UCB ASSET MANAGEMENT, INC.
CRD #141000 SEC #801-67046 NEW YORK, NY (212) 266-7971
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
5
Clients
--
Accounts
0
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 1, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CHIU, DAVID, L | I | CHIEF MARKETING OFFICER | NA | Control |
| CHIU, DAVID, L | I | CHIEF MARKETING OFFICER | NA | Control |
| LUI, JOHN | I | CEO/CIO/CHIEF COMPLIANCE OFFICER | NA | Control |
| LUI, JOHN | I | CEO/CIO/CHIEF COMPLIANCE OFFICER | NA | Control |
| LUI, JOHN | I | CEO/CIO/CHIEF COMPLIANCE OFFICER | NA | Control |
| LUI, JOHN | I | CEO/CIO/CHIEF COMPLIANCE OFFICER | NA | Control |
| ON, CRAIG | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ON, CRAIG | I | CHIEF FINANCIAL OFFICER | NA | Control |
| UNITED COMMERCIAL BANK | DE | OWNER | E | Control |
| UNITED COMMERCIAL BANK | DE | OWNER | E | Control |
| UNITED COMMERCIAL BANK | DE | OWNER | E | Control |
| UNITED COMMERCIAL BANK | DE | OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| UCBH HOLDINGS, INC. | DE | UNITED COMMERCIAL BANK | E | Control |
| UCBH HOLDINGS, INC. | DE | UNITED COMMERCIAL BANK | E | Control |
| UCBH HOLDINGS, INC. | DE | UNITED COMMERCIAL BANK | E | Control |
| UCBH HOLDINGS, INC. | DE | UNITED COMMERCIAL BANK | E | Control |
Registrations
Federal
IA
May 1, 2007 REGISTERED
Notice Filings (1)
NY
Address
27 EAST BROADWAYNEW YORK, NY 10002
USA
Phone: (212) 266-7971