TMFS-ALBANY, LLC
Legal name: THE MUTUAL FUND STORE
CRD #141384 SEC #801-67055 CLIFTON PARK, NY 518-371-2004
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
5
Clients
0
Accounts
0
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 15, 2006
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| WOODRUFF, SCOTT, THOMAS | I | CHIEF COMPLIANCE OFFICER, MANAGING PARTNER, INVESTMENT ADVISOR | NA | Control |
| BESTGEN, JOSEPH, EUGENE | I | MANAGING PARTNER | B | Control |
| CAREY, JOHN, EMERSON | I | MEMBER | B | |
| HATTERMAN, PHIL, NONE | I | MEMBER | B | |
| HEDRICK, ANDREW, SCOTT | I | MEMBER | B | |
| SHOENFELD, ERIC, MAXWELL | I | MEMBER | B |
Registrations
Federal
IA
Nov 15, 2006 REGISTERED
Notice Filings (1)
NY
Address
6 EXECUTIVE PARK DRIVESUITE B
CLIFTON PARK, NY 12065
USA
Phone: 518-371-2004