DELTA GLOBAL ADVISORS, INC.
Legal name: DELTA GLOBAL ADVISORS
CRD #141109 SEC #801-67004 HUNTINGTON BEACH, CA 714-960-0302
SEC Registered
Total AUM
$16M
Discretionary
$16M
Employees
10
Clients
0
Accounts
166
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HANLON, CHARLES, PATRICK | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| HANLON, CHARLES, PATRICK | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| HANLON, CHARLES, PATRICK | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| HANLON, CHARLES, PATRICK | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| HANLON, CHARLES, PATRICK | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| HANLON, CHARLES, PATRICK | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| HANLON, CHARLES, PATRICK | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| HANLON, CHARLES, PATRICK | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| HANLON, CHARLES, PATRICK | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Mar 31, 2009 REGISTERED
Notice Filings (4)
CA FL MA NJ
Address
17011 BEACH BLVD.#510
HUNTINGTON BEACH, CA 92647
United States
Phone: 714-960-0302