CONCERT WEALTH MANAGEMENT, INC.
Legal name: CONCERT WEALTH MANAGEMENT
CRD #141253 SEC #801-67992 SAN JOSE, CA 408-856-6310
SEC Registered Disclosures
Total AUM
$1.1B
Discretionary
$1.1B
Employees
80
Clients
51
Accounts
4,537
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Feb 2018 | $201M | $161M | $40M | 18 | 0 |
| Feb 2018 | $1.1B | $1.1B | $52.3M | 80 | 5,500 |
| Nov 2017 | $1.1B | $1.1B | $52.3M | 80 | 5,500 |
| May 2017 | $1.1B | $1.1B | $52.3M | 80 | 5,500 |
| Apr 2017 | $1.1B | $1.1B | $52.3M | 80 | 5,500 |
| Feb 2017 | $1.1B | $1.1B | $52.3M | 80 | 5,500 |
| Jan 2017 | $2B | $2B | $52.3M | 92 | 5,500 |
| Dec 2016 | $2B | $2B | $52.3M | 92 | 5,500 |
| Jul 2016 | $2B | $1.9B | $66.9M | 117 | 5,500 |
| Jul 2016 | $2B | $1.9B | $66.9M | 117 | 5,500 |
| Jul 2016 | $2B | $1.9B | $66.9M | 117 | 5,500 |
| May 2016 | $2B | $1.9B | $66.9M | 117 | 5,500 |
| May 2016 | $2B | $1.9B | $66.9M | 117 | 5,500 |
| May 2016 | $2B | $1.9B | $66.9M | 117 | 5,500 |
| Jan 2016 | $2B | $1.9B | $66.9M | 117 | 5,500 |
| Dec 2015 | $1.9B | $1.8B | $22.3M | 110 | 5,500 |
| Jul 2015 | $1.9B | $1.8B | $22.3M | 110 | 5,500 |
| Jul 2015 | $1.9B | $1.8B | $22.3M | 100 | 5,500 |
| Jul 2015 | $1.9B | $1.8B | $22.3M | 100 | 5,500 |
| Jun 2015 | $1.9B | $1.8B | $22.3M | 90 | 5,500 |
| Mar 2015 | $1.9B | $1.8B | $22.3M | 90 | 5,500 |
| Jan 2015 | $1.9B | $1.8B | $22.3M | 90 | 5,500 |
| Oct 2014 | $1.5B | $1.5B | $0 | 90 | 3,500 |
| Aug 2014 | $1.5B | $1.5B | $0 | 90 | 3,500 |
| Aug 2014 | $1.5B | $1.5B | $0 | 90 | 3,500 |
| Jan 2014 | $1.5B | $1.5B | $0 | 90 | 3,500 |
| Nov 2013 | $1.5B | $1.5B | $0 | 90 | 3,500 |
| Oct 2013 | $1.5B | $1.5B | $0 | 90 | 3,500 |
| Apr 2013 | $1.5B | $1.5B | $0 | 14 | 3,500 |
| Jan 2013 | $1.5B | $1.5B | $0 | 14 | 3,500 |
| Jan 2013 | $1.5B | $1.5B | $0 | 14 | 3,500 |
| Dec 2012 | $1.2B | $894.6M | $334.9M | 14 | 2,600 |
| Dec 2012 | $1.2B | $894.6M | $334.9M | 14 | 2,600 |
| Oct 2012 | $1.2B | $894.6M | $334.9M | 11 | 2,600 |
| Sep 2012 | $1.2B | $894.6M | $334.9M | 11 | 2,600 |
| Sep 2012 | $1.2B | $894.6M | $334.9M | 11 | 2,600 |
| Aug 2012 | $1.2B | $894.6M | $334.9M | 11 | 2,600 |
| Jul 2012 | $1.2B | $894.6M | $334.9M | 11 | 2,600 |
| Jul 2012 | $1.2B | $894.6M | $334.9M | 11 | 2,600 |
| Jun 2012 | $1.2B | $894.6M | $334.9M | 11 | 2,600 |
| Mar 2012 | $1.2B | $894.6M | $334.9M | 11 | 2,600 |
| Jan 2012 | $1.2B | $894.6M | $334.9M | 11 | 2,600 |
| Jan 2012 | $1.2B | $894.6M | $334.9M | 11 | 2,600 |
| Nov 2011 | $1B | $713.1M | $294.2M | 11 | 2,000 |
| Aug 2011 | $1B | $713.1M | $294.2M | -- | -- |
| Aug 2011 | $1B | $713.1M | $294.2M | -- | -- |
| Jul 2011 | $1B | $713.1M | $294.2M | -- | -- |
| Mar 2011 | $1B | $713.1M | $294.2M | -- | -- |
| Dec 2010 | $1B | $713.1M | $294.2M | -- | -- |
| Dec 2010 | $775.7M | $765.8M | $9.8M | -- | -- |
| Dec 2010 | $775.7M | $765.8M | $9.8M | -- | -- |
| Oct 2010 | $775.7M | $765.8M | $9.8M | -- | -- |
| Sep 2010 | $775.7M | $765.8M | $9.8M | -- | -- |
| Jul 2010 | $775.7M | $765.8M | $9.8M | -- | -- |
| Jul 2010 | $775.7M | $765.8M | $9.8M | -- | -- |
| Jul 2010 | $775.7M | $765.8M | $9.8M | -- | -- |
| Jun 2010 | $775.7M | $765.8M | $9.8M | -- | -- |
| May 2010 | $775.7M | $765.8M | $9.8M | -- | -- |
| May 2010 | $775.7M | $765.8M | $9.8M | -- | -- |
| Mar 2010 | $775.7M | $765.8M | $9.8M | -- | -- |
| Jan 2010 | $568.8M | $559M | $9.8M | -- | -- |
| May 2009 | $241.6M | $232.2M | $9.5M | -- | -- |
| Apr 2009 | $241.6M | $232.2M | $9.5M | -- | -- |
| Apr 2009 | $241.6M | $232.2M | $9.5M | -- | -- |
| Jan 2008 | $182.6M | $182.3M | $332.4K | 10 | -- |
| Nov 2007 | $35.4M | $34.7M | $681K | 10 | -- |
| Aug 2007 | $35.4M | $34.7M | $681K | 10 | -- |
| May 2007 | $35.4M | $34.7M | $681K | 10 | -- |
| May 2007 | $35.4M | $34.7M | $681K | 10 | -- |
DateFeb 2018
Total AUM$201M
Discretionary$161M
Non-Disc.$40M
Employees18
Clients0
DateFeb 2018
Total AUM$1.1B
Discretionary$1.1B
Non-Disc.$52.3M
Employees80
Clients5,500
DateNov 2017
Total AUM$1.1B
Discretionary$1.1B
Non-Disc.$52.3M
Employees80
Clients5,500
DateMay 2017
Total AUM$1.1B
Discretionary$1.1B
Non-Disc.$52.3M
Employees80
Clients5,500
DateApr 2017
Total AUM$1.1B
Discretionary$1.1B
Non-Disc.$52.3M
Employees80
Clients5,500
DateFeb 2017
Total AUM$1.1B
Discretionary$1.1B
Non-Disc.$52.3M
Employees80
Clients5,500
DateJan 2017
Total AUM$2B
Discretionary$2B
Non-Disc.$52.3M
Employees92
Clients5,500
DateDec 2016
Total AUM$2B
Discretionary$2B
Non-Disc.$52.3M
Employees92
Clients5,500
DateJul 2016
Total AUM$2B
Discretionary$1.9B
Non-Disc.$66.9M
Employees117
Clients5,500
DateJul 2016
Total AUM$2B
Discretionary$1.9B
Non-Disc.$66.9M
Employees117
Clients5,500
DateJul 2016
Total AUM$2B
Discretionary$1.9B
Non-Disc.$66.9M
Employees117
Clients5,500
DateMay 2016
Total AUM$2B
Discretionary$1.9B
Non-Disc.$66.9M
Employees117
Clients5,500
DateMay 2016
Total AUM$2B
Discretionary$1.9B
Non-Disc.$66.9M
Employees117
Clients5,500
DateMay 2016
Total AUM$2B
Discretionary$1.9B
Non-Disc.$66.9M
Employees117
Clients5,500
DateJan 2016
Total AUM$2B
Discretionary$1.9B
Non-Disc.$66.9M
Employees117
Clients5,500
DateDec 2015
Total AUM$1.9B
Discretionary$1.8B
Non-Disc.$22.3M
Employees110
Clients5,500
DateJul 2015
Total AUM$1.9B
Discretionary$1.8B
Non-Disc.$22.3M
Employees110
Clients5,500
DateJul 2015
Total AUM$1.9B
Discretionary$1.8B
Non-Disc.$22.3M
Employees100
Clients5,500
DateJul 2015
Total AUM$1.9B
Discretionary$1.8B
Non-Disc.$22.3M
Employees100
Clients5,500
DateJun 2015
Total AUM$1.9B
Discretionary$1.8B
Non-Disc.$22.3M
Employees90
Clients5,500
DateMar 2015
Total AUM$1.9B
Discretionary$1.8B
Non-Disc.$22.3M
Employees90
Clients5,500
DateJan 2015
Total AUM$1.9B
Discretionary$1.8B
Non-Disc.$22.3M
Employees90
Clients5,500
DateOct 2014
Total AUM$1.5B
Discretionary$1.5B
Non-Disc.$0
Employees90
Clients3,500
DateAug 2014
Total AUM$1.5B
Discretionary$1.5B
Non-Disc.$0
Employees90
Clients3,500
DateAug 2014
Total AUM$1.5B
Discretionary$1.5B
Non-Disc.$0
Employees90
Clients3,500
DateJan 2014
Total AUM$1.5B
Discretionary$1.5B
Non-Disc.$0
Employees90
Clients3,500
DateNov 2013
Total AUM$1.5B
Discretionary$1.5B
Non-Disc.$0
Employees90
Clients3,500
DateOct 2013
Total AUM$1.5B
Discretionary$1.5B
Non-Disc.$0
Employees90
Clients3,500
DateApr 2013
Total AUM$1.5B
Discretionary$1.5B
Non-Disc.$0
Employees14
Clients3,500
DateJan 2013
Total AUM$1.5B
Discretionary$1.5B
Non-Disc.$0
Employees14
Clients3,500
DateJan 2013
Total AUM$1.5B
Discretionary$1.5B
Non-Disc.$0
Employees14
Clients3,500
DateDec 2012
Total AUM$1.2B
Discretionary$894.6M
Non-Disc.$334.9M
Employees14
Clients2,600
DateDec 2012
Total AUM$1.2B
Discretionary$894.6M
Non-Disc.$334.9M
Employees14
Clients2,600
DateOct 2012
Total AUM$1.2B
Discretionary$894.6M
Non-Disc.$334.9M
Employees11
Clients2,600
DateSep 2012
Total AUM$1.2B
Discretionary$894.6M
Non-Disc.$334.9M
Employees11
Clients2,600
DateSep 2012
Total AUM$1.2B
Discretionary$894.6M
Non-Disc.$334.9M
Employees11
Clients2,600
DateAug 2012
Total AUM$1.2B
Discretionary$894.6M
Non-Disc.$334.9M
Employees11
Clients2,600
DateJul 2012
Total AUM$1.2B
Discretionary$894.6M
Non-Disc.$334.9M
Employees11
Clients2,600
DateJul 2012
Total AUM$1.2B
Discretionary$894.6M
Non-Disc.$334.9M
Employees11
Clients2,600
DateJun 2012
Total AUM$1.2B
Discretionary$894.6M
Non-Disc.$334.9M
Employees11
Clients2,600
DateMar 2012
Total AUM$1.2B
Discretionary$894.6M
Non-Disc.$334.9M
Employees11
Clients2,600
DateJan 2012
Total AUM$1.2B
Discretionary$894.6M
Non-Disc.$334.9M
Employees11
Clients2,600
DateJan 2012
Total AUM$1.2B
Discretionary$894.6M
Non-Disc.$334.9M
Employees11
Clients2,600
DateNov 2011
Total AUM$1B
Discretionary$713.1M
Non-Disc.$294.2M
Employees11
Clients2,000
DateAug 2011
Total AUM$1B
Discretionary$713.1M
Non-Disc.$294.2M
Employees--
Clients--
DateAug 2011
Total AUM$1B
Discretionary$713.1M
Non-Disc.$294.2M
Employees--
Clients--
DateJul 2011
Total AUM$1B
Discretionary$713.1M
Non-Disc.$294.2M
Employees--
Clients--
DateMar 2011
Total AUM$1B
Discretionary$713.1M
Non-Disc.$294.2M
Employees--
Clients--
DateDec 2010
Total AUM$1B
Discretionary$713.1M
Non-Disc.$294.2M
Employees--
Clients--
DateDec 2010
Total AUM$775.7M
Discretionary$765.8M
Non-Disc.$9.8M
Employees--
Clients--
DateDec 2010
Total AUM$775.7M
Discretionary$765.8M
Non-Disc.$9.8M
Employees--
Clients--
DateOct 2010
Total AUM$775.7M
Discretionary$765.8M
Non-Disc.$9.8M
Employees--
Clients--
DateSep 2010
Total AUM$775.7M
Discretionary$765.8M
Non-Disc.$9.8M
Employees--
Clients--
DateJul 2010
Total AUM$775.7M
Discretionary$765.8M
Non-Disc.$9.8M
Employees--
Clients--
DateJul 2010
Total AUM$775.7M
Discretionary$765.8M
Non-Disc.$9.8M
Employees--
Clients--
DateJul 2010
Total AUM$775.7M
Discretionary$765.8M
Non-Disc.$9.8M
Employees--
Clients--
DateJun 2010
Total AUM$775.7M
Discretionary$765.8M
Non-Disc.$9.8M
Employees--
Clients--
DateMay 2010
Total AUM$775.7M
Discretionary$765.8M
Non-Disc.$9.8M
Employees--
Clients--
DateMay 2010
Total AUM$775.7M
Discretionary$765.8M
Non-Disc.$9.8M
Employees--
Clients--
DateMar 2010
Total AUM$775.7M
Discretionary$765.8M
Non-Disc.$9.8M
Employees--
Clients--
DateJan 2010
Total AUM$568.8M
Discretionary$559M
Non-Disc.$9.8M
Employees--
Clients--
DateMay 2009
Total AUM$241.6M
Discretionary$232.2M
Non-Disc.$9.5M
Employees--
Clients--
DateApr 2009
Total AUM$241.6M
Discretionary$232.2M
Non-Disc.$9.5M
Employees--
Clients--
DateApr 2009
Total AUM$241.6M
Discretionary$232.2M
Non-Disc.$9.5M
Employees--
Clients--
DateJan 2008
Total AUM$182.6M
Discretionary$182.3M
Non-Disc.$332.4K
Employees10
Clients--
DateNov 2007
Total AUM$35.4M
Discretionary$34.7M
Non-Disc.$681K
Employees10
Clients--
DateAug 2007
Total AUM$35.4M
Discretionary$34.7M
Non-Disc.$681K
Employees10
Clients--
DateMay 2007
Total AUM$35.4M
Discretionary$34.7M
Non-Disc.$681K
Employees10
Clients--
DateMay 2007
Total AUM$35.4M
Discretionary$34.7M
Non-Disc.$681K
Employees10
Clients--