PEAK CAPITAL MANAGEMENT, LLC

CRD #141488 SEC #801-69009 GREENWOOD VILLAGE, CO 720 361-4016

SEC Registered

Total AUM

$148.5M

Discretionary

$99M

Employees

Clients

Accounts

310

Firm Details

Organization Type: Limited Liability Company
State of Formation: Colorado
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Mar 31, 2025
Branch Offices: 0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
DILORENZO, PETER, JOHN	I	CHIEF INFORMATION SECURITY OFFICER	NA	Control
DILORENZO, PETER, JOHN	I	CHIEF INFORMATION SECURITY OFFICER	NA	Control
DILORENZO, PETER, JOHN	I	CHIEF COMPLIANCE OFFICER, CHIEF INFORMATION SECURITY OFFICER	NA	Control
DILORENZO, PETER, JOHN	I	CHIEF INFORMATION SECURITY OFFICER	NA	Control
DILORENZO, PETER, JOHN	I	CHIEF COMPLIANCE OFFICER, CHIEF INFORMATION SECURITY OFFICER	NA	Control
DILORENZO, PETER, JOHN	I	CHIEF COMPLIANCE OFFICER, CHIEF INFORMATION SECURITY OFFICER	NA	Control
DILORENZO, PETER, JOHN	I	CHIEF COMPLIANCE OFFICER, CHIEF INFORMATION SECURITY OFFICER	NA	Control
DILORENZO, PETER, JOHN	I	CHIEF COMPLIANCE OFFICER, CHIEF INFORMATION SECURITY OFFICER	NA	Control
DODGE, BAYARD	I	CHIEF COMPLIANCE OFFICER	NA	Control
DODGE, BAYARD, NMN	I	CHIEF COMPLIANCE OFFICER	NA	Control
DODGE, BAYARD, NMN	I	CHIEF COMPLIANCE OFFICER	NA	Control
DODGE, BAYARD, NMN	I	CHIEF COMPLIANCE OFFICER	NA	Control
ELIASON, GEOFFRY, SEAN	I	CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER	NA	Control
ELIASON, GEOFFRY, SEAN	I	CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER	NA	Control
ELIASON, GEOFFRY, SEAN	I	CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER	NA	Control
KAMEN, LORI, BETH	I	CHIEF COMPLIANCE OFFICER	NA	Control
KAMEN, LORI, BETH	I	CHIEF COMPLIANCE OFFICER	NA	Control
KAMEN, LORI, BETH	I	CHIEF COMPLIANCE OFFICER	NA	Control
PEKRUL, CLINT, EVAN	I	DIRECTOR OF RESEARCH	NA	Control
PEKRUL, CLINT, EVAN	I	DIRECTOR OF RESEARCH	NA	Control
PEKRUL, CLINT, EVAN	I	DIRECTOR OF RESEARCH	NA	Control
PEKRUL, CLINT, EVAN	I	DIRECTOR OF RESEARCH	NA	Control
PEKRUL, CLINT, EVAN	I	DIRECTOR OF RESEARCH	NA	Control
PEKRUL, CLINT, EVAN	I	DIRECTOR OF RESEARCH	NA	Control
PEKRUL, CLINT, EVAN	I	DIRECTOR OF RESEARCH	NA	Control
PEKRUL, CLINT, EVAN	I	DIRECTOR OF RESEARCH	NA	Control
PEKRUL, CLINT, EVAN	I	DIRECTOR OF RESEARCH	NA	Control
PEKRUL, CLINT, EVAN	I	DIRECTOR OF RESEARCH	NA	Control
PEKRUL, CLINT, EVAN	I	DIRECTOR OF RESEARCH	NA	Control
PEKRUL, CLINT, EVAN	I	DIRECTOR OF RESEARCH	NA	Control
PEKRUL, CLINT, EVAN	I	DIRECTOR OF RESEARCH	NA	Control
PEKRUL, CLINT, EVAN	I	DIRECTOR OF RESEARCH	NA	Control
PEKRUL, CLINT, EVAN	I	DIRECTOR OF RESEARCH	NA	Control
PEKRUL, CLINT, EVAN	I	DIRECTOR OF RESEARCH	NA	Control
PEKRUL, CLINT, EVAN	I	DIRECTOR OF RESEARCH	NA	Control
PEKRUL, CLINT, EVAN	I	DIRECTOR OF RESEARCH	NA	Control
PEKRUL, CLINT, EVAN	I	DIRECTOR OF RESEARCH	NA	Control
PERRY, JONATHAN, THOMAS	I	CHIEF FINANCIAL OFFICER	NA	Control
PERRY, JONATHAN, THOMAS	I	CHIEF FINANCIAL OFFICER	NA	Control
Schrad, Angela, Jane	I	CHIEF COMPLIANCE OFFICER	NA	Control
Schrad, Angela, Jane	I	CHIEF COMPLIANCE OFFICER	NA	Control
LOCKHART, BRIAN, DAVID	I	MANAGING MEMBER & CHIEF INVESTMENT OFFICER	E	Control
LOCKHART, BRIAN, DAVID	I	MANAGING MEMBER & CHIEF INVESTMENT OFFICER	E	Control
LOCKHART, BRIAN, DAVID	I	MANAGING MEMBER/CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER/OWNER	E	Control
LOCKHART, BRIAN, DAVID	I	MANAGING MEMBER/CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER/OWNER	E	Control
LOCKHART, BRIAN, DAVID	I	MANAGING MEMBER/CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER/OWNER	E	Control
LOCKHART, BRIAN, DAVID	I	MANAGING MEMBER/CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER/OWNER	E	Control
LOCKHART, BRIAN, DAVID	I	MANAGING MEMBER & CHIEF INVESTMENT OFFICER	E	Control
SHEPHERD KAPLAN KROCHUK, LLC	DE	MANAGING MEMBER	E	Control
SHEPHERD KAPLAN KROCHUK, LLC	DE	MANAGING MEMBER	E	Control
SHEPHERD KAPLAN KROCHUK, LLC	DE	MANAGING MEMBER	E	Control
SHEPHERD KAPLAN KROCHUK, LLC	DE	MANAGING MEMBER	E	Control
SHEPHERD KAPLAN KROCHUK, LLC	DE	MANAGING MEMBER	E	Control
SHEPHERD KAPLAN KROCHUK, LLC	DE	MANAGING MEMBER	E	Control
SHEPHERD KAPLAN KROCHUK, LLC	DE	MANAGING MEMBER	E	Control
SHEPHERD KAPLAN KROCHUK, LLC	DE	MANAGING MEMBER	E	Control
SHEPHERD KAPLAN KROCHUK, LLC	DE	MANAGING MEMBER	E	Control
SHEPHERD KAPLAN KROCHUK, LLC	DE	MANAGING MEMBER	E	Control
SHEPHERD KAPLAN KROCHUK, LLC	DE	MANAGING MEMBER	E	Control
SHEPHERD KAPLAN KROCHUK, LLC	DE	MANAGING MEMBER	E	Control
ARRASMITH, SCOTT, ERWIN	I	CHIEF COMPLIANCE OFFICER/OWNER	D	Control
ARRASMITH, SCOTT, ERWIN	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER/OWNER	D	Control
ELIASON, GEOFFRY, SEAN	I	MANAGING MEMBER & CHIEF COMPLIANCE OFFICER	D	Control
ELIASON, GEOFFRY, SEAN	I	MANAGING MEMBER & CHIEF COMPLIANCE OFFICER	D	Control
ELIASON, GEOFFRY, SEAN	I	MANAGING MEMBER & CHIEF COMPLIANCE OFFICER	D	Control
ELIASON, GEOFFRY, SEAN	I	MANAGING MEMBER & CHIEF COMPLIANCE OFFICER	D	Control
ELIASON, GEOFFRY, SEAN	I	CHIEF OPERATIONS OFFICER	D	Control
ELIASON, GEOFFRY, SEAN	I	MANAGING MEMBER & CHIEF COMPLIANCE OFFICER	D	Control
ELIASON, GEOFFRY, SEAN	I	MANAGING MEMBER & CHIEF COMPLIANCE OFFICER	D	Control
ELIASON, GEOFFRY, SEAN	I	MANAGING MEMBER & CHIEF COMPLIANCE OFFICER	D	Control
ELIASON, GEOFFRY, SEAN	I	MANAGING MEMBER & CHIEF COMPLIANCE OFFICER	D	Control
ELIASON, GEOFFRY, SEAN	I	MANAGING MEMBER & CHIEF COMPLIANCE OFFICER	D	Control
ELIASON, GEOFFRY, SEAN	I	MANAGING MEMBER & CHIEF COMPLIANCE OFFICER	D	Control
ELIASON, GEOFFRY, SEAN	I	MANAGING MEMBER & CHIEF OPERATING OFFICER	D	Control
ELIASON, GEOFFRY, SEAN	I	MANAGING MEMBER, CHIEF OPERATING OFFICER & CCO	D	Control
ELIASON, GEOFFRY, SEAN	I	MANAGING MEMBER & CHIEF COMPLIANCE OFFICER	D	Control
ELIASON, GEOFFRY, SEAN	I	MANAGING MEMBER & CHIEF OPERATING OFFICER	D	Control
ELIASON, GEOFFRY, SEAN	I	MANAGING MEMBER AND CHIEF OPERATING OFFICER	D	Control
ELIASON, GEOFFRY, SEAN	I	MANAGING MEMBER AND CHIEF OPERATING OFFICER	D	Control
ELIASON, GEOFFRY, SEAN	I	MANAGING MEMBER AND CHIEF OPERATING OFFICER	D	Control
ELIASON, GEOFFRY, SEAN	I	MANAGING MEMBER, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER	D	Control
ELIASON, GEOFFRY, SEAN	I	MANAGING MEMBER, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER	D	Control
ELIASON, GEOFFRY, SEAN	I	MANAGING MEMBER, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER	D	Control
ELIASON, GEOFFRY, SEAN	I	MANAGING MEMBER, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER	D	Control
ELIASON, GEOFFRY, SEAN	I	MANAGING MEMBER, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER	D	Control
LOCKHART, BRIAN, DAVID	I	CHIEF INVESTMENT OFFICER/OWNER	D	Control
LOCKHART, BRIAN, DAVID	I	MANAGING MEMBER & CHIEF INVESTMENT OFFICER	D	Control
LOCKHART, BRIAN, DAVID	I	MANAGING MEMBER & CHIEF INVESTMENT OFFICER	D	Control
LOCKHART, BRIAN, DAVID	I	MANAGING MEMBER/CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER/OWNER	D	Control
LOCKHART, BRIAN, DAVID	I	MANAGING MEMBER/CHIEF INVESTMENT OFFICER/OWNER	D	Control
LOCKHART, BRIAN, DAVID	I	MANAGING MEMBER & CHIEF INVESTMENT OFFICER	D	Control
LOCKHART, BRIAN, DAVID	I	MANAGING MEMBER & CHIEF INVESTMENT OFFICER	D	Control
LOCKHART, BRIAN, DAVID	I	MANAGING MEMBER & CHIEF INVESTMENT OFFICER	D	Control
LOCKHART, BRIAN, DAVID	I	MANAGING MEMBER & CHIEF INVESTMENT OFFICER	D	Control
LOCKHART, BRIAN, DAVID	I	MANAGING MEMBER/CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER/OWNER	D	Control
LOCKHART, BRIAN, DAVID	I	MANAGING MEMBER & CHIEF INVESTMENT OFFICER	D	Control
LOCKHART, BRIAN, DAVID	I	MANAGING MEMBER & CHIEF INVESTMENT OFFICER	D	Control
LOCKHART, BRIAN, DAVID	I	MANAGING MEMBER & CHIEF INVESTMENT OFFICER	D	Control
LOCKHART, BRIAN, DAVID	I	MANAGING MEMBER & CHIEF INVESTMENT OFFICER	D	Control
LOCKHART, BRIAN, DAVID	I	MANAGING MEMBER & CHIEF INVESTMENT OFFICER	D	Control
LOCKHART, BRIAN, DAVID	I	MANAGING MEMBER AND CHIEF INVESTMENT OFFICER	D	Control
LOCKHART, BRIAN, DAVID	I	MANAGING MEMBER & CHIEF INVESTMENT OFFICER	D	Control
LOCKHART, BRIAN, DAVID	I	MANAGING MEMBER AND CHIEF INVESTMENT OFFICER	D	Control
LOCKHART, BRIAN, DAVID	I	MANAGING MEMBER AND CHIEF INVESTMENT OFFICER	D	Control
LOCKHART, BRIAN, DAVID	I	MANAGING MEMBER AND CHIEF INVESTMENT OFFICER	D	Control
LOCKHART, BRIAN, DAVID	I	MANAGING MEMBER AND CHIEF INVESTMENT OFFICER	D	Control
LOCKHART, BRIAN, DAVID	I	MANAGING MEMBER AND CHIEF INVESTMENT OFFICER	D	Control
LOCKHART, BRIAN, DAVID	I	MANAGING MEMBER AND CHIEF INVESTMENT OFFICER	D	Control
LOCKHART, BRIAN, DAVID	I	CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER	B	Control
LOCKHART, BRIAN, DAVID	I	CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER	B	Control
LOCKHART, BRIAN, DAVID	I	CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER	B	Control
LOCKHART, BRIAN, DAVID	I	CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER	B	Control
LOCKHART, BRIAN, DAVID	I	CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER	B	Control
LOCKHART, BRIAN, DAVID	I	CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER	B	Control
LOCKHART, BRIAN, DAVID	I	CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER	B	Control
LOCKHART, BRIAN, DAVID	I	CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER	B	Control
LOCKHART, BRIAN, DAVID	I	CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER	B	Control
LOCKHART, BRIAN, DAVID	I	CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER	B	Control
LOCKHART, BRIAN, DAVID	I	CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER	B	Control
LOCKHART, BRIAN, DAVID	I	CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER	B	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
SHEPHERD, DAVID, MORRIS	I	FROG HOLDINGS, INC.	E	Control
SHEPHERD, DAVID, MORRIS	I	FROG HOLDINGS, INC.	E	Control
SHEPHERD, DAVID, MORRIS	I	FROG HOLDINGS, INC.	E	Control
SHEPHERD, DAVID, MORRIS	I	FROG HOLDINGS, INC.	E	Control
SHEPHERD, DAVID, MORRIS	I	FROG HOLDINGS, INC.	E	Control
SHEPHERD, DAVID, MORRIS	I	FROG HOLDINGS, INC.	E	Control
SHEPHERD, DAVID, MORRIS	I	FROG HOLDINGS, INC.	E	Control
SHEPHERD, DAVID, MORRIS	I	FROG HOLDINGS, INC.	E	Control
SHEPHERD, DAVID, MORRIS	I	FROG HOLDINGS, INC.	E	Control
SHEPHERD, DAVID, MORRIS	I	FROG HOLDINGS, INC.	E	Control
SHEPHERD, DAVID, MORRIS	I	FROG HOLDINGS, INC.	E	Control
FROG HOLDINGS, INC.	DE	SHEPHERD KAPLAN KROCHUK, LLC	C	Control
FROG HOLDINGS, INC.	DE	SHEPHERD KAPLAN KROCHUK, LLC	C	Control
FROG HOLDINGS, INC.	DE	SHEPHERD KAPLAN KROCHUK, LLC	C	Control
FROG HOLDINGS, INC.	DE	SHEPHERD KAPLAN KROCHUK, LLC	C	Control
FROG HOLDINGS, INC.	DE	SHEPHERD KAPLAN KROCHUK, LLC	C	Control
FROG HOLDINGS, INC.	DE	SHEPHERD KAPLAN KROCHUK, LLC	C	Control
FROG HOLDINGS, INC.	DE	SHEPHERD KAPLAN KROCHUK, LLC	C	Control
FROG HOLDINGS, INC.	DE	SHEPHERD KAPLAN KROCHUK, LLC	C	Control
FROG HOLDINGS, INC.	DE	SHEPHERD KAPLAN KROCHUK, LLC	C	Control
FROG HOLDINGS, INC.	DE	SHEPHERD KAPLAN KROCHUK, LLC	C	Control
FROG HOLDINGS, INC.	DE	SHEPHERD KAPLAN KROCHUK, LLC	C	Control

Registrations

Federal

Mar 31, 2025 REGISTERED

Notice Filings (7)

AZ CA CO LA NM TX VA

Address

9250 EAST COSTILLA AVENUE
SUITE 110
GREENWOOD VILLAGE, CO 80112
United States

Phone: 720 361-4016