RIA Intelligence

ARROWHEAD FINANCIAL SERVICES, LTD.

Legal name: ARROWHEAD FINANCIAL SERVICES

CRD #141185 SEC #801-67072 HOUSTON, TX 713-586-7121
SEC Registered
Total AUM
$89.4M
Discretionary
$39.9M
Employees
5
Clients
0
Accounts
11

Firm Details

Organization Type
Limited Liability Partnership
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 28, 2007
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
AMBERQUEST, LLCDEGENERAL PARTNERNA Control
AMBERQUEST, LLCDEGENERAL PARTNERNA Control
AMBERQUEST, LLCDEGENERAL PARTNERNA Control
AMBERQUEST, LLCDEGENERAL PARTNERNA Control
WADDELL, CHARLES, DAVIDICHIEF COMPLIANCE OFFICERNA Control
WADDELL, CHARLES, DAVIDICHIEF COMPLIANCE OFFICERNA Control
CRISAFULLI, STEPHEN, WILLIAMILIMITED PARTNERD Control
CRISAFULLI, STEPHEN, WILLIAMILIMITED PARTNERD Control
CRISAFULLI, STEPHEN, WILLIAMILIMITED PARTNERD Control
CRISAFULLI, STEPHEN, WILLIAMILIMITED PARTNERD Control
FELCH, CHRISTOPHER, EDWINIPRESIDENTC Control
FELCH, CHRISTOPHER, EDWINIPRESIDENTC Control
FELCH, CHRISTOPHER, EDWINIPRESIDENT AND CHIEF COMPLIANCE OFFICERC Control
FELCH, CHRISTOPHER, EDWINIPARTNER AND CHIEF COMPLIANCE OFFICERC Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
FELCH, CHRISTOPHER, EDWINIAMERQUEST, LLCE Control
FELCH, CHRISTOPHER, EDWINIAMERQUEST, LLCE Control
FELCH, CHRISTOPHER, EDWINIAMBERQUEST, LLCE Control
FELCH, CHRISTOPHER, EDWINIAMBERQUEST, LLCE Control

Registrations

Federal

IA
Mar 28, 2007 REGISTERED

Notice Filings (1)

TX

Address

1800 ST. JAMES PLACE
SUITE 210
HOUSTON, TX 77056
USA
Phone: 713-586-7121