHICHIEF COMPLIANCE OFFICERNA Control
SCANLAN, MATTHEW, HOWARDICEO & DIRECTORNA Control
SCANLAN, MATTHEW, HOWARDICEO & DIRECTORNA Control
SCANLAN, MATTHEW, HOWARDICEO & DIRECTORNA Control
SCANLAN, MATTHEW, HOWARDICEO & DIRECTORNA Control
SCANLAN, MATTHEW, HOWARDICEO & DIRECTORNA Control
SCANLAN, MATTHEW, HOWARDICEO & DIRECTORNA Control
SCANLAN, MATTHEW, HOWARDICEO & DIRECTORNA Control
SCANLAN, MATTHEW, HOWARDICEO & DIRECTORNA Control
SCANLAN, MATTHEW, HOWARDICEO & DIRECTORNA Control
SCANLAN, MATTHEW, HOWARDICEO & DIRECTORNA Control
SCANLAN, MATTHEW, HOWARDICEO & DIRECTORNA Control
SCANLAN, MATTHEW, HOWARDICEO & DIRECTORNA Control
SCANLAN, MATTHEW, HOWARDICEO & DIRECTORNA Control
SCANLAN, MATTHEW, HOWARDICEO & DIRECTORNA Control
SCANLAN, MATTHEW, HOWARDICEO & DIRECTORNA Control
SCANLAN, MATTHEW, HOWARDICEO & DIRECTORNA Control
SCANLAN, MATTHEW, HOWARDICEO & DIRECTORNA Control
SCANLAN, MATTHEW, HOWARDICEO & DIRECTORNA Control
SCANLAN, MATTHEW, HOWARDICEO & DIRECTORNA Control
SCANLAN, MATTHEW, HOWARDICEO & DIRECTORNA Control
SCANLAN, MATTHEW, HOWARDICEO & DIRECTORNA Control
SCANLAN, MATTHEW, HOWARDICEO & DIRECTORNA Control
SCANLAN, MATTHEW, HOWARDICEO & DIRECTORNA Control
SCANLAN, MATTHEW, HOWARDICEO & DIRECTORNA Control
SCANLAN, MATTHEW, HOWARDICEO & DIRECTORNA Control
SKINNER, MARGARET, WIDIRECTORNA Control
SKINNER, MARGARET, WIDIRECTORNA Control
SKINNER, MARGARET, WIDIRECTORNA Control
SKINNER, MARGARET, WIDIRECTORNA Control
SKINNER, MARGARET, WIDIRECTORNA Control
SKINNER, MARGARET, WOLINIDIRECTORNA Control
SMITH, JAMES, LEEICHIEF COMPLIANCE OFFICERNA Control
SMITH, JAMES, LEEICHIEF COMPLIANCE OFFICERNA Control
SMITH, JAMES, LEEICHIEF COMPLIANCE OFFICERNA Control
SMITH, JAMES, LEEICHIEF COMPLIANCE OFFICERNA Control
SMITH, JAMES, LEEICHIEF COMPLIANCE OFFICERNA Control
SMITH, JAMES, LEEICHIEF COMPLIANCE OFFICERNA Control
SORELL, THOMAS, GEORGEIDIRECTORNA Control
SORELL, THOMAS, GEORGEIDIRECTORNA Control
SORELL, THOMAS, GEORGEIDIRECTORNA Control
SORELL, THOMAS, GEORGEIDIRECTORNA Control
SORELL, THOMAS, GEORGEIDIRECTORNA Control
SORELL, THOMAS, GEORGEIDIRECTORNA Control
SORELL, THOMAS, GEORGEIDIRECTORNA Control
SORELL, THOMAS, GEORGEIDIRECTORNA Control
SORELL, THOMAS, GEORGEIDIRECTORNA Control
SORELL, THOMAS, GEORGEIDIRECTORNA Control
SORELL, THOMAS, GEORGEIDIRECTORNA Control
SORELL, THOMAS, GEORGEIDIRECTORNA Control
SORELL, THOMAS, GEORGEIDIRECTORNA Control
SORELL, THOMAS, GEORGEIDIRECTORNA Control
SORELL, THOMAS, GEORGEIDIRECTORNA Control
SORELL, THOMAS, GEORGEIDIRECTORNA Control
SORELL, THOMAS, GEORGEIDIRECTORNA Control
SORELL, THOMAS, GEORGEIDIRECTORNA Control
SORELL, THOMAS, GEORGEIDIRECTORNA Control
SORELL, THOMAS, GEORGEIDIRECTORNA Control
SORELL, THOMAS, GEORGEIDIRECTORNA Control
SORELL, THOMAS, GEORGEIDIRECTORNA Control
SORELL, THOMAS, GEORGEIDIRECTORNA Control
SORELL, THOMAS, GEORGEIDIRECTORNA Control
SORELL, THOMAS, GEORGEIDIRECTORNA Control
SORELL, THOMAS, GEORGEIDIRECTORNA Control
SORELL, THOMAS, GEORGEIDIRECTORNA Control
SORELL, THOMAS, GEORGEIDIRECTORNA Control
SORELL, THOMAS, GEORGEIDIRECTORNA Control
SORELL, THOMAS, GEORGEIDIRECTORNA Control
SORELL, THOMAS, GEORGEIDIRECTORNA Control
TUTOR, BRYAN, SCOTTICHIEF OPERATING OFFICERNA Control
TUTOR, BRYAN, SCOTTICHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICERNA Control
TUTOR, BRYAN, SCOTTICHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICERNA Control
TUTOR, BRYAN, SCOTTICHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICERNA Control
TUTOR, BRYAN, SCOTTICHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICERNA Control
TUTOR, BRYAN, SCOTTICHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICERNA Control
TUTOR, BRYAN, SCOTTICHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICERNA Control
TUTOR, BRYAN, SCOTTICHIEF OPERATING OFFICERNA Control
TUTOR, BRYAN, SCOTTICHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICERNA Control
TUTOR, BRYAN, SCOTTICHIEF OPERATING OFFICERNA Control
TUTOR, BRYAN, SCOTTICHIEF OPERATING OFFICERNA Control
TUTOR, BRYAN, SCOTTICHIEF OPERATING OFFICERNA Control
TUTOR, BRYAN, SCOTTICHIEF OPERATING OFFICERNA Control
TUTOR, BRYAN, SCOTTICHIEF OPERATING OFFICERNA Control
TUTOR, BRYAN, SCOTTICHIEF OPERATING OFFICERNA Control
TUTOR, BRYAN, SCOTTICHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICERNA Control
TUTOR, BRYAN, SCOTTICHIEF OPERATING OFFICERNA Control
TUTOR, BRYAN, SCOTTICHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICERNA Control
TUTOR, BRYAN, SCOTTICHIEF OPERATING OFFICERNA Control
TUTOR, BRYAN, SCOTTICHIEF OPERATING OFFICERNA Control
TUTOR, BRYAN, SCOTTICHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICERNA Control
TUTOR, BRYAN, SCOTTICHIEF OPERATING OFFICERNA Control
GUARDIAN INVESTOR SERVICES LLCDEMEMBERE Control
GUARDIAN INVESTOR SERVICES LLCDEMEMBERE Control
GUARDIAN INVESTOR SERVICES LLCDEMEMBERE Control
GUARDIAN INVESTOR SERVICES LLCDEMEMBERE Control
GUARDIAN INVESTOR SERVICES LLCDEMEMBERE Control
GUARDIAN INVESTOR SERVICES LLCDEMEMBERE Control
GUARDIAN INVESTOR SERVICES LLCDEMEMBERD Control
GUARDIAN INVESTOR SERVICES LLCDEMEMBERD Control
GUARDIAN INVESTOR SERVICES LLCDEMEMBERD Control
GUARDIAN INVESTOR SERVICES LLCDEMEMBERD Control
GUARDIAN INVESTOR SERVICES LLCDEMEMBERD Control
GUARDIAN INVESTOR SERVICES LLCDEMEMBERD Control
GUARDIAN INVESTOR SERVICES LLCDEMEMBERD Control
GUARDIAN INVESTOR SERVICES LLCDEMEMBERD Control
GUARDIAN INVESTOR SERVICES LLCDEMEMBERD Control
GUARDIAN INVESTOR SERVICES LLCDEMEMBERD Control
GUARDIAN INVESTOR SERVICES LLCDEMEMBERD Control
GUARDIAN INVESTOR SERVICES LLCDEMEMBERD Control
GUARDIAN INVESTOR SERVICES LLCDEMEMBERD Control
GUARDIAN INVESTOR SERVICES LLCDEMEMBERD Control
GUARDIAN INVESTOR SERVICES LLCDEMEMBERD Control
GUARDIAN INVESTOR SERVICES LLCDEMEMBERD Control
GUARDIAN INVESTOR SERVICES LLCDEMEMBERD Control
GUARDIAN INVESTOR SERVICES LLCDEMEMBERD Control
GUARDIAN INVESTOR SERVICES LLCDEMEMBERD Control
GUARDIAN INVESTOR SERVICES LLCDEMEMBERD Control
GUARDIAN INVESTOR SERVICES LLCDEMEMBERD Control
GUARDIAN INVESTOR SERVICES LLCDEMEMBERD Control
GUARDIAN INVESTOR SERVICES LLCDEMEMBERD Control
GUARDIAN INVESTOR SERVICES LLCDEMEMBERD Control
GUARDIAN INVESTOR SERVICES LLCDEMEMBERD Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
BROATCH, ROBERT, ERNESTIGUARDIAN INVESTOR SERVICES LLCF Control
BROATCH, ROBERT, ERNESTIGUARDIAN INVESTOR SERVICES LLCF Control
BROATCH, ROBERT, ERNESTIGUARDIAN INVESTOR SERVICES LLCF Control
BROATCH, ROBERT, ERNESTIGUARDIAN INVESTOR SERVICES LLCF Control
BROATCH, ROBERT, ERNESTIGUARDIAN INVESTOR SERVICES LLCF Control
BROATCH, ROBERT, ERNESTIGUARDIAN INVESTOR SERVICES LLCF Control
BROATCH, ROBERT, ERNESTIGUARDIAN INVESTOR SERVICES LLCF Control
BROATCH, ROBERT, ERNESTIGUARDIAN INVESTOR SERVICES LLCF Control
BROATCH, ROBERT, ERNESTIGUARDIAN INVESTOR SERVICES LLCF Control
BROATCH, ROBERT, ERNESTIGUARDIAN INVESTOR SERVICES LLCF Control
BROATCH, ROBERT, ERNESTIGUARDIAN INVESTOR SERVICES LLCF Control
BROATCH, ROBERT, ERNESTIGUARDIAN INVESTOR SERVICES LLCF Control
BROATCH, ROBERT, ERNESTIGUARDIAN INVESTOR SERVICES LLCF Control
BROATCH, ROBERT, ERNESTIGUARDIAN INVESTOR SERVICES LLCF Control
BROATCH, ROBERT, ERNESTIGUARDIAN INVESTOR SERVICES LLCF Control
BROATCH, ROBERT, ERNESTIGUARDIAN INVESTOR SERVICES LLCF Control
BROATCH, ROBERT, ERNESTIGUARDIAN INVESTOR SERVICES LLCF Control
BROATCH, ROBERT, ERNESTIGUARDIAN INVESTOR SERVICES LLCF Control
BROATCH, ROBERT, ERNESTIGUARDIAN INVESTOR SERVICES LLCF Control
CARUSO, JOSEPH, ANTHONYIGUARDIAN INVESTOR SERVICES LLCF Control
CARUSO, JOSEPH, ANTHONYIGUARDIAN INVESTOR SERVICES LLCF Control
CARUSO, JOSEPH, ANTHONYIGUARDIAN INVESTOR SERVICES LLCF Control
CARUSO, JOSEPH, ANTHONYIGUARDIAN INVESTOR SERVICES LLCF Control
CARUSO, JOSEPH, ANTHONYIGUARDIAN INVESTOR SERVICES LLCF Control
CARUSO, JOSEPH, ANTHONYIGUARDIAN INVESTOR SERVICES LLCF Control
CEFOLE, MICHAEL, BIGUARDIAN INVESTOR SERVICES LLCF Control
CEFOLE, MICHAEL, BIGUARDIAN INVESTOR SERVICES LLCF Control
CEFOLE, MICHAEL, BIGUARDIAN INVESTOR SERVICES LLCF Control
CEFOLE, MICHAEL, BIGUARDIAN INVESTOR SERVICES LLCF Control
CEFOLE, MICHAEL, BIGUARDIAN INVESTOR SERVICES LLCF Control
CEFOLE, MICHAEL, BIGUARDIAN INVESTOR SERVICES LLCF Control
CEFOLE, MICHAEL, BIGUARDIAN INVESTOR SERVICES LLCF Control
CEFOLE, MICHAEL, BIGUARDIAN INVESTOR SERVICES LLCF Control
CEFOLE, MICHAEL, BIGUARDIAN INVESTOR SERVICES LLCF Control
CEFOLE, MICHAEL, BIGUARDIAN INVESTOR SERVICES LLCF Control
CEFOLE, MICHAEL, BIGUARDIAN INVESTOR SERVICES LLCF Control
CEFOLE, MICHAEL, BIGUARDIAN INVESTOR SERVICES LLCF Control
CEFOLE, MICHAEL, BIGUARDIAN INVESTOR SERVICES LLCF Control
CEFOLE, MICHAEL, BIGUARDIAN INVESTOR SERVICES LLCF Control
CEFOLE, MICHAEL, BIGUARDIAN INVESTOR SERVICES LLCF Control
CEFOLE, MICHAEL, BIGUARDIAN INVESTOR SERVICES LLCF Control
CEFOLE, MICHAEL, BIGUARDIAN INVESTOR SERVICES LLCF Control
CEFOLE, MICHAEL, BIGUARDIAN INVESTOR SERVICES LLCF Control
CEFOLE, MICHAEL, BIGUARDIAN INVESTOR SERVICES LLCF Control
CEFOLE, MICHAEL, BIGUARDIAN INVESTOR SERVICES LLCF Control
CEFOLE, MICHAEL, BIGUARDIAN INVESTOR SERVICES LLCF Control
CEFOLE, MICHAEL, BIGUARDIAN INVESTOR SERVICES LLCF Control
CEFOLE, MICHAEL, BIGUARDIAN INVESTOR SERVICES LLCF Control
CEFOLE, MICHAEL, BIGUARDIAN INVESTOR SERVICES LLCF Control
DEPALO, ARMAND, MICHAELIGUARDIAN INVESTOR SERVICES LLCF Control
DOLFI, D., SCOTTIGUARDIAN INVESTOR SERVICES LLCF Control
DOLFI, D., SCOTTIGUARDIAN INVESTOR SERVICES LLCF Control
DOLFI, D., SCOTTIGUARDIAN INVESTOR SERVICES LLCF Control
DOLFI, D., SCOTTIGUARDIAN INVESTOR SERVICES LLCF Control
DOLFI, D., SCOTTIGUARDIAN INVESTOR SERVICES LLCF Control
DOLFI, D., SCOTTIGUARDIAN INVESTOR SERVICES LLCF Control
FERIK, MICHAEL, NICHOLASIGUARDIAN INVESTOR SERVICES LLCF Control
FERIK, MICHAEL, NICHOLASIGUARDIAN INVESTOR SERVICES LLCF Control
FERIK, MICHAEL, NICHOLASIGUARDIAN INVESTOR SERVICES LLCF Control
FERIK, MICHAEL, NICHOLASIGUARDIAN INVESTOR SERVICES LLCF Control
FERIK, MICHAEL, NICHOLASIGUARDIAN INVESTOR SERVICES LLCF Control
FERIK, MICHAEL, NICHOLASIGUARDIAN INVESTOR SERVICES LLCF Control
FERIK, MICHAEL, NICHOLASIGUARDIAN INVESTOR SERVICES LLCF Control
FERIK, MICHAEL, NICHOLASIGUARDIAN INVESTOR SERVICES LLCF Control
FERIK, MICHAEL, NICHOLASIGUARDIAN INVESTOR SERVICES LLCF Control
FERIK, MICHAEL, NICHOLASIGUARDIAN INVESTOR SERVICES LLCF Control
FERIK, MICHAEL, NICHOLASIGUARDIAN INVESTOR SERVICES LLCF Control
FERIK, MICHAEL, NICHOLASIGUARDIAN INVESTOR SERVICES LLCF Control
FERIK, MICHAEL, NICHOLASIGUARDIAN INVESTOR SERVICES LLCF Control
FERIK, MICHAEL, NICHOLASIGUARDIAN INVESTOR SERVICES LLCF Control
FERIK, MICHAEL, NICHOLASIGUARDIAN INVESTOR SERVICES LLCF Control
FERIK, MICHAEL, NICHOLASIGUARDIAN INVESTOR SERVICES LLCF Control
FERIK, MICHAEL, NICHOLASIGUARDIAN INVESTOR SERVICES LLCF Control
LENDERINK, GARY, BERTIGUARDIAN INVESTOR SERVICES LLCF Control
LONG, BRUCE, CARSONIGUARDIAN INVESTOR SERVICES LLCF Control
MANNING, DENNISIGUARDIAN INVESTOR SERVICES LLCF Control
PINCUS, CAITLIN, S JIGUARDIAN INVESTOR SERVICES LLCF Control
PINCUS, CAITLIN, S JIGUARDIAN INVESTOR SERVICES LLCF Control
PINCUS, CAITLIN, S JIGUARDIAN INVESTOR SERVICES LLCF Control
PINCUS, CAITLIN, S JIGUARDIAN INVESTOR SERVICES LLCF Control
PINCUS, CAITLIN, S JIGUARDIAN INVESTOR SERVICES LLCF Control
PINCUS, CAITLIN, S JIGUARDIAN INVESTOR SERVICES LLCF Control
PINCUS, CAITLIN, S JIGUARDIAN INVESTOR SERVICES LLCF Control
SKINNER, MARGARET, WIGUARDIAN INVESTOR SERVICES LLCF Control
SKINNER, MARGARET, WIGUARDIAN INVESTOR SERVICES LLCF Control
SKINNER, MARGARET, WIGUARDIAN INVESTOR SERVICES LLCF Control
SKINNER, MARGARET, WIGUARDIAN INVESTOR SERVICES LLCF Control
SKINNER, MARGARET, WIGUARDIAN INVESTOR SERVICES LLCF Control
SKINNER, MARGARET, WOLINIGUARDIAN INVESTOR SERVICES LLCF Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICADEGUARDIAN INVESTOR SERVICES LLCE Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICADEGUARDIAN INVESTOR SERVICES LLCE Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICADEGUARDIAN INVESTOR SERVICES LLCE Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICADEGUARDIAN INVESTOR SERVICES LLCE Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICADEGUARDIAN INVESTOR SERVICES LLCE Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICADEGUARDIAN INVESTOR SERVICES LLCE Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICADEGUARDIAN INVESTOR SERVICES LLCE Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICADEGUARDIAN INVESTOR SERVICES LLCE Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICADEGUARDIAN INVESTOR SERVICES LLCE Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICADEGUARDIAN INVESTOR SERVICES LLCE Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICADEGUARDIAN INVESTOR SERVICES LLCE Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICADEGUARDIAN INVESTOR SERVICES LLCE Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICADEGUARDIAN INVESTOR SERVICES LLCE Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICADEGUARDIAN INVESTOR SERVICES LLCE Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICADEGUARDIAN INVESTOR SERVICES LLCE Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICADEGUARDIAN INVESTOR SERVICES LLCE Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICADEGUARDIAN INVESTOR SERVICES LLCE Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICADEGUARDIAN INVESTOR SERVICES LLCE Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICADEGUARDIAN INVESTOR SERVICES LLCE Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICADEGUARDIAN INVESTOR SERVICES LLCE Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICADEGUARDIAN INVESTOR SERVICES LLCE Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICADEGUARDIAN INVESTOR SERVICES LLCE Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICADEGUARDIAN INVESTOR SERVICES LLCE Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICADEGUARDIAN INVESTOR SERVICES LLCE Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICADEGUARDIAN INVESTOR SERVICES LLCE Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICADEGUARDIAN INVESTOR SERVICES LLCE Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICADEGUARDIAN INVESTOR SERVICES LLCE Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICADEGUARDIAN INVESTOR SERVICES LLCE Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICADEGUARDIAN INVESTOR SERVICES LLCE Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICADEGUARDIAN INVESTOR SERVICES LLCE Control
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICADEGUARDIAN INVESTOR SERVICES LLCE Control

Registrations

Federal

IA
Mar 14, 2016 REGISTERED

Notice Filings (6)

FL GA IL LA NC TX

Address

ONE BUSH STREET
SUITE 900
SAN FRANCISCO, CA 94104
United States
Phone: 415-591-2700