RIA Intelligence

UNION SQUARE ADVISORS LLC

CRD #141254 SEC #802-119325 SAN FRANCISCO, CA 415-501-8000
State Registered Exempt Reporting Broker-Dealer Private Funds
Total AUM
--
Discretionary
--
Employees
--
Clients
--
Accounts
--

Firm Details

Organization Type
--
State of Formation
--
Fiscal Year End
--
Registration Date
--
Latest Filing
Mar 18, 2024
Branch Offices
1

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BRITT, HARRIET JAYNEICHIEF COMPLIANCE OFFICER, AML COMPLIANCE OFFICERNA Control
BRITT, HARRIET JAYNEICHIEF COMPLIANCE OFFICER, AML COMPLIANCE OFFICERNA Control
BRITT, HARRIET JAYNEICHIEF COMPLIANCE OFFICER, AML COMPLIANCE OFFICERNA Control
BRITT, HARRIET JAYNEICHIEF COMPLIANCE OFFICER, AML COMPLIANCE OFFICERNA Control
BRITT, HARRIET JAYNEICHIEF COMPLIANCE OFFICER, AML COMPLIANCE OFFICERNA Control
BRITT, HARRIET JAYNEICHIEF COMPLIANCE OFFICER, AML COMPLIANCE OFFICERNA Control
KAWARABAYASHI, WAYNE IICHIEF OPERATIONS OFFICERNA Control
KAWARABAYASHI, WAYNE IICHIEF OPERATIONS OFFICERNA Control
KAWARABAYASHI, WAYNE IICHIEF OPERATIONS OFFICERNA Control
KAWARABAYASHI, WAYNE IICHIEF OPERATIONS OFFICERNA Control
KAWARABAYASHI, WAYNE IICHIEF OPERATIONS OFFICERNA Control
KAWARABAYASHI, WAYNE IICHIEF OPERATIONS OFFICERNA Control
MCCLELLAND, WILLIAM CARTERICHAIRMAN & CEONA Control
MCCLELLAND, WILLIAM CARTERICHAIRMAN & CEONA Control
MCCLELLAND, WILLIAM CARTERICHAIRMAN & CEONA Control
MCCLELLAND, WILLIAM CARTERICHAIRMAN & CEONA Control
MCCLELLAND, WILLIAM CARTERICHAIRMAN & CEONA Control
MCCLELLAND, WILLIAM CARTERICHAIRMAN & CEONA Control
POSTREL, HELENE BERSONIFINANCIAL OPERATIONS PRINCIPALNA Control
POSTREL, HELENE BERSONIFINANCIAL OPERATIONS PRINCIPALNA Control
POSTREL, HELENE BERSONIFINANCIAL OPERATIONS PRINCIPALNA Control
POSTREL, HELENE BERSONIFINANCIAL OPERATIONS PRINCIPALNA Control
POSTREL, HELENE BERSONIFINANCIAL OPERATIONS PRINCIPALNA Control
POSTREL, HELENE BERSONIFINANCIAL OPERATIONS PRINCIPALNA Control
SMITH, EDWARD RIFEIPRESIDENTNA Control
SMITH, EDWARD RIFEIPRESIDENTNA Control
SMITH, EDWARD RIFEIPRESIDENTNA Control
SMITH, EDWARD RIFEIPRESIDENTNA Control
SMITH, EDWARD RIFEIPRESIDENTNA Control
SMITH, EDWARD RIFEIPRESIDENTNA Control
SEACLIFF ADVISORS LLCDESOLE MEMBER OF THE APPLICANTE Control
SEACLIFF ADVISORS LLCDESOLE MEMBER OF THE APPLICANTE Control
SEACLIFF ADVISORS LLCDESOLE MEMBER OF THE APPLICANTE Control
SEACLIFF ADVISORS LLCDESOLE MEMBER OF THE APPLICANTE Control
SEACLIFF ADVISORS LLCDESOLE MEMBER OF THE APPLICANTE Control
SEACLIFF ADVISORS LLCDESOLE MEMBER OF THE APPLICANTE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
JETC LLCDESEACLIFF ADVISORS LLCE Control
JETC LLCDESEACLIFF ADVISORS LLCE Control
JETC LLCDESEACLIFF ADVISORS LLCE Control
JETC LLCDESEACLIFF ADVISORS LLCE Control
JETC LLCDESEACLIFF ADVISORS LLCE Control
JETC LLCDESEACLIFF ADVISORS LLCE Control
MCCLELLAND, WILLIAM CARTERIJETC LLCC Control
MCCLELLAND, WILLIAM CARTERIJETC LLCC Control
MCCLELLAND, WILLIAM CARTERIJETC LLCC Control
MCCLELLAND, WILLIAM CARTERIJETC LLCC Control
MCCLELLAND, WILLIAM CARTERIJETC LLCC Control
MCCLELLAND, WILLIAM CARTERIJETC LLCC Control

Registrations

Federal

ERA
Mar 18, 2024 REGISTERED

Address

1 EMBARCADERO CENTER
SUITE 950
SAN FRANCISCO, CA 94111
United States
Phone: 415-501-8000