SPM PRODUCTS, L.L.C.
CRD #141581 SEC #801-67144 STAMFORD, CT 203-351-2870
SEC Registered
Total AUM
$39.3M
Discretionary
$39.3M
Employees
--
Clients
--
Accounts
2
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BROWER, KENNETH, WILLIAM | I | SENIOR VICE PRESIDENT | NA | |
| BROWNSTEIN, DONALD, IAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BROWNSTEIN, DONALD, IAN | I | CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER | NA | Control |
| BROWNSTEIN, DONALD, IAN | I | CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER | NA | Control |
| BROWNSTEIN, DONALD, IAN | I | CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER | NA | Control |
| CONTINO, JOHN, VINCENT | I | MANAGING DIRECTOR | NA | |
| CRON, KENNETH | I | SENIOR MANAGING DIRECTOR | NA | |
| CRON, KENNETH | I | PRESIDENT | NA | Control |
| CRON, KENNETH | I | PRESIDENT | NA | Control |
| CRON, KENNETH | I | PRESIDENT | NA | Control |
| KONG, JEFFREY | I | MANAGING DIRECTOR | NA | Control |
| KONG, JEFFREY | I | SENIOR MANAGING DIRECTOR | NA | Control |
| KONG, JEFFREY | I | SENIOR MANAGING DIRECTOR | NA | Control |
| LIU, YONG | I | MANAGING DIRECTOR | NA | Control |
| LIU, YONG | I | SENIOR MANAGING DIRECTOR | NA | Control |
| LIU, YONG | I | SENIOR MANAGING DIRECTOR | NA | Control |
| MCGRAW, WARD, JAMES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MCGRAW, WARD, JAMES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MCGRAW, WARD, JAMES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MOK, WILLIAM, LEONG | I | SENIOR MANAGING DIRECTOR, OWNER, CLASS A AND CLASS B INTEREST | NA | Control |
| ROBERTS, TIMOTHY, JOHN YVES | I | MANAGING DIRECTOR | NA | |
| ROBERTS, TIMOTHY, JOHN YVES | I | MANAGING DIRECTOR | NA | Control |
| RUSSELL, CHRISTOPHER, GERARD | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| RUSSELL, CHRISTOPHER, GERARD | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| RUSSELL, CHRISTOPHER, GERARD | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| RUSSELL, CHRISTOPHER, GERARD | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| SCANLON, JENELLE, RENEE | I | COMPLIANCE OFFICER/VICE PRESIDENT | NA | |
| SCANLON, JENELLE, RENEE | I | COMPLIANCE OFFICER/VICE PRESIDENT | NA | |
| SCANLON, JENELLE, RENEE | I | COMPLIANCE OFFICER/VICE PRESIDENT | NA | |
| SCANLON, JENELLE, RENEE | I | COMPLIANCE OFFICER/VICE PRESIDENT | NA | |
| VASSALLI, NICHOLAS, PIERRE | I | MANAGING DIRECTOR | NA | Control |
| NSP, LLC | DE | OWNER, CLASS B | E | Control |
| NSP, LLC | DE | OWNER, CLASS B | E | Control |
| STRUCTURED AFFILIATES, LLC | DE | OWNER, CLASS B INTEREST | E | Control |
| STRUCTURED PORTFOLIO MANAGEMENT, L.L.C | DE | OWNER/MEMBER/MANAGER | E | Control |
| STRUCTURED PORTFOLIO MANAGEMENT, L.L.C | DE | MEMBER/MANAGER, OWNER, CLASS A | E | Control |
| STRUCTURED PORTFOLIO MANAGEMENT, L.L.C | DE | MEMBER/MANAGER, OWNER, CLASS A | E | Control |
| STRUCTURED PORTFOLIO MANAGEMENT, L.L.C | DE | MEMBER/MANAGER, OWNER, CLASS A AND CLASS B INTEREST | E | Control |
| MOK, WILLIAM, LEONG | I | MANAGING DIRECTOR | A | Control |
| MOK, WILLIAM, LEONG | I | SENIOR MANAGING DIRECTOR, OWNER, CLASS A | A | Control |
| MOK, WILLIAM, LEONG | I | SENIOR MANAGING DIRECTOR, OWNER, CLASS A | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BOWMAN PARTNERS GP | FE | BOWMAN PARTNERS LP | F | Control |
| LOVELL MINNICK EQUITY ADVISORS LLC | DE | LOVELL MINNICK EQUITY PARTNERS LP | F | Control |
| LOVELL MINNICK HOLDINGS LLC | DE | LOVELL MINNICK PARTNERS LLC | F | Control |
| LOVELL MINNICK PARTNERS LLC | DE | LOVELL MINNICK EQUITY ADVISORS LLC | F | Control |
| AEGON N.V. | FE | AEGON USA INC. | E | Control |
| AGEON USA INC. | DE | PF LIFE INSURANCE COMPANY | E | Control |
| FRANK RUSSELL COMPANY | DE | FRANK RUSSELL INVESTMENTS (CAYMAN) LTD. | E | Control |
| BROWNSTEIN, DONALD, IAN | I | UPPER SHAD ASSOCIATES, L.L.C. | D | Control |
| BROWNSTEIN, DONALD, IAN | I | UPPER SHAD ASSOCIATES, L.L.C. | D | Control |
| BROWNSTEIN, DONALD, IAN | I | UPPER SHAD ASSOCIATES, L.L.C. | D | Control |
| LOVELL, JEFFREY, DALE | I | LOVELL MINNICK HOLDINGS LLC | D | Control |
| UPPER SHAD ASSOCIATES LLC | DE | STRUCTURED PORTFOLIO MANAGEMENT LLC | D | Control |
| UPPER SHAD ASSOCIATES LLC | DE | STRUCTURED PORTFOLIO MANAGEMENT LLC | D | Control |
| UPPER SHAD ASSOCIATES LLC | DE | STRUCTURED PORTFOLIO MANAGEMENT LLC | D | Control |
| UPPER SHAD ASSOCIATES LLC | DE | STRUCTURED PORTFOLIO MANAGEMENT LLC | D | Control |
| ATLANTIC ASSET MANAGEMENT LLC | DE | STRUCTURED PORTFOLIO MANAGEMENT LLC | C | Control |
| BOWMAN PARTNERS LP | FE | LOVELL MINNICK EQUITY PARTNERS LP | C | Control |
| LOVELL MINNICK EQUITY PARTNERS LP | DE | ATLANTIC ASSET MANAGEMENT LLC | C | Control |
| MINNICK, JAMES, EDWARD | I | LOVELL MINNICK HOLDINGS LLC | C | Control |
| NEWCOM, JENNINGS, JAY | I | LOVELL MINNICK HOLDINGS LLC | C | Control |
| PF LIFE INSURANCE COMPANY | DE | LOVELL MINNICK EQUITY PARTNERS LP | C | Control |
| SELLERS, RONALD, WARREN | I | ATLANTIC ASSET MANAGEMENT LLC | C | Control |
| STRUCTURED PARTNERS, L.L.C. | DE | STRUCTURED PORTFOLIO MANAGEMENT, L.L.C. | C | Control |
| STRUCTURED PARTNERS, L.L.C. | DE | STRUCTURED PORTFOLIO MANAGEMENT, L.L.C. | C | Control |
| STRUCTURED PARTNERS, L.L.C. | DE | STRUCTURED PORTFOLIO MANAGEMENT, L.L.C. | C | Control |
Registrations
Federal
IA
Mar 31, 2009 REGISTERED
Notice Filings (1)
CT
Address
CLEARWATER HOUSE, 2187 ATLANTIC STREET4TH FLOOR
STAMFORD, CT 6902
United States
Phone: 203-351-2870