SUSAN A. NESTOR, P.C.
CRD #141223 SEC #801-67422 PORTLAND, OR 503-245-8090
SEC Registered
Total AUM
$26.4M
Discretionary
$0
Employees
5
Clients
26
Accounts
242
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 24, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| NESTOR, SUSAN, ANN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| NESTOR, SUSAN, ANN | I | PRESIDENT | E | Control |
| NESTOR, SUSAN, ANN | I | DIRECT OWNER | E | Control |
| NESTOR, SUSAN, ANN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| NESTOR, SUSAN, ANN | I | PRESIDENT | E | Control |
| NESTOR, SUSAN, ANN | I | DIRECT OWNER | E | Control |
| NESTOR, SUSAN, ANN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| NESTOR, SUSAN, ANN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| NESTOR, SUSAN, ANN | I | PRESIDENT | E | Control |
| NESTOR, SUSAN, ANN | I | DIRECT OWNER | E | Control |
Registrations
Federal
IA
Feb 24, 2009 REGISTERED
Notice Filings (1)
OR
Address
9600 SW CAPITOL HWYSUITE 100
PORTLAND, OR 97219
United States
Phone: 503-245-8090