GLOBALIS INVESTMENTS, LLC
CRD #141412 SEC #801-67081 BOSTON, MA 617-310-5182
SEC Registered
Total AUM
$57.5M
Discretionary
$57.5M
Employees
10
Clients
0
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 1, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CHENG, LAURENCE, WING YIU | I | DIRECTOR | NA | Control |
| CHENG, LAURENCE, WING YIU | I | DIRECTOR | NA | Control |
| CHENG, LAURENCE, WING YIU | I | DIRECTOR | NA | Control |
| CHENG, LAURENCE, WING YIU | I | DIRECTOR | NA | Control |
| CHENG, LAURENCE, WING YIU | I | DIRECTOR | NA | Control |
| CHENG, LAURENCE, WING YIU | I | DIRECTOR | NA | Control |
| CRAIG, DAVID, JOHN | I | DIRECTOR | NA | Control |
| CRAIG, DAVID, JOHN | I | DIRECTOR | NA | Control |
| CRAIG, DAVID, JOHN | I | DIRECTOR | NA | Control |
| CRAIG, DAVID, JOHN | I | DIRECTOR | NA | Control |
| DALI, DAVID, PAUL | I | DIRECTOR | NA | Control |
| DALI, DAVID, PAUL | I | DIRECTOR | NA | Control |
| DALI, DAVID, PAUL | I | DIRECTOR | NA | Control |
| DALI, DAVID, PAUL | I | DIRECTOR | NA | Control |
| DALI, DAVID, PAUL | I | DIRECTOR | NA | Control |
| DALI, DAVID, PAUL | I | DIRECTOR | NA | Control |
| KUEH, TAN, YUAN | I | DIRECTOR | NA | Control |
| KUEH, TAN, YUAN | I | DIRECTOR | NA | Control |
| KUEH, TAN, YUAN | I | DIRECTOR | NA | Control |
| KUEH, TAN, YUAN | I | DIRECTOR | NA | Control |
| KUEH, TAN, YUAN | I | DIRECTOR | NA | Control |
| KUEH, TAN, YUAN | I | DIRECTOR | NA | Control |
| SOSA, IGNACIO, ELPIDIO | I | DIRECTOR | NA | Control |
| SOSA, IGNACIO, ELPIDIO | I | DIRECTOR | NA | Control |
| SOSA, IGNACIO, ELPIDIO | I | DIRECTOR | NA | Control |
| SOSA, IGNACIO, ELPIDIO | I | DIRECTOR | NA | Control |
| SOSA, IGNACIO, ELPIDIO | I | DIRECTOR | NA | Control |
| SOSA, IGNACIO, ELPIDIO | I | DIRECTOR | NA | Control |
| WHEELER, CHARLES | I | DIRECTOR | NA | Control |
| WHEELER, CHARLES | I | DIRECTOR | NA | Control |
| WONG, AUGUSTINE, MING | I | CHIEF COMPLIANCE OFFICER | NA | |
| WONG, AUGUSTINE, MING | I | CHIEF COMPLIANCE OFFICER | NA | |
| WONG, AUGUSTINE, MING | I | CHIEF COMPLIANCE OFFICER | NA | |
| WONG, AUGUSTINE, MING | I | CHIEF COMPLIANCE OFFICER | NA | |
| WONG, AUGUSTINE, MING | I | CHIEF COMPLIANCE OFFICER | NA | |
| WONG, AUGUSTINE, MING | I | CHIEF COMPLIANCE OFFICER | NA | |
| YATES, OLIVER, TENNANT | I | DIRECTOR | NA | Control |
| YATES, OLIVER, TENNANT | I | DIRECTOR | NA | Control |
| YATES, OLIVER, TENNANT | I | DIRECTOR | NA | Control |
| YATES, OLIVER, TENNANT | I | DIRECTOR | NA | Control |
| YATES, OLIVER, TENNANT | I | DIRECTOR | NA | Control |
| YATES, OLIVER, TENNANT | I | DIRECTOR | NA | Control |
| MACQUARIE HOLDINGS (USA) INC. | FE | DIRECT OWNER | D | Control |
| MACQUARIE HOLDINGS (USA) INC. | FE | DIRECT OWNER | D | Control |
| MACQUARIE HOLDINGS (USA) INC. | FE | DIRECT OWNER | D | Control |
| MACQUARIE HOLDINGS (USA) INC. | FE | DIRECT OWNER | D | Control |
| MACQUARIE HOLDINGS (USA) INC. | FE | DIRECT OWNER | D | Control |
| MACQUARIE HOLDINGS (USA) INC. | FE | DIRECT OWNER | D | Control |
| ONEWORLD INVESTMENTS LP | DE | DIRECT OWNER | D | Control |
| ONEWORLD INVESTMENTS LP | DE | DIRECT OWNER | D | Control |
| ONEWORLD INVESTMENTS LP | DE | DIRECT OWNER | D | Control |
| ONEWORLD INVESTMENTS LP | DE | DIRECT OWNER | D | Control |
| ONEWORLD INVESTMENTS LP | DE | DIRECT OWNER | D | Control |
| ONEWORLD INVESTMENTS LP | DE | DIRECT OWNER | D | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ONEWORLD INVESTMENTS, LLC | DE | ONEWORLD INVESTMENTS, LP | F | Control |
| ONEWORLD INVESTMENTS, LLC | DE | ONEWORLD INVESTMENTS, LP | F | Control |
| ONEWORLD INVESTMENTS, LLC | DE | ONEWORLD INVESTMENTS, LP | F | Control |
| ONEWORLD INVESTMENTS, LLC | DE | ONEWORLD INVESTMENTS, LP | F | Control |
| ONEWORLD INVESTMENTS, LLC | DE | ONEWORLD INVESTMENTS, LP | F | Control |
| ONEWORLD INVESTMENTS, LLC | DE | ONEWORLD INVESTMENTS, LP | F | Control |
| MACQUARIE BANK LIMITED | FE | MACQUARIE EQUITIES (US) HOLDINGS PTY LIMITED | E | Control |
| MACQUARIE BANK LIMITED | FE | MACQUARIE EQUITIES (US) HOLDINGS PTY LIMITED | E | Control |
| MACQUARIE BANK LIMITED | FE | MACQUARIE EQUITIES (US) HOLDINGS PTY LIMITED | E | Control |
| MACQUARIE BANK LIMITED | FE | MACQUARIE EQUITIES (US) HOLDINGS PTY LIMITED | E | Control |
| MACQUARIE BANK LIMITED | FE | MACQUARIE EQUITIES (US) HOLDINGS PTY LIMITED | E | Control |
| MACQUARIE CAPITAL GROUP PTY LTD | FE | MACQUARIE CAPITAL INTERNATIONAL HOLDINGS PTY LTD | E | Control |
| MACQUARIE CAPITAL INTERNATIONAL HOLDINGS PTY LTD | FE | MACQUARIE GROUP (US) HOLDINGS NO. 1 PTY LTD | E | Control |
| MACQUARIE EQUITIES (US) HOLDINGS PTY LIMITED | FE | MACQUARIE HOLDINGS (USA) INC. | E | Control |
| MACQUARIE EQUITIES (US) HOLDINGS PTY LIMITED | FE | MACQUARIE HOLDINGS (USA) INC. | E | Control |
| MACQUARIE EQUITIES (US) HOLDINGS PTY LIMITED | FE | MACQUARIE HOLDINGS (USA) INC. | E | Control |
| MACQUARIE EQUITIES (US) HOLDINGS PTY LIMITED | FE | MACQUARIE HOLDINGS (USA) INC. | E | Control |
| MACQUARIE EQUITIES (US) HOLDINGS PTY LIMITED | FE | MACQUARIE HOLDINGS (USA) INC. | E | Control |
| MACQUARIE EQUITIES (US) HOLDINGS PTY LIMITED | FE | MACQUARIE HOLDINGS (USA) INC. | E | Control |
| MACQUARIE FINANCIAL HOLDINGS LIMITED | FE | MACQUARIE CAPITAL GROUP PTY LTD | E | Control |
| MACQUARIE GROUP (US) HOLDINGS NO. 1 PTY LTD | FE | MACQUARIE EQUITIES (US) HOLDINGS PTY LIMITED | E | Control |
| MACQUARIE GROUP (US) HOLDINGS NO. 1 PTY LTD | FE | MACQUARIE EQUITIES (US) HOLDINGS PTY LIMITED | E | Control |
| MACQUARIE GROUP (US) HOLDINGS NO. 1 PTY LTD | FE | MACQUARIE EQUITIES (US) HOLDINGS PTY LIMITED | E | Control |
| MACQUARIE GROUP (US) HOLDINGS NO. 1 PTY LTD | FE | MACQUARIE EQUITIES (US) HOLDINGS PTY LIMITED | E | Control |
| MACQUARIE GROUP INTERNATIONAL HOLDINGS PTY LTD | FE | MACQUARIE GROUP (US) HOLDINGS NO. 1 PTY LTD | E | Control |
| MACQUARIE GROUP INTERNATIONAL HOLDINGS PTY LTD | FE | MACQUARIE GROUP (US) HOLDINGS NO. 1 PTY LTD | E | Control |
| MACQUARIE GROUP INTERNATIONAL HOLDINGS PTY LTD | FE | MACQUARIE GROUP (US) HOLDINGS NO. 1 PTY LTD | E | Control |
| MACQUARIE GROUP LIMITED | FE | MACQUARIE FINANCIAL HOLDINGS LIMITED | E | Control |
| DALI, DAVID, PAUL | I | ONEWORLD INVESTMENTS, LLC | D | Control |
| DALI, DAVID, PAUL | I | ONEWORLD INVESTMENTS, LLC | D | Control |
| DALI, DAVID, PAUL | I | ONEWORLD INVESTMENTS, LLC | D | Control |
| DALI, DAVID, PAUL | I | ONEWORLD INVESTMENTS, LLC | D | Control |
| DALI, DAVID, PAUL | I | ONEWORLD INVESTMENTS, LLC | D | Control |
| DALI, DAVID, PAUL | I | ONEWORLD INVESTMENTS, LLC | D | Control |
| SOSA, IGNACIO, ELPIDIO | I | ONEWORLD INVESTMENTS, LLC | D | Control |
| SOSA, IGNACIO, ELPIDIO | I | ONEWORLD INVESTMENTS, LLC | D | Control |
| SOSA, IGNACIO, ELPIDIO | I | ONEWORLD INVESTMENTS, LLC | D | Control |
| SOSA, IGNACIO, ELPIDIO | I | ONEWORLD INVESTMENTS, LLC | D | Control |
| SOSA, IGNACIO, ELPIDIO | I | ONEWORLD INVESTMENTS, LLC | D | Control |
| SOSA, IGNACIO, ELPIDIO | I | ONEWORLD INVESTMENTS, LLC | D | Control |
| DALI, DAVID, PAUL | I | ONEWORLD INVESTMENTS, L.P. | C | Control |
| DALI, DAVID, PAUL | I | ONEWORLD INVESTMENTS, L.P. | C | Control |
| DALI, DAVID, PAUL | I | ONEWORLD INVESTMENTS, L.P. | C | Control |
| DALI, DAVID, PAUL | I | ONEWORLD INVESTMENTS, L.P. | C | Control |
| DALI, DAVID, PAUL | I | ONEWORLD INVESTMENTS, L.P. | C | Control |
| DALI, DAVID, PAUL | I | ONEWORLD INVESTMENTS, L.P. | C | Control |
| SOSA, IGNACIO, ELPIDIO | I | ONEWORLD INVESTMENTS, L.P. | C | Control |
| SOSA, IGNACIO, ELPIDIO | I | ONEWORLD INVESTMENTS, L.P. | C | Control |
| SOSA, IGNACIO, ELPIDIO | I | ONEWORLD INVESTMENTS, L.P. | C | Control |
| SOSA, IGNACIO, ELPIDIO | I | ONEWORLD INVESTMENTS, L.P. | C | Control |
| SOSA, IGNACIO, ELPIDIO | I | ONEWORLD INVESTMENTS, L.P. | C | Control |
| SOSA, IGNACIO, ELPIDIO | I | ONEWORLD INVESTMENTS, L.P. | C | Control |
Registrations
Federal
IA
Mar 1, 2007 REGISTERED
Notice Filings (1)
MA
Address
ONE INTERNATIONAL PLACESUITE 4402
BOSTON, MA 2110
USA
Phone: 617-310-5182