GOLDSMITH & HARRIS ASSET MANAGEMENT, LLC
CRD #141090 SEC #801-67359 NEW YORK, NY 212-514-5515
SEC Registered
Total AUM
$15.3M
Discretionary
$15.3M
Employees
10
Clients
10
Accounts
22
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- OCTOBER
- Registration Date
- --
- Latest Filing
- Nov 21, 2006
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ERPF, ARMAND, BARTHOLOMEW | I | DIRECTOR | C | Control |
| GOLDSMITH, PHILIP, WARREN | I | DIRECTOR/CHIEF COMPLIANCE OFFICER | C | Control |
| HARRIS, JAY, RICHARD | I | DIRECTOR | C | Control |
Registrations
Federal
IA
Nov 21, 2006 REGISTERED
Notice Filings (1)
NY
Address
80 PINE STREETNEW YORK, NY 10005-1702
USA
Phone: 212-514-5515