MASON & ASSOCIATES, INC.
CRD #141303 SEC #801-67068 LOS ANGELES, CA 323-254-3072
SEC Registered
Total AUM
$631.3M
Discretionary
$555.4M
Employees
7
Clients
--
Accounts
1,822
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- OCTOBER
- Registration Date
- --
- Latest Filing
- Nov 21, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| KIM, SUN, MI | I | OPERATIONS MANAGER | NA | |
| KIM, SUN, MI | I | OPERATIONS MANAGER | NA | |
| KIM, SUN, MI | I | OPERATIONS MANAGER | NA | |
| KIM, SUN, MI | I | OPERATIONS MANAGER | NA | |
| KIM, SUN, MI | I | OPERATIONS MANAGER/CHIEF COMPLIANCE OFFICER | NA | |
| KIM, SUN, MI | I | OPERATIONS MANAGER | NA | |
| KIM, SUN, MI | I | OPERATIONS MANAGER | NA | |
| KIM, SUN, MI | I | OPERATIONS MANAGER | NA | |
| KIM, SUN, MI | I | OPERATIONS MANAGER | NA | |
| KIM, SUN, MI | I | OPERATIONS MANAGER | NA | |
| KIM, SUN, MI | I | OPERATIONS MANAGER | NA | |
| KIM, SUN, MI | I | OPERATIONS MANAGER | NA | |
| KIM, SUN, MI | I | OPERATIONS MANAGER | NA | |
| KIM, SUN, MI | I | OPERATIONS MANAGER | NA | |
| KIM, SUN, MI | I | OPERATIONS MANAGER | NA | |
| KIM, SUN, MI | I | OPERATIONS MANAGER | NA | |
| KIM, SUN, MI | I | OPERATIONS MANAGER | NA | |
| KIM, SUN, MI | I | OPERATIONS MANAGER | NA | |
| KIM, SUN, MI | I | OPERATIONS MANAGER | NA | |
| KIM, SUN, MI | I | OPERATIONS MANAGER | NA | |
| KIM, SUN, MI | I | OPERATIONS MANAGER | NA | |
| KIM, SUN, MI | I | OPERATIONS MANAGER | NA | |
| KIM, SUN, MI | I | OPERATIONS MANAGER | NA | |
| KIM, SUN, MI | I | OPERATIONS MANAGER | NA | |
| KIM, SUN, MI | I | OPERATIONS MANAGER | NA | |
| KIM, SUN, MI | I | OPERATIONS MANAGER | NA | |
| KIM, SUN, MI | I | OPERATIONS MANAGER | NA | |
| KIM, SUN, MI | I | OPERATIONS MANAGER | NA | |
| KIM, SUN, MI | I | OPERATIONS MANAGER | NA | |
| KIM, SUN, MI | I | OPERATIONS MANAGER | NA | |
| KIM, SUN, MI | I | OPERATIONS MANAGER | NA | |
| KIM, SUN, MI | I | OPERATIONS MANAGER | NA | |
| KIM, SUN, MI | I | OPERATIONS MANAGER | NA | |
| KIM, SUN, MI | I | OPERATIONS MANAGER | NA | |
| KIM, SUN, MI | I | OPERATIONS MANAGER | NA | |
| KIM, SUN, MI | I | OPERATIONS MANAGER | NA | |
| KIM, SUN, MI | I | OPERATIONS MANAGER | NA | |
| KIM, SUN, MI | I | OPERATIONS MANAGER | NA | |
| KIM, SUN, MI | I | OPERATIONS MANAGER | NA | |
| KIM, SUN, MI | I | OPERATIONS MANAGER | NA | |
| KIM, SUN, MI | I | OPERATIONS MANAGER | NA | |
| KIM, SUN, MI | I | OPERATIONS MANAGER | NA | |
| KIM, SUN, MI | I | OPERATIONS MANAGER | NA | |
| KIM, SUN, MI | I | OPERATIONS MANAGER | NA | |
| KIM, SUN, MI | I | OPERATIONS MANAGER | NA | |
| KIM, SUN, MI | I | OPERATIONS MANAGER | NA | |
| MASON, BRENT, MARKEY | I | VICE PRESIDENT | NA | Control |
| MASON, BRENT, MARKEY | I | VICE PRESIDENT | NA | Control |
| MASON, BRENT, MARKEY | I | VICE PRESIDENT | NA | Control |
| MASON, BRENT, MARKEY | I | VICE PRESIDENT | NA | Control |
| MASON, BRENT, MARKEY | I | VICE PRESIDENT | NA | Control |
| MASON, BRENT, MARKEY | I | VICE PRESIDENT | NA | Control |
| MASON, BRENT, MARKEY | I | VICE PRESIDENT | NA | Control |
| MASON, BRENT, MARKEY | I | VICE PRESIDENT | NA | Control |
| MASON, BRENT, MARKEY | I | VICE PRESIDENT | NA | Control |
| MASON, BRENT, MARKEY | I | VICE PRESIDENT | NA | Control |
| MASON, BRENT, MARKEY | I | VICE PRESIDENT | NA | Control |
| MASON, BRENT, MARKEY | I | VICE PRESIDENT | NA | Control |
| MASON, BRENT, MARKEY | I | VICE PRESIDENT | NA | Control |
| MASON, BRENT, MARKEY | I | VICE PRESIDENT | NA | Control |
| MASON, BRENT, MARKEY | I | VICE PRESIDENT | NA | Control |
| MASON, BRENT, MARKEY | I | VICE PRESIDENT | NA | Control |
| MASON, BRENT, MARKEY | I | VICE PRESIDENT | NA | Control |
| MASON, BRENT, MARKEY | I | VICE PRESIDENT | NA | Control |
| MASON, BRENT, MARKEY | I | VICE PRESIDENT | NA | Control |
| MASON, BRENT, MARKEY | I | VICE PRESIDENT | NA | Control |
| MASON, BRENT, MARKEY | I | VICE PRESIDENT | NA | Control |
| MASON, BRENT, MARKEY | I | VICE PRESIDENT | NA | Control |
| MASON, BRENT, MARKEY | I | VICE PRESIDENT | NA | Control |
| MASON, BRENT, MARKEY | I | VICE PRESIDENT | NA | Control |
| MASON, BRENT, MARKEY | I | VICE PRESIDENT | NA | Control |
| MASON, BRENT, MARKEY | I | VICE PRESIDENT | NA | Control |
| MASON, BRENT, MARKEY | I | VICE PRESIDENT | NA | Control |
| MASON, BRENT, MARKEY | I | VICE PRESIDENT | NA | Control |
| MASON, BRENT, MARKEY | I | VICE PRESIDENT | NA | Control |
| MASON, BRENT, MARKEY | I | VICE PRESIDENT | NA | Control |
| MASON, BRENT, MARKEY | I | VICE PRESIDENT | NA | Control |
| MASON, BRENT, MARKEY | I | VICE PRESIDENT | NA | Control |
| MASON, BRENT, MARKEY | I | VICE PRESIDENT | NA | Control |
| MASON, BRENT, MARKEY | I | VICE PRESIDENT | NA | Control |
| MASON, BRENT, MARKEY | I | VICE PRESIDENT | NA | Control |
| MASON, BRENT, MARKEY | I | VICE PRESIDENT | NA | Control |
| MASON, BRENT, MARKEY | I | VICE PRESIDENT | NA | Control |
| MASON, BRENT, MARKEY | I | VICE PRESIDENT | NA | Control |
| MASON, BRENT, MARKEY | I | VICE PRESIDENT | NA | Control |
| MASON, BRENT, MARKEY | I | VICE PRESIDENT | NA | Control |
| MASON, BRENT, MARKEY | I | VICE PRESIDENT | NA | Control |
| MASON, BRENT, MARKEY | I | VICE PRESIDENT | NA | Control |
| MASON, BRENT, MARKEY | I | VICE PRESIDENT | NA | Control |
| MASON, BRENT, MARKEY | I | VICE PRESIDENT | NA | Control |
| MASON, BRENT, MARKEY | I | VICE PRESIDENT | NA | Control |
| MASON, BRENT, MARKEY | I | VICE PRESIDENT | NA | Control |
| MASON, BRENT, MARKEY | I | PRESIDENT | NA | Control |
| MASON, BRENT, MARKEY | I | PRESIDENT | NA | Control |
| MASON, BRENT, MARKEY | I | PRESIDENT | NA | Control |
| MASON, BRENT, MARKEY | I | PRESIDENT | NA | Control |
| MASON, BRENT, MARKEY | I | PRESIDENT | NA | Control |
| MASON, BRENT, MARKEY | I | PRESIDENT | NA | Control |
| MASON, BRENT, MARKEY | I | PRESIDENT | NA | Control |
| MASON, BRENT, MARKEY | I | PRESIDENT | NA | Control |
| MASON, BRENT, MARKEY | I | PRESIDENT | NA | Control |
| MASON, BRENT, MARKEY | I | PRESIDENT | NA | Control |
| MASON, CHARLES, WILLIAM | I | CEO | NA | Control |
| MASON, CHARLES, WILLIAM | I | CEO | NA | Control |
| MASON, CHARLES, WILLIAM | I | CEO | NA | Control |
| MASON, CHARLES, WILLIAM | I | CEO | NA | Control |
| MASON, CHARLES, WILLIAM | I | CEO | NA | Control |
| MASON, CHARLES, WILLIAM | I | CEO | NA | Control |
| MASON, CHARLES, WILLIAM | I | CEO | NA | Control |
| MASON, CHARLES, WILLIAM | I | CEO | NA | Control |
| MASON, CHARLES, WILLIAM | I | CEO | NA | Control |
| MASON, CHARLES, WILLIAM | I | CEO | NA | Control |
| MASON, THOMAS, DEAN | I | CCO | NA | Control |
| MASON, THOMAS, DEAN | I | CCO | NA | Control |
| MASON, THOMAS, DEAN | I | CCO | NA | Control |
| MASON, THOMAS, DEAN | I | CCO | NA | Control |
| MASON, THOMAS, DEAN | I | CCO | NA | Control |
| MASON, THOMAS, DEAN | I | CCO | NA | Control |
| MASON, THOMAS, DEAN | I | CCO | NA | Control |
| MASON, THOMAS, DEAN | I | CCO | NA | Control |
| MASON, THOMAS, DEAN | I | CCO | NA | Control |
| MASON, THOMAS, DEAN | I | CCO | NA | Control |
| MASON, THOMAS, DEAN | I | CCO | NA | Control |
| NAGY, NAOMI, ANNE | I | OPERATIONS AND COMPLIANCE MANAGER | NA | Control |
| NAGY, NAOMI, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NAGY, NAOMI, ANNE | I | OPERATIONS AND COMPLIANCE MANAGER | NA | Control |
| NAGY, NAOMI, ANNE | I | OPERATIONS AND COMPLIANCE MANAGER | NA | Control |
| NAGY, NAOMI, ANNE | I | OPERATIONS AND COMPLIANCE MANAGER | NA | Control |
| NAGY, NAOMI, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NAGY, NAOMI, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NAGY, NAOMI, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NAGY, NAOMI, ANNE | I | OPERATIONS AND COMPLIANCE MANAGER | NA | Control |
| NAGY, NAOMI, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NAGY, NAOMI, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHEFFY, ELGONDE, MAGDALENA | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCHEFFY, ELGONDE, MAGDALENA | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCHEFFY, ELGONDE, MAGDALENA | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCHEFFY, ELGONDE, MAGDALENA | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCHEFFY, ELGONDE, MAGDALENA | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCHEFFY, ELGONDE, MAGDALENA | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCHEFFY, ELGONDE, MAGDALENA | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCHEFFY, ELGONDE, MAGDALENA | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCHEFFY, ELGONDE, MAGDALENA | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCHEFFY, ELGONDE, MAGDALENA | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCHEFFY, ELGONDE, MAGDALENA | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCHEFFY, ELGONDE, MAGDALENA | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCHEFFY, ELGONDE, MAGDALENA | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCHEFFY, ELGONDE, MAGDALENA | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCHEFFY, ELGONDE, MAGDALENA | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCHEFFY, ELGONDE, MAGDALENA | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCHEFFY, ELGONDE, MAGDALENA | I | CCO | NA | Control |
| SCHEFFY, ELGONDE, MAGDALENA | I | CCO | NA | Control |
| SCHEFFY, ELGONDE, MAGDALENA | I | CCO | NA | Control |
| SCHEFFY, ELGONDE, MAGDALENA | I | CCO | NA | Control |
| SCHEFFY, ELGONDE, MAGDALENA | I | CCO | NA | Control |
| SCHEFFY, ELGONDE, MAGDALENA | I | CCO | NA | Control |
| SCHEFFY, ELGONDE, MAGDALENA | I | CCO | NA | Control |
| SCHEFFY, ELGONDE, MAGDALENA | I | CCO | NA | Control |
| SCHEFFY, ELGONDE, MAGDALENA | I | CCO | NA | Control |
| SCHEFFY, ELGONDE, MAGDALENA | I | CCO | NA | Control |
| SCHEFFY, ELGONDE, MAGDALENA | I | CCO | NA | Control |
| SCHEFFY, ELGONDE, MAGDALENA | I | CCO | NA | Control |
| SCHEFFY, ELGONDE, MAGDALENA | I | CCO | NA | Control |
| SCHEFFY, ELGONDE, MAGDALENA | I | CCO | NA | Control |
| SCHEFFY, ELGONDE, MAGDALENA | I | CCO | NA | Control |
| SCHEFFY, ELGONDE, MAGDALENA | I | CCO | NA | Control |
| SCHEFFY, ELGONDE, MAGDALENA | I | CCO | NA | Control |
| SCHEFFY, ELGONDE, MAGDALENA | I | CCO | NA | Control |
| SCHEFFY, ELGONDE, MAGDALENA | I | CCO | NA | Control |
| SCHEFFY, ELGONDE, MAGDALENA | I | CCO | NA | Control |
| SCHEFFY, ELGONDE, MAGDALENA | I | CCO | NA | Control |
| SCHEFFY, ELGONDE, MAGDALENA | I | CCO | NA | Control |
| SHIM, SUN, MI | I | VICE PRESIDENT | NA | Control |
| SHIM, SUN, MI | I | VICE PRESIDENT | NA | Control |
| SHIM, SUN, MI | I | VICE PRESIDENT | NA | Control |
| SHIM, SUN, MI | I | VICE PRESIDENT | NA | Control |
| SHIM, SUN, MI | I | VICE PRESIDENT | NA | Control |
| SHIM, SUN, MI | I | VICE PRESIDENT | NA | Control |
| SHIM, SUN, MI | I | VICE PRESIDENT | NA | Control |
| SHIM, SUN, MI | I | VICE PRESIDENT | NA | Control |
| SHIM, SUN, MI | I | VICE PRESIDENT | NA | Control |
| SHIM, SUN, MI | I | VICE PRESIDENT | NA | Control |
| CHARLES W. MASON & ASSOCIATES, INC. | DE | CORPORATION | E | |
| MASON & ASSOCIATES, INC. | DE | CORPORATION | E | |
| MASON & ASSOCIATES, INC. | DE | CORPORATION | E | |
| MASON & ASSOCIATES, INC. | DE | CORPORATION | E | |
| MASON & ASSOCIATES, INC. | DE | CORPORATION | E | |
| MASON & ASSOCIATES, INC. | DE | CORPORATION | E | |
| MASON & ASSOCIATES, INC. | DE | CORPORATION | E | |
| MASON & ASSOCIATES, INC. | DE | CORPORATION | E | |
| MASON & ASSOCIATES, INC. | DE | CORPORATION | E | |
| MASON & ASSOCIATES, INC. | DE | CORPORATION | E | |
| MASON & ASSOCIATES, INC. | DE | CORPORATION | E | |
| MASON & ASSOCIATES, INC. | DE | CORPORATION | E | |
| MASON & ASSOCIATES, INC. | DE | CORPORATION | E | |
| MASON & ASSOCIATES, INC. | DE | CORPORATION | E | |
| MASON & ASSOCIATES, INC. | DE | CORPORATION | E | |
| MASON & ASSOCIATES, INC. | DE | CORPORATION | E | |
| MASON & ASSOCIATES, INC. | DE | CORPORATION | E | |
| MASON & ASSOCIATES, INC. | DE | CORPORATION | E | |
| MASON & ASSOCIATES, INC. | DE | CORPORATION | E | |
| MASON & ASSOCIATES, INC. | DE | CORPORATION | E | |
| MASON & ASSOCIATES, INC. | DE | CORPORATION | E | |
| MASON & ASSOCIATES, INC. | DE | CORPORATION | E | |
| MASON & ASSOCIATES, INC. | DE | CORPORATION | E | |
| MASON & ASSOCIATES, INC. | DE | CORPORATION | E | |
| MASON & ASSOCIATES, INC. | DE | CORPORATION | E | |
| MASON & ASSOCIATES, INC. | DE | CORPORATION | E | |
| MASON & ASSOCIATES, INC. | DE | CORPORATION | E | |
| MASON & ASSOCIATES, INC. | DE | CORPORATION | E | |
| MASON & ASSOCIATES, INC. | DE | CORPORATION | E | |
| MASON & ASSOCIATES, INC. | DE | CORPORATION | E | |
| MASON & ASSOCIATES, INC. | DE | CORPORATION | E | |
| MASON & ASSOCIATES, INC. | DE | CORPORATION | E | |
| MASON & ASSOCIATES, INC. | DE | CORPORATION | E | |
| MASON & ASSOCIATES, INC. | DE | CORPORATION | E | |
| MASON & ASSOCIATES, INC. | DE | CORPORATION | E | |
| MASON & ASSOCIATES, INC. | DE | CORPORATION | E | |
| MASON & ASSOCIATES, INC. | DE | CORPORATION | E | |
| MASON & ASSOCIATES, INC. | DE | CORPORATION | E | |
| MASON, CHARLES, WILLIAM | I | PRESIDENT | E | Control |
| MASON, CHARLES, WILLIAM | I | PRESIDENT | E | Control |
| MASON, CHARLES, WILLIAM | I | PRESIDENT | E | Control |
| MASON, CHARLES, WILLIAM | I | PRESIDENT | E | Control |
| MASON, CHARLES, WILLIAM | I | PRESIDENT | E | Control |
| MASON, CHARLES, WILLIAM | I | PRESIDENT | E | Control |
| MASON, CHARLES, WILLIAM | I | PRESIDENT | E | Control |
| MASON, CHARLES, WILLIAM | I | PRESIDENT | E | Control |
| MASON, CHARLES, WILLIAM | I | PRESIDENT | E | Control |
| MASON, CHARLES, WILLIAM | I | PRESIDENT | E | Control |
| MASON, CHARLES, WILLIAM | I | PRESIDENT | E | Control |
| MASON, CHARLES, WILLIAM | I | PRESIDENT | E | Control |
| MASON, CHARLES, WILLIAM | I | PRESIDENT | E | Control |
| MASON, CHARLES, WILLIAM | I | PRESIDENT | E | Control |
| MASON, CHARLES, WILLIAM | I | PRESIDENT | E | Control |
| MASON, CHARLES, WILLIAM | I | PRESIDENT | E | Control |
| MASON, CHARLES, WILLIAM | I | PRESIDENT | E | Control |
| MASON, CHARLES, WILLIAM | I | PRESIDENT | E | Control |
| MASON, CHARLES, WILLIAM | I | PRESIDENT | E | Control |
| MASON, CHARLES, WILLIAM | I | PRESIDENT | E | Control |
| MASON, CHARLES, WILLIAM | I | PRESIDENT | E | Control |
| MASON, CHARLES, WILLIAM | I | PRESIDENT | E | Control |
| MASON, CHARLES, WILLIAM | I | PRESIDENT | E | Control |
| MASON, CHARLES, WILLIAM | I | PRESIDENT | E | Control |
| MASON, CHARLES, WILLIAM | I | PRESIDENT | E | Control |
| MASON, CHARLES, WILLIAM | I | PRESIDENT | E | Control |
| MASON, CHARLES, WILLIAM | I | PRESIDENT | E | Control |
| MASON, CHARLES, WILLIAM | I | PRESIDENT | E | Control |
| MASON, CHARLES, WILLIAM | I | PRESIDENT | E | Control |
| MASON, CHARLES, WILLIAM | I | PRESIDENT | E | Control |
| MASON, CHARLES, WILLIAM | I | PRESIDENT | E | Control |
| MASON, CHARLES, WILLIAM | I | PRESIDENT | E | Control |
| MASON, CHARLES, WILLIAM | I | PRESIDENT | E | Control |
| MASON, CHARLES, WILLIAM | I | PRESIDENT | E | Control |
| MASON, CHARLES, WILLIAM | I | PRESIDENT | E | Control |
| MASON, CHARLES, WILLIAM | I | PRESIDENT | E | Control |
| MASON, CHARLES, WILLIAM | I | PRESIDENT | E | Control |
| MASON, CHARLES, WILLIAM | I | PRESIDENT | E | Control |
| MASON, CHARLES, WILLIAM | I | PRESIDENT | E | Control |
| MASON, CHARLES, WILLIAM | I | PRESIDENT | E | Control |
| MASON, CHARLES, WILLIAM | I | PRESIDENT | E | Control |
| MASON, CHARLES, WILLIAM | I | PRESIDENT | E | Control |
| MASON, CHARLES, WILLIAM | I | PRESIDENT | E | Control |
| MASON, CHARLES, WILLIAM | I | PRESIDENT | E | Control |
| MASON, CHARLES, WILLIAM | I | PRESIDENT | E | Control |
| MASON, CHARLES, WILLIAM | I | PRESIDENT | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| MASON, BRENT, MARKEY | I | MASON & ASSOCIATES, INC. | D | Control |
| MASON, BRENT, MARKEY | I | MASON & ASSOCIATES, INC. | D | Control |
| MASON, BRENT, MARKEY | I | MASON & ASSOCIATES, INC. | D | Control |
| MASON, BRENT, MARKEY | I | MASON & ASSOCIATES, INC. | D | Control |
| MASON, BRENT, MARKEY | I | MASON & ASSOCIATES, INC. | D | Control |
Registrations
Federal
IA
Nov 21, 2025 REGISTERED
Notice Filings (22)
AL AZ CA CO FL HI IA ID IL MA MT NC NJ NM NV NY OR PA TN TX WA WI
Address
7474 NORTH FIGUEROA STREETSUITE 100
LOS ANGELES, CA 90041
United States
Phone: 323-254-3072