SOUND INVESTMENT STRATEGIES, INC.
CRD #141440 SEC #801-67170 MUKILTEO, WA 425-353-4960
SEC Registered
Total AUM
$34.3M
Discretionary
$34.3M
Employees
1
Clients
0
Accounts
203
Firm Details
- Organization Type
- Corporation
- State of Formation
- Washington
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 15, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ADAMS, JAMES, RICHARD | I | CHIEF COMPLIANCE OFFICER | D | Control |
| ADAMS, JAMES, RICHARD | I | CHIEF COMPLIANCE OFFICER | D | Control |
| ADAMS, JAMES, RICHARD | I | CHIEF COMPLIANCE OFFICER | D | Control |
| ADAMS, JAMES, RICHARD | I | CHIEF COMPLIANCE OFFICER | D | Control |
| ADAMS, JAMES, RICHARD | I | CHIEF COMPLIANCE OFFICER | D | Control |
| ADAMS, JAMES, RICHARD | I | CHIEF COMPLIANCE OFFICER | D | Control |
| ADAMS, JAMES, RICHARD | I | CHIEF COMPLIANCE OFFICER | D | Control |
| ADAMS, JAMES, RICHARD | I | CHIEF COMPLIANCE OFFICER | D | Control |
| ADAMS, JAMES, RICHARD | I | CHIEF COMPLIANCE OFFICER | D | Control |
| ADAMS, JAMES, RICHARD | I | CHIEF COMPLIANCE OFFICER | D | Control |
| ADAMS, JAMES, RICHARD | I | CHIEF COMPLIANCE OFFICER | D | Control |
| ADAMS, JAMES, RICHARD | I | CHIEF COMPLIANCE OFFICER | D | Control |
| GUSS, STEPHEN, SIDNEY | I | FIRST VICE PRESIDENT | C | Control |
| GUSS, STEPHEN, SIDNEY | I | SENIOR PORTFOLIO MANAGER | C | Control |
| GUSS, STEPHEN, SIDNEY | I | SENIOR PORTFOLIO MANAGER | C | Control |
| GUSS, STEPHEN, SIDNEY | I | SENIOR PORTFOLIO MANAGER | C | Control |
| GUSS, STEPHEN, SIDNEY | I | SENIOR PORTFOLIO MANAGER | C | Control |
| GUSS, STEPHEN, SIDNEY | I | SENIOR PORTFOLIO MANAGER | C | Control |
| GUSS, STEPHEN, SIDNEY | I | SENIOR PORTFOLIO MANAGER | C | Control |
| GUSS, STEPHEN, SIDNEY | I | SENIOR PORTFOLIO MANAGER | C | Control |
| GUSS, STEPHEN, SIDNEY | I | SENIOR PORTFOLIO MANAGER | C | Control |
| GUSS, STEPHEN, SIDNEY | I | SENIOR PORTFOLIO MANAGER | C | Control |
| GUSS, STEPHEN, SIDNEY | I | SENIOR PORTFOLIO MANAGER | C | Control |
| SCOTT, BLAKE, LEO | I | SENIOR PORTFOLIO MANAGER | B | Control |
| SCOTT, BLAKE, LEO | I | SENIOR PORTFOLIO MANAGER | B | Control |
| SCOTT, BLAKE, LEO | I | SENIOR PORTFOLIO MANAGER | B | Control |
| SCOTT, BLAKE, LEO | I | SENIOR PORTFOLIO MANAGER | B | Control |
| SCOTT, BLAKE, LEO | I | SENIOR PORTFOLIO MANAGER | B | Control |
| SCOTT, BLAKE, LEO | I | SENIOR PORTFOLIO MANAGER | B | Control |
| SCOTT, BLAKE, LEO | I | SENIOR PORTFOLIO MANAGER | B | Control |
| SCOTT, BLAKE, LEO | I | SENIOR PORTFOLIO MANAGER | B | Control |
| SCOTT, BLAKE, LEO | I | SHAREHOLDER | B | Control |
| SCOTT, BLAKE, LEO | I | SHAREHOLDER | B | Control |
| SCOTT, BLAKE, LEO | I | SENIOR PORTFOLIO MANAGER | B | Control |
| SCOTT, BLAKE, LEO | I | SENIOR PORTFOLIO MANAGER | B | Control |
| SIRES, JEDEDIAH, JOHN | I | EXECUTIVE VICE PRESIDENT | B | Control |
| SIRES, JEDEDIAH, JOHN | I | EXECUTIVE VICE PRESIDENT | B | Control |
| SIRES, JEDEDIAH, JOHN | I | EXECUTIVE VICE PRESIDENT | B | Control |
| SIRES, JEDEDIAH, JOHN | I | EXECUTIVE VICE PRESIDENT | B | Control |
| SIRES, JEDEDIAH, JOHN | I | EXECUTIVE VICE PRESIDENT | B | Control |
| SIRES, JEDEDIAH, JOHN | I | EXECUTIVE VICE PRESIDENT | B | Control |
| SIRES, JEDEDIAH, JOHN | I | EXECUTIVE VICE PRESIDENT | B | Control |
| SIRES, JEDEDIAH, JOHN | I | EXECUTIVE VICE PRESIDENT | B | Control |
| SIRES, JEDEDIAH, JOHN | I | EXECUTIVE VICE PRESIDENT | B | Control |
| SIRES, JEDEDIAH, JOHN | I | EXECUTIVE VICE PRESIDENT | B | Control |
| SIRES, JEDEDIAH, JOHN | I | EXECUTIVE VICE PRESIDENT | B | Control |
| SIRES, JEDEDIAH, JOHN | I | EXECUTIVE VICE PRESIDENT | B | Control |
Registrations
Federal
IA
May 15, 2012 REGISTERED
Notice Filings (1)
WA
Address
619 4TH STREET, SUITE BMUKILTEO, WA 98275
United States
Phone: 425-353-4960