DIRECT ADVISORS, LLC
CRD #141515 SEC #801-67248 LATHAM, NY 518-362-2119
SEC Registered
Total AUM
$617.7M
Discretionary
$617.7M
Employees
6
Clients
0
Accounts
60
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 9, 2022
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BENNETT, JEFFREY, SCOTT | I | CHIEF COMPLIANCE OFFICER / MANAGER | NA | Control |
| ROBBIE, GORDON, STEWART | I | FINANCE / BUSINESS MANAGER | NA | Control |
| DR PENSION SERVICES, LLC | DE | MEMBER | E | Control |
| BENNETT, JEFFREY, SCOTT | I | CHIEF COMPLIANCE OFFICER / MANAGER | D | Control |
| BENNETT, JEFFREY, SCOTT | I | CHIEF COMPLIANCE OFFICER / MANAGER | D | Control |
| BENNETT, JEFFREY, SCOTT | I | CHIEF COMPLIANCE OFFICER / MANAGER | D | Control |
| BENNETT, JEFFREY, SCOTT | I | CHIEF COMPLIANCE OFFICER / MANAGER | D | Control |
| BENNETT, JEFFREY, SCOTT | I | CHIEF COMPLIANCE OFFICER / MANAGER | D | Control |
| BENNETT, JEFFREY, SCOTT | I | CHIEF COMPLIANCE OFFICER / MANAGER | D | Control |
| BENNETT, JEFFREY, SCOTT | I | CHIEF COMPLIANCE OFFICER / MANAGER | D | Control |
| BENNETT, JEFFREY, SCOTT | I | CHIEF COMPLIANCE OFFICER / MANAGER | D | Control |
| BENNETT, JEFFREY, SCOTT | I | CHIEF COMPLIANCE OFFICER / MANAGER | D | Control |
| BENNETT, JEFFREY, SCOTT | I | CHIEF COMPLIANCE OFFICER / MANAGER | D | Control |
| BENNETT, JEFFREY, SCOTT | I | CHIEF COMPLIANCE OFFICER / MANAGER | D | Control |
| BENNETT, JEFFREY, SCOTT | I | CHIEF COMPLIANCE OFFICER / MANAGER | D | Control |
| BENNETT, JEFFREY, SCOTT | I | CHIEF COMPLIANCE OFFICER / MANAGER | D | Control |
| BENNETT, JEFFREY, SCOTT | I | CHIEF COMPLIANCE OFFICER / MANAGER | D | Control |
| BENNETT, JEFFREY, SCOTT | I | CHIEF COMPLIANCE OFFICER / MANAGER | D | Control |
| BENNETT, JEFFREY, SCOTT | I | CHIEF COMPLIANCE OFFICER / MANAGER | D | Control |
| BENNETT, JEFFREY, SCOTT | I | CHIEF COMPLIANCE OFFICER / MANAGER | D | Control |
| BENNETT, JEFFREY, SCOTT | I | CHIEF COMPLIANCE OFFICER / MANAGER | D | Control |
| BENNETT, JEFFREY, SCOTT | I | CHIEF COMPLIANCE OFFICER / MANAGER | D | Control |
| SANTABARBARA, THOMAS, MICHAEL | I | MANAGER | D | Control |
| SANTABARBARA, THOMAS, MICHAEL | I | MANAGER | D | Control |
| SANTABARBARA, THOMAS, MICHAEL | I | MANAGER | D | Control |
| SANTABARBARA, THOMAS, MICHAEL | I | MANAGER | D | Control |
| SANTABARBARA, THOMAS, MICHAEL | I | MANAGER | D | Control |
| SANTABARBARA, THOMAS, MICHAEL | I | MANAGER | D | Control |
| SANTABARBARA, THOMAS, MICHAEL | I | MANAGER | D | Control |
| SANTABARBARA, THOMAS, MICHAEL | I | MANAGER | D | Control |
| SANTABARBARA, THOMAS, MICHAEL | I | MANAGER | D | Control |
| SANTABARBARA, THOMAS, MICHAEL | I | MANAGER | D | Control |
| SANTABARBARA, THOMAS, MICHAEL | I | MANAGER | D | Control |
| SANTABARBARA, THOMAS, MICHAEL | I | MANAGER | D | Control |
| SANTABARBARA, THOMAS, MICHAEL | I | MANAGER | D | Control |
| SANTABARBARA, THOMAS, MICHAEL | I | MANAGER | D | Control |
| SANTABARBARA, THOMAS, MICHAEL | I | MANAGER | D | Control |
| SANTABARBARA, THOMAS, MICHAEL | I | MANAGER | D | Control |
| SANTABARBARA, THOMAS, MICHAEL | I | MANAGER | D | Control |
| SANTABARBARA, THOMAS, MICHAEL | I | MANAGER | D | Control |
| SANTABARBARA, THOMAS, MICHAEL | I | MANAGER | D | Control |
Registrations
Federal
IA
May 9, 2022 REGISTERED
Notice Filings (1)
NY
Address
14 PLAZA DRIVESUITE 102
LATHAM, NY 12110
United States
Phone: 518-362-2119