DOUBLE ALPHA GROUP LLC
CRD #141494 SEC #801-70325 NEW YORK, NY 212-994-9870
SEC Registered
Total AUM
$35.7M
Discretionary
$35.7M
Employees
5
Clients
--
Accounts
3
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 18, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HICKS, STEPHEN, MURRAY | I | MANAGING DIRECTOR | NA | Control |
| HICKS, STEPHEN, MURRAY | I | MANAGING DIRECTOR | NA | Control |
| NORTH, THADDEUS, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | |
| NORTH, THADDEUS, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | |
| CAPITAL MARKETS ADVISORY GROUP LLC | DE | MANAGING MEMBER | E | Control |
| CAPITAL MARKETS ADVISORY GROUP LLC | DE | MANAGING MEMBER | E | Control |
| SOUTHRIDGE (NY) LLC | DE | MEMBER | E | Control |
| SARGENT, HENRY, BARRY | I | CHIEF COMPLIANCE OFFICER | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| HICKS, MURRAY | I | MARY HICKS IRREVOCABLE TRUST | F | |
| HICKS, MARY, CECILIA | I | MARY HICKS IRREVOCABLE TRUST | E | |
| HICKS, STEPHEN, MURRAY | I | CAPITAL MARKETS ADVISORY GROUP LLC | E | Control |
| HICKS, STEPHEN, MURRAY | I | CAPITAL MARKETS ADVISORY GROUP LLC | E | Control |
| MARY HICKS IRREVOCABLE TRUST | DE | SOUTHRIDGE (NY) LLC | E | |
| SARGENT, HENRY, BARRY | I | MOUNTAIN WEST PARTNERS LLC | E | Control |
| HICKS, MARY, CECILIA | I | CAPITAL MARKETS ADVISORY GROUP LLC | C | |
| HICKS, MARY, CECILIA | I | CAPITAL MARKETS ADVISORY GROUP LLC | C | |
| MOUNTAIN WEST PARTNERS LLC | DE | SOUTHRIDGE (NY) LLC | C |
Registrations
Federal
IA
Sep 18, 2009 REGISTERED
Address
800 THIRD AVENUE, 9TH FLOORNEW YORK, NY 10022
United States
Phone: 212-994-9870