RIA Intelligence

SYCAMORE FINANCIAL GROUP, INC.

Legal name: SYCAMORE FINANCIAL GROUP

CRD #14143 SEC #801-62788 KOKOMO, IN 765-455-1554
SEC Registered Broker-Dealer Disclosures
Total AUM
$681.1M
Discretionary
$659.5M
Employees
4
Clients
251
Accounts
1,937
This firm has regulatory disclosures on file. View disclosures

Firm Details

Organization Type
Corporation
State of Formation
Indiana
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 26, 2025
Branch Offices
2

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
FAULKNER, ANITA LYNNIVICE PRESIDENT/SECRETARYNA Control
FAULKNER, ANITA LYNNIVICE PRESIDENT/SECRETARYNA Control
FAULKNER, ANITA LYNNIVICE PRESIDENT/SECRETARYNA Control
FAULKNER, ANITA LYNNIVICE PRESIDENT/SECRETARYNA Control
FAULKNER, ANITA LYNNIVICE PRESIDENT/SECRETARYNA Control
FAULKNER, ANITA LYNNIVICE PRESIDENT/SECRETARYNA Control
FAULKNER, ANITA LYNNIVICE PRESIDENT/SECRETARYNA Control
FAULKNER, ANITA LYNNIVICE PRESIDENT/SECRETARYNA Control
FAULKNER, ANITA LYNNIVICE PRESIDENT/SECRETARYNA Control
FAULKNER, ANITA LYNNIVICE PRESIDENT/SECRETARYNA Control
FAULKNER, ANITA LYNNIVICE PRESIDENT/SECRETARYNA Control
FAULKNER, ANITA LYNNIVICE PRESIDENT/SECRETARYNA Control
FAULKNER, ANITA LYNNIVICE PRESIDENT/SECRETARYNA Control
FAULKNER, ANITA LYNNIVICE PRESIDENT/SECRETARYNA Control
FAULKNER, ANITA LYNNIVICE PRESIDENT/SECRETARYNA Control
FAULKNER, ANITA LYNNIVICE PRESIDENT/SECRETARYNA Control
FAULKNER, ANITA LYNNIVICE PRESIDENT/SECRETARYNA Control
FAULKNER, ANITA LYNNIVICE PRESIDENT/SECRETARYNA Control
FAULKNER, ANITA LYNNIVICE PRESIDENT/SECRETARYNA Control
FAULKNER, ANITA LYNNIVICE PRESIDENT/SECRETARYNA Control
FAULKNER, ANITA LYNNIVICE PRESIDENT/SECRETARYNA Control
FAULKNER, ANITA LYNNIVICE PRESIDENT/SECRETARYNA Control
FAULKNER, ANITA LYNNIVICE PRESIDENT/SECRETARYNA Control
FAULKNER, ANITA LYNNIVICE PRESIDENT/SECRETARYNA Control
FAULKNER, ANITA LYNNIVICE PRESIDENT/SECRETARYNA Control
FAULKNER, ANITA LYNNIVICE PRESIDENT/SECRETARYNA Control
FAULKNER, ANITA LYNNIVICE PRESIDENT/SECRETARYNA Control
FAULKNER, ANITA LYNNIVICE PRESIDENT/SECRETARYNA Control
FAULKNER, ANITA LYNNIVICE PRESIDENT/SECRETARYNA Control
FAULKNER, ANITA LYNNIVICE PRESIDENT/SECRETARYNA Control
FAULKNER, ANITA LYNNIVICE PRESIDENT/SECRETARYNA Control
FAULKNER, ANITA LYNNIVICE PRESIDENT/SECRETARYNA Control
FAULKNER, ANITA LYNNIVICE PRESIDENT/SECRETARYNA Control
SMITH, CRAIG ALLENIPRESIDENT/TREASURER/CHIEF COMPLIANCE OFFICERE Control
SMITH, CRAIG ALLENIPRESIDENT/TREASURER/CHIEF COMPLIANCE OFFICERE Control
SMITH, CRAIG ALLENIPRESIDENT/TREASURER/CHIEF COMPLIANCE OFFICERE Control
SMITH, CRAIG ALLENIPRESIDENT/TREASURER/CHIEF COMPLIANCE OFFICERE Control
SMITH, CRAIG ALLENIPRESIDENT/TREASURER/CHIEF COMPLIANCE OFFICERE Control
SMITH, CRAIG ALLENIPRESIDENT/TREASURER/CHIEF COMPLIANCE OFFICERE Control
SMITH, CRAIG ALLENIPRESIDENT/TREASURER/CHIEF COMPLIANCE OFFICERE Control
SMITH, CRAIG ALLENIPRESIDENT/TREASURER/CHIEF COMPLIANCE OFFICERE Control
SMITH, CRAIG ALLENIPRESIDENT/TREASURER/CHIEF COMPLIANCE OFFICERE Control
SMITH, CRAIG ALLENIPRESIDENT/TREASURER/CHIEF COMPLIANCE OFFICERE Control
SMITH, CRAIG ALLENIPRESIDENT/TREASURER/CHIEF COMPLIANCE OFFICERE Control
SMITH, CRAIG ALLENIPRESIDENT/TREASURER/CHIEF COMPLIANCE OFFICERE Control
SMITH, CRAIG ALLENIPRESIDENT/TREASURER/CHIEF COMPLIANCE OFFICERE Control
SMITH, CRAIG ALLENIPRESIDENT/TREASURER/CHIEF COMPLIANCE OFFICERE Control
SMITH, CRAIG ALLENIPRESIDENT/TREASURER/CHIEF COMPLIANCE OFFICERE Control
SMITH, CRAIG ALLENIPRESIDENT/TREASURER/CHIEF COMPLIANCE OFFICERE Control
SMITH, CRAIG ALLENIPRESIDENT/TREASURER/CHIEF COMPLIANCE OFFICERE Control
SMITH, CRAIG ALLENIPRESIDENT/TREASURER/CHIEF COMPLIANCE OFFICERE Control
SMITH, CRAIG ALLENIPRESIDENT/TREASURER/CHIEF COMPLIANCE OFFICERE Control
SMITH, CRAIG ALLENIPRESIDENT/TREASURER/CHIEF COMPLIANCE OFFICERE Control
SMITH, CRAIG ALLENIPRESIDENT/TREASURER/CHIEF COMPLIANCE OFFICERE Control
SMITH, CRAIG ALLENIPRESIDENT/TREASURER/CHIEF COMPLIANCE OFFICERE Control
SMITH, CRAIG ALLENIPRESIDENT/TREASURER/CHIEF COMPLIANCE OFFICERE Control
SMITH, CRAIG ALLENIPRESIDENT/TREASURER/CHIEF COMPLIANCE OFFICERE Control
SMITH, CRAIG ALLENIPRESIDENT/TREASURER/CHIEF COMPLIANCE OFFICERE Control
SMITH, CRAIG ALLENIPRESIDENT/TREASURER/CHIEF COMPLIANCE OFFICERE Control
SMITH, CRAIG ALLENIPRESIDENT/TREASURER/CHIEF COMPLIANCE OFFICERE Control
SMITH, CRAIG ALLENIPRESIDENT/TREASURER/CHIEF COMPLIANCE OFFICERE Control
SMITH, CRAIG ALLENIPRESIDENT/TREASURER/CHIEF COMPLIANCE OFFICERE Control
SMITH, CRAIG ALLENIPRESIDENT/TREASURER/CHIEF COMPLIANCE OFFICERE Control
SMITH, CRAIG ALLENIPRESIDENT/TREASURER/CHIEF COMPLIANCE OFFICERE Control
SMITH, CRAIG ALLENIPRESIDENT/TREASURER/CHIEF COMPLIANCE OFFICERE Control
SMITH, CRAIG ALLENIPRESIDENT/TREASURER/CHIEF COMPLIANCE OFFICERE Control
SMITH, ALEC FINON-REGISTERED OWNERA
SMITH, ALEC FINON-REGISTERED OWNERA
SMITH, ALEC FINON-REGISTERED OWNERA
SMITH, ALEC FINON-REGISTERED OWNERA
SMITH, ALEC FINON-REGISTERED OWNERA
SMITH, ALEC FINON-REGISTERED OWNERA
SMITH, ALEC FINON-REGISTERED OWNERA
SMITH, ALEC FINON-REGISTERED OWNERA
SMITH, ALEC FINON-REGISTERED OWNERA
SMITH, ALEC FINON-REGISTERED OWNERA
SMITH, ALEC FINON-REGISTERED OWNERA
SMITH, ALEC FINON-REGISTERED OWNERA
SMITH, ALEC FINON-REGISTERED OWNERA
SMITH, ALEC FINON-REGISTERED OWNERA
SMITH, ALEC FINON-REGISTERED OWNERA
SMITH, ALEC FINON-REGISTERED OWNERA
SMITH, ALEC FINON-REGISTERED OWNERA
SMITH, ALEC FINON-REGISTERED OWNERA
SMITH, ALEC FINON-REGISTERED OWNERA
SMITH, ALEC FINON-REGISTERED OWNERA
SMITH, ALEC FINON-REGISTERED OWNERA
SMITH, ALEC FINON-REGISTERED OWNERA
SMITH, PHILLIP FINON-REGISTERED OWNERA
SMITH, PHILLIP FINON-REGISTERED OWNERA
SMITH, PHILLIP FINON-REGISTERED OWNERA
SMITH, PHILLIP FINON-REGISTERED OWNERA
SMITH, PHILLIP FINON-REGISTERED OWNERA
SMITH, PHILLIP FINON-REGISTERED OWNERA
SMITH, PHILLIP FINON-REGISTERED OWNERA
SMITH, PHILLIP FINON-REGISTERED OWNERA
SMITH, PHILLIP FINON-REGISTERED OWNERA
SMITH, PHILLIP FINON-REGISTERED OWNERA
SMITH, PHILLIP FINON-REGISTERED OWNERA
SMITH, PHILLIP FINON-REGISTERED OWNERA
SMITH, PHILLIP FINON-REGISTERED OWNERA
SMITH, PHILLIP FINON-REGISTERED OWNERA
SMITH, PHILLIP FINON-REGISTERED OWNERA
SMITH, PHILLIP FINON-REGISTERED OWNERA
SMITH, PHILLIP FINON-REGISTERED OWNERA
SMITH, PHILLIP FINON-REGISTERED OWNERA
SMITH, PHILLIP FINON-REGISTERED OWNERA
SMITH, PHILLIP FINON-REGISTERED OWNERA
SMITH, PHILLIP FINON-REGISTERED OWNERA
SMITH, PHILLIP FINON-REGISTERED OWNERA

Registrations

Federal

IA
Mar 26, 2025 REGISTERED

Notice Filings (8)

FL IL IN NE NY OH TX VA

Address

2713 ROCKFORD LANE
KOKOMO, IN 46902
United States
Phone: 765-455-1554