DUNDEEWEALTH US, LP
CRD #141202 SEC #801-67074 BERWYN, PA 610-854-0900
SEC Registered
Total AUM
$474.7M
Discretionary
$474.7M
Employees
17
Clients
--
Accounts
10
Firm Details
- Organization Type
- Partnership
- State of Formation
- Delaware
- Fiscal Year End
- OCTOBER
- Registration Date
- --
- Latest Filing
- Feb 25, 2013
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BHR CLASSIC PARTNERS | DE | GENERAL PARTNER | NA | Control |
| BHR CLASSIC PARTNERS | DE | GENERAL PARTNER | NA | Control |
| BHR CLASSIC PARTNERS | DE | GENERAL PARTNER | NA | Control |
| BHR CLASSIC PARTNERS | DE | GENERAL PARTNER | NA | Control |
| BHR CLASSIC PARTNERS | DE | GENERAL PARTNER | NA | Control |
| BUTSON, HOLLY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BUTSON, HOLLY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DULING, AMY, DENISE | I | MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| DULING, AMY, DENISE | I | MANAGING PARTNER | NA | Control |
| DULING, AMY, DENISE | I | MANAGING PARTNER | NA | Control |
| DULING, AMY, DENISE | I | MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| DULING, AMY, DENISE | I | MANAGING PARTNER | NA | Control |
| DULING, AMY, DENISE | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| DULING, AMY, DENISE | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| DULING, AMY, DENISE | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| DULING, AMY, DENISE | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| DULING, AMY, DENISE | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| DW US PARTNERS, LLC | DE | GENERAL PARTNER | NA | Control |
| DW US PARTNERS, LLC | DE | GENERAL PARTNER | NA | Control |
| DW US PARTNERS, LLC | DE | GENERAL PARTNER | NA | Control |
| DW US PARTNERS, LLC | DE | GENERAL PARTNER | NA | Control |
| DW US PARTNERS, LLC | DE | GENERAL PARTNER | NA | Control |
| DW US PARTNERS, LLC | DE | GENERAL PARTNER | NA | Control |
| DW US PARTNERS, LLC | DE | GENERAL PARTNER | NA | Control |
| DW US PARTNERS, LLC | DE | GENERAL PARTNER | NA | Control |
| DW US PARTNERS, LLC | DE | GENERAL PARTNER | NA | Control |
| FERKO, BRIAN, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FERKO, BRIAN, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LACEY, ROBIN, PHILIP CHRISTIAN | I | MANAGER OF THE GENERAL PARTNER | NA | Control |
| LEHNING, JOHN, PAUL | I | SENIOR VICE PRESIDENT | NA | Control |
| LEHNING, JOHN, PAUL | I | SENIOR VICE PRESIDENT | NA | Control |
| LEHNING, JOHN, PAUL | I | SENIOR VICE PRESIDENT | NA | Control |
| LEHNING, JOHN, PAUL | I | SENIOR VICE PRESIDENT | NA | Control |
| LEHNING, JOHN, PAUL | I | SENIOR VICE PRESIDENT | NA | Control |
| LEHNING, JOHN, PAUL | I | SENIOR VICE PRESIDENT | NA | Control |
| LEVEN, JOHN, HAROLD | I | DIRECTOR - FINANCE | NA | |
| LEVEN, JOHN, HAROLD | I | DIRECTOR - FINANCE | NA | Control |
| LEVEN, JOHN, HAROLD | I | DIRECTOR - FINANCE | NA | Control |
| LEVEN, JOHN, HAROLD | I | DIRECTOR - FINANCE | NA | Control |
| LEVEN, JOHN, HAROLD | I | DIRECTOR - FINANCE | NA | |
| LEVEN, JOHN, HAROLD | I | DIRECTOR - FINANCE | NA | Control |
| LEVEN, JOHN, HAROLD | I | DIRECTOR - FINANCE | NA | Control |
| LEVEN, JOHN, HAROLD | I | DIRECTOR - FINANCE | NA | Control |
| LEVEN, JOHN, HAROLD | I | DIRECTOR - FINANCE | NA | Control |
| LEVEN, JOHN, HAROLD | I | DIRECTOR - FINANCE | NA | Control |
| LEVEN, JOHN, HAROLD | I | DIRECTOR - FINANCE | NA | Control |
| LEVEN, JOHN, HAROLD | I | DIRECTOR - FINANCE | NA | Control |
| LEVEN, JOHN, HAROLD | I | DIRECTOR - FINANCE | NA | Control |
| LEVEN, JOHN, HAROLD | I | DIRECTOR - FINANCE | NA | Control |
| MORAN, PETER, JAMES | I | MANAGING PARTNER | NA | Control |
| MORAN, PETER, JAMES | I | MANAGING PARTNER | NA | Control |
| MORAN, PETER, JAMES | I | SENIOR VICE PRESIDENT | NA | Control |
| MORAN, PETER, JAMES | I | SENIOR VICE PRESIDENT | NA | Control |
| MORAN, PETER, JAMES | I | SENIOR VICE PRESIDENT | NA | Control |
| MORAN, PETER, JAMES | I | SENIOR VICE PRESIDENT | NA | Control |
| MORAN, PETER, JAMES | I | SENIOR VICE PRESIDENT | NA | Control |
| WELLMAN, STEPHEN, M | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WINSKO, KRISTEN, NOLAN | I | CHIEF COMPLIANCE OFFICER AND LEGAL COUNSEL | NA | Control |
| WINSKO, KRISTEN, NOLAN | I | CHIEF COMPLIANCE OFFICER AND LEGAL COUNSEL | NA | Control |
| WINSKO, KRISTEN, NOLAN | I | LEGAL COUNSEL | NA | Control |
| WINSKO, KRISTEN, NOLAN | I | LEGAL COUNSEL | NA | Control |
| WINSKO, KRISTEN, NOLAN | I | LEGAL COUNSEL | NA | Control |
| WINSKO, KRISTEN, NOLAN | I | DIRECTOR - LEGAL & COMPLIANCE | NA | Control |
| WINSKO, KRISTEN, NOLAN | I | DIRECTOR - LEGAL & COMPLIANCE | NA | Control |
| 2178991 ONTARIO INC. | FE | LIMITED PARTNER | E | Control |
| 2178991 ONTARIO INC. | FE | LIMITED PARTNER | E | Control |
| 2178991 ONTARIO INC. | FE | LIMITED PARTNER | E | Control |
| 2178991 ONTARIO INC. | FE | LIMITED PARTNER | E | Control |
| 2178991 ONTARIO INC. | FE | LIMITED PARTNER | E | Control |
| 2178991 ONTARIO INC. | FE | LIMITED PARTNER | E | Control |
| 2178991 ONTARIO INC. | FE | LIMITED PARTNER | E | Control |
| 2178991 ONTARIO INC. | FE | LIMITED PARTNER | E | Control |
| 2178991 ONTARIO INC. | FE | LIMITED PARTNER | E | Control |
| 2178991 ONTARIO INC. | FE | LIMITED PARTNER | E | Control |
| 2178991 ONTARIO INC. | FE | LIMITED PARTNER | E | Control |
| 2178991 ONTARIO INC. | FE | LIMITED PARTNER | E | Control |
| DULING, AMY, DENISE | I | MANAGING PARTNER | C | Control |
| DULING, AMY, DENISE | I | MANAGING PARTNER | C | Control |
| MCALEER, FRANCIS, JOSEPH | I | MANAGING PARTNER | C | Control |
| MCALEER, FRANCIS, JOSEPH | I | MANAGING PARTNER | C | Control |
| MORAN, PETER, JAMES | I | MANAGING PARTNER | C | Control |
| MORAN, PETER, JAMES | I | MANAGING PARTNER | C | Control |
| NORTHERN LIGHTS CAPITAL PARTNERS, LLC | DE | LIMITED PARTNER | C | Control |
| NORTHERN LIGHTS CAPITAL PARTNERS, LLC | DE | LIMITED PARTNER | C | Control |
| MORAN, PETER, JAMES | I | MANAGING PARTNER | A | Control |
| MORAN, PETER, JAMES | I | MANAGING PARTNER | A | Control |
| MORAN, PETER, JAMES | I | MANAGING PARTNER | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| DULING, AMY, DENISE | I | BHR CLASSIC PARTNERS | F | Control |
| DULING, AMY, DENISE | I | BHR CLASSIC PARTNERS | F | Control |
| DULING, AMY, DENISE | I | BHR CLASSIC PARTNERS | F | Control |
| MORAN, PETER, JAMES | I | BHR CLASSIC PARTNERS | F | Control |
| MORAN, PETER, JAMES | I | BHR CLASSIC PARTNERS | F | Control |
| MORAN, PETER, JAMES | I | BHR CLASSIC PARTNERS | F | Control |
| 2178991 ONTARIO INC | FE | DW US PARTNERS, LLC | E | Control |
| 2178991 ONTARIO INC | FE | BHR CLASSIC PARTNERS | E | Control |
| 2178991 ONTARIO INC | FE | BHR CLASSIC PARTNERS | E | Control |
| 2178991 ONTARIO INC | FE | DW US PARTNERS, LLC | E | Control |
| 2178991 ONTARIO INC | FE | BHR CLASSIC PARTNERS | E | Control |
| 2178991 ONTARIO INC | FE | DW US PARTNERS, LLC | E | Control |
| 2178991 ONTARIO INC | FE | DW US PARTNERS, LLC | E | Control |
| 2178991 ONTARIO INC | FE | DW US PARTNERS, LLC | E | Control |
| 2178991 ONTARIO INC | FE | DW US PARTNERS, LLC | E | Control |
| 2178991 ONTARIO INC | FE | DW US PARTNERS, LLC | E | Control |
| 2178991 ONTARIO INC | FE | DW US PARTNERS, LLC | E | Control |
| 2178991 ONTARIO INC | FE | DW US PARTNERS, LLC | E | Control |
| DUNDEEWEALTH INC. | FE | 2178991 ONTARIO INC. | E | Control |
| DUNDEEWEALTH INC. | FE | 2178991 ONTARIO INC. | E | Control |
| DUNDEEWEALTH INC. | FE | 2178991 ONTARIO INC. | E | Control |
| DUNDEEWEALTH INC. | FE | 2178991 ONTARIO INC. | E | Control |
| DUNDEEWEALTH INC. | FE | 2178991 ONTARIO INC. | E | Control |
| DUNDEEWEALTH INC. | FE | 2178991 ONTARIO INC. | E | Control |
| DUNDEEWEALTH INC. | FE | 2178991 ONTARIO INC. | E | Control |
| DUNDEEWEALTH INC. | FE | 2178991 ONTARIO INC. | E | Control |
| DUNDEEWEALTH INC. | FE | 2178991 ONTARIO INC. | E | Control |
| HOLLISWEALTH INC. | FE | 2178991 ONTARIO INC. | E | Control |
| HOLLISWEALTH INC. | FE | 2178991 ONTARIO INC. | E | Control |
| HOLLISWEALTH INC. | FE | 2178991 ONTARIO INC. | E | Control |
| THE BANK OF NOVA SCOTIA | FE | DUNDEEWEALTH INC | E | Control |
| THE BANK OF NOVA SCOTIA | FE | DUNDEEWEALTH INC | E | Control |
| THE BANK OF NOVA SCOTIA | FE | DUNDEEWEALTH INC | E | Control |
| THE BANK OF NOVA SCOTIA | FE | DUNDEEWEALTH INC | E | Control |
| THE BANK OF NOVA SCOTIA | FE | DUNDEEWEALTH INC | E | Control |
| THE BANK OF NOVA SCOTIA | FE | DUNDEEWEALTH INC | E | Control |
| THE BANK OF NOVA SCOTIA | FE | DUNDEEWEALTH INC | E | Control |
| THE BANK OF NOVA SCOTIA | FE | DUNDEEWEALTH INC | E | Control |
| TURNER, ANDREW | I | NORTHERN LIGHTS CAPITAL PARTNERS, LLC | E | Control |
| TURNER, ANDREW | I | NORTHERN LIGHTS CAPITAL PARTNERS, LLC | E | Control |
| DULING, AMY, DENISE | I | BHR CLASSIC PARTNERS | C | Control |
| DULING, AMY, DENISE | I | BHR CLASSIC PARTNERS | C | Control |
| MCALEER, FRANCIS, JOSEPH | I | BHR CLASSIC PARTNERS | C | Control |
| MCALEER, FRANCIS, JOSEPH | I | BHR CLASSIC PARTNERS | C | Control |
| MORAN, PETER, JAMES | I | BHR CLASSIC PARTNERS | C | Control |
| MORAN, PETER, JAMES | I | BHR CLASSIC PARTNERS | C | Control |
Registrations
Federal
IA
Feb 25, 2013 REGISTERED
Notice Filings (1)
PA
Address
1055 WESTLAKES DRIVESUITE 301
BERWYN, PA 19312
United States
Phone: 610-854-0900