HOCHMAN COLE INVESTMENT ADVISORS, INC.
CRD #141396 SEC #801-67213 DEERFIELD, IL 847-559-0180
SEC Registered
Total AUM
$388.8M
Discretionary
$387.8M
Employees
5
Clients
101
Accounts
517
Firm Details
- Organization Type
- Corporation
- State of Formation
- Illinois
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 30, 2020
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| WILLIAMS, MICHAEL, J | I | SENIOR ADVISOR | NA | |
| WILLIAMS, MICHAEL, J | I | SENIOR ADVISOR | NA | |
| WILLIAMS, MICHAEL, JAMES | I | SENIOR ADVISOR | NA | |
| WILLIAMS, MICHAEL, JAMES | I | SENIOR ADVISOR | NA | |
| WILLIAMS, MICHAEL, JAMES | I | SENIOR ADVISOR | NA | |
| WILLIAMS, MICHAEL, JAMES | I | SENIOR ADVISOR | NA | |
| WILLIAMS, MICHAEL, JAMES | I | SENIOR ADVISOR | NA | |
| WILLIAMS, MICHAEL, JAMES | I | SENIOR ADVISOR | NA | |
| WILLIAMS, MICHAEL, JAMES | I | SENIOR ADVISOR | NA | |
| WILLIAMS, MICHAEL, JAMES | I | SENIOR ADVISOR | NA | |
| WILLIAMS, MICHAEL, JAMES | I | SENIOR ADVISOR | NA | |
| WILLIAMS, MICHAEL, JAMES | I | SENIOR ADVISOR | NA | |
| HOCHMAN, JOEL, LEONARD | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| HOCHMAN, JOEL, LEONARD | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| HOCHMAN, JOEL, LEONARD | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| HOCHMAN, JOEL, LEONARD | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| HOCHMAN, JOEL, LEONARD | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| HOCHMAN, JOEL, LEONARD | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| HOCHMAN, JOEL, LEONARD | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| HOCHMAN, JOEL, LEONARD | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| HOCHMAN, JOEL, LEONARD | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| HOCHMAN, JOEL, LEONARD | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| HOCHMAN, JOEL, LEONARD | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| HOCHMAN, JOEL, LEONARD | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| HOCHMAN, JOEL, LEONARD | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| HOCHMAN, JOEL, LEONARD | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| HOCHMAN, JOEL, LEONARD | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| HOCHMAN, JOEL, LEONARD | I | PRESIDENT | E | Control |
| HOCHMAN, JOEL, LEONARD | I | PRESIDENT | E | Control |
| HOCHMAN, JOEL, LEONARD | I | PRESIDENT | E | Control |
| HOCHMAN, JOEL, LEONARD | I | PRESIDENT | E | Control |
| HOCHMAN, JOEL, LEONARD | I | PRESIDENT | E | Control |
| BAKER, GLENN, ALLEN | I | VICE PRESIDENT | D | Control |
| BAKER, GLENN, ALLEN | I | VICE PRESIDENT | D | Control |
| COLE, PHILIP, JEFFREY | I | VICE PRESIDENT, CCO | D | Control |
| COLE, PHILIP, JEFFREY | I | VICE PRESIDENT, CCO | D | Control |
| COLE, PHILIP, JEFFREY | I | VICE PRESIDENT, CCO | D | Control |
| COLE, PHILIP, JEFFREY | I | VICE PRESIDENT, CCO | D | Control |
| COLE, PHILIP, JEFFREY | I | VICE PRESIDENT, CCO | D | Control |
| COLE, PHILIP, JEFFREY | I | VICE PRESIDENT, CCO | D | Control |
| COLE, PHILIP, JEFFREY | I | VICE PRESIDENT, CCO | D | Control |
| HOCHMAN, JOEL, LEONARD | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| HOCHMAN, JOEL, LEONARD | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| HOCHMAN, JOEL, LEONARD | I | PRESIDENT | D | Control |
| HOCHMAN, JOEL, LEONARD | I | PRESIDENT | D | Control |
| HOCHMAN, JOEL, LEONARD | I | PRESIDENT | D | Control |
| HOCHMAN, JOEL, LEONARD | I | PRESIDENT | D | Control |
| HOCHMAN, JOEL, LEONARD | I | PRESIDENT | D | Control |
| HOCHMAN, JOEL, LEONARD | I | PRESIDENT | D | Control |
| COLE, PHILIP, J. | I | SHAREHOLDER | B | Control |
| COLE, PHILIP, J. | I | VICE PRESIDENT | B | Control |
| COLE, PHILIP, J. | I | VICE PRESIDENT, CCO | B | Control |
| COLE, PHILIP, JEFFREY | I | VICE PRESIDENT, CCO | B | Control |
| COLE, PHILIP, JEFFREY | I | VICE PRESIDENT, CCO | B | Control |
| COLE, PHILIP, JEFFREY | I | VICE PRESIDENT, CCO | B | Control |
| COLE, PHILIP, J. | I | SHAREHOLDER | A | |
| COLE, PHILIP, J. | I | SHAREHOLDER | A | |
| COLE, PHILIP, J. | I | SHAREHOLDER | A | |
| COLE, PHILIP, J. | I | SHAREHOLDER | A | |
| COLE, PHILIP, J. | I | SHAREHOLDER | A | |
| COLE, PHILIP, J. | I | PARTNER | A | |
| COLE, PHILIP, J. | I | PARTNER | A | |
| COLE, PHILIP, J. | I | PARTNER | A |
Registrations
Federal
IA
Jun 30, 2020 REGISTERED
Notice Filings (4)
CA FL IL TX
Address
770 LAKE COOK ROAD #100DEERFIELD, IL 60015-4920
United States
Phone: 847-559-0180