HALCYON LOAN INVESTORS L.P.
CRD #141616 SEC #801-67152 NEW YORK, NY 212-303-9400
SEC Registered Private Funds
Total AUM
$5.2B
Discretionary
$5.2B
Employees
6
Clients
--
Accounts
12
Firm Details
- Organization Type
- Limited Partnership
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 15, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BADER, JOHN, M. | I | MANAGING PRINCIPAL | NA | Control |
| BADER, JOHN, M. | I | MANAGING PRINCIPAL | NA | Control |
| FOX, NANCY, I | I | CHIEF COMPLIANCE OFFICER | NA | |
| FOX, NANCY, I | I | CHIEF COMPLIANCE OFFICER | NA | |
| FOX, NANCY, I | I | CHIEF COMPLIANCE OFFICER | NA | |
| FOX, NANCY, I | I | CHIEF COMPLIANCE OFFICER | NA | |
| GOLDBERG, AARON | I | CHIEF FINANCIAL OFFICER | NA | |
| GOLDBERG, AARON | I | LIMITED PARTNER AND CHIEF FINANCIAL OFFICER | NA | Control |
| GOLDBERG, AARON | I | LIMITED PARTNER AND CHIEF FINANCIAL OFFICER | NA | Control |
| GOLDBERG, AARON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GOLDBERG, AARON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GOLDBERG, AARON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GOLDBERG, AARON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HILL, JOSEPH, WOLF | I | DIRECTOR OF CLIENT RELATIONS | NA | Control |
| HILL, JOSEPH, WOLF | I | DIRECTOR OF CLIENT RELATIONS | NA | Control |
| HIRSCHFELD, THOMAS, PAUL | I | MANAGING PRINCIPAL | NA | Control |
| HIRSCHFELD, THOMAS, PAUL | I | MANAGING PRINCIPAL | NA | Control |
| HIRSCHFELD, THOMAS, PAUL | I | CHIEF OPERATING OFFICER | NA | Control |
| HIRSCHFELD, THOMAS, PAUL | I | CHIEF OPERATING OFFICER | NA | Control |
| HIRSCHFELD, THOMAS, PAUL | I | MANAGING PRINCIPAL | NA | Control |
| HIRSCHFELD, THOMAS, PAUL | I | MANAGING PRINCIPAL | NA | Control |
| HIRSCHFELD, THOMAS, PAUL | I | MANAGING PRINCIPAL | NA | Control |
| HIRSCHFELD, THOMAS, PAUL | I | CHIEF OPERATING OFFICER | NA | Control |
| HIRSCHFELD, THOMAS, PAUL | I | CHIEF OPERATING OFFICER | NA | Control |
| HIRSCHFELD, THOMAS, PAUL | I | CHIEF OPERATING OFFICER | NA | Control |
| HIRSCHFELD, THOMAS, PAUL | I | CHIEF OPERATING OFFICER | NA | Control |
| KONNER, KEVAH, ROSS | I | MANAGING PRINCIPAL | NA | Control |
| KONNER, KEVAH, ROSS | I | MANAGING PRINCIPAL | NA | Control |
| MANDIS, STEVEN, GEORGE | I | MANAGING PRINCIPAL | NA | Control |
| MANDIS, STEVEN, GEORGE | I | MANAGING PRINCIPAL | NA | Control |
| MCDERMOTT, SUZANNE | I | CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL | NA | |
| MCDERMOTT, SUZANNE | I | CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL | NA | Control |
| MCDERMOTT, SUZANNE | I | CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL | NA | Control |
| MCDERMOTT, SUZANNE | I | CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL | NA | Control |
| MCDERMOTT, SUZANNE | I | CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL | NA | Control |
| MCDERMOTT, SUZANNE | I | CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL | NA | Control |
| MCDERMOTT, SUZANNE | I | CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL | NA | Control |
| MITAL, MANISH | I | CHIEF LEGAL OFFICER | NA | |
| MITAL, MANISH | I | GENERAL COUNSEL | NA | |
| MITAL, MANISH | I | LIMITED PARTNER AND GENERAL COUNSEL | NA | Control |
| MITAL, MANISH | I | LIMITED PARTNER AND GENERAL COUNSEL | NA | Control |
| MITAL, MANISH | I | CHIEF LEGAL OFFICER | NA | |
| MITAL, MANISH | I | CHIEF LEGAL OFFICER | NA | |
| MITAL, MANISH | I | CHIEF LEGAL OFFICER | NA | |
| MITAL, MANISH | I | GENERAL COUNSEL | NA | Control |
| MITAL, MANISH | I | GENERAL COUNSEL | NA | Control |
| MITAL, MANISH | I | GENERAL COUNSEL | NA | Control |
| MITAL, MANISH | I | GENERAL COUNSEL | NA | Control |
| SYKES, JAMES, WILLIAM | I | MANAGING PRINCIPAL | NA | Control |
| HALCYON HOLDINGS LLC | DE | LIMITED PARTNER | C | Control |
| HALCYON HOLDINGS LLC | DE | LIMITED PARTNER | C | Control |
| HALCYON HOLDINGS LLC | DE | LIMITED PARTNER | C | Control |
| HALCYON HOLDINGS LLC | DE | LIMITED PARTNER | C | Control |
| HALCYON HOLDINGS LLC | DE | LIMITED PARTNER | C | Control |
| HALCYON HOLDINGS LLC | DE | LIMITED PARTNER | C | Control |
| HALCYON HOLDINGS LLC | DE | LIMITED PARTNER | C | Control |
| HALCYON HOLDINGS LLC | DE | LIMITED PARTNER | C | Control |
| HALCYON LOAN MANAGEMENT LLC | DE | LIMITED PARTNER | C | Control |
| HALCYON LOAN MANAGEMENT LLC | DE | LIMITED PARTNER | C | Control |
| HALCYON LOAN MANAGEMENT LLC | DE | LIMITED PARTNER | C | Control |
| HALCYON STRUCTURED ASSET MANAGEMENT L.P. | DE | LIMITED PARTNER | C | Control |
| HALCYON STRUCTURED ASSET MANAGEMENT L.P. | DE | LIMITED PARTNER | C | Control |
| HALCYON STRUCTURED ASSET MANAGEMENT L.P. | DE | LIMITED PARTNER | C | Control |
| HALCYON STRUCTURED ASSET MANAGEMENT L.P. | DE | LIMITED PARTNER | C | Control |
| HALCYON STRUCTURED ASSET MANAGEMENT L.P. | DE | LIMITED PARTNER | C | Control |
| HALCYON STRUCTURED ASSET MANAGEMENT L.P. | DE | LIMITED PARTNER | C | Control |
| HALCYON STRUCTURED ASSET MANAGEMENT L.P. | DE | LIMITED PARTNER | C | Control |
| HALCYON STRUCTURED ASSET MANAGEMENT L.P. | DE | LIMITED PARTNER | C | Control |
| HALCYON STRUCTURED ASSET MANAGEMENT L.P. | DE | LIMITED PARTNER | C | Control |
| HALCYON STRUCTURED ASSET MANAGEMENT L.P. | DE | LIMITED PARTNER | C | Control |
| HALCYON STRUCTURED ASSET MANAGEMENT L.P. | DE | LIMITED PARTNER | C | Control |
| SMEAD, ROSS | I | MANAGING PRINCIPAL | B | Control |
| SMEAD, ROSS | I | MANAGING PRINCIPAL | B | Control |
| SMEAD, ROSS | I | MANAGING PRINCIPAL, CHIEF INVESTMENT OFFICER | B | Control |
| SMEAD, ROSS | I | MANAGING PRINCIPAL, CHIEF INVESTMENT OFFICER | B | Control |
| SMEAD, ROSS | I | MANAGING PRINCIPAL | B | Control |
| SMEAD, ROSS | I | MANAGING PRINCIPAL | B | Control |
| SMEAD, ROSS | I | MANAGING PRINCIPAL | B | Control |
| SMEAD, ROSS | I | MANAGING PRINCIPAL, CHIEF INVESTMENT OFFICER | B | Control |
| SMEAD, ROSS | I | MANAGING PRINCIPAL, CHIEF INVESTMENT OFFICER | B | Control |
| SMEAD, ROSS | I | MANAGING PRINCIPAL, CHIEF INVESTMENT OFFICER | B | Control |
| SMEAD, ROSS | I | MANAGING PRINCIPAL, CHIEF INVESTMENT OFFICER | B | Control |
| YORKE, BRIAN | I | MANAGING PRINCIPAL | B | Control |
| YORKE, BRIAN | I | MANAGING PRINCIPAL | B | Control |
| YORKE, BRIAN | I | MANAGING PRINCIPAL | B | Control |
| YORKE, BRIAN | I | MANAGING PRINCIPAL | B | Control |
| ESTATE OF, ALAN SLIFKA | I | LIMITED PARTNER | A | |
| ESTATE OF, ALAN SLIFKA | I | LIMITED PARTNER | A | |
| ESTATE OF, ALAN SLIFKA | I | LIMITED PARTNER | A | |
| YORKE, BRIAN | I | PORTFOLIO MANAGER AND SENIOR TRADER | A | Control |
| YORKE, BRIAN | I | MANAGING PRINCIPAL, PORTFOLIO MANAGER AND SENIOR TRADER | A | Control |
| YORKE, BRIAN | I | PORTFOLIO MANAGER AND SENIOR TRADER | A | Control |
| YORKE, BRIAN | I | MANAGING PRINCIPAL, PORTFOLIO MANAGER AND SENIOR TRADER | A | Control |
| YORKE, BRIAN | I | MANAGING PRINCIPAL, PORTFOLIO MANAGER AND SENIOR TRADER | A | Control |
| YORKE, BRIAN | I | MANAGING PRINCIPAL | A | Control |
| YORKE, BRIAN | I | MANAGING PRINCIPAL | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| HALCYON MANAGEMENT HOLDINGS LP | DE | HALCYON LOAN MANAGEMENT LLC | E | Control |
| HALCYON MANAGEMENT HOLDINGS LP | DE | HALCYON STRUCTURED ASSET MANAGEMENT L.P. | E | Control |
| HALCYON MANAGEMENT HOLDINGS LP | DE | HALCYON LOAN MANAGEMENT LLC | E | Control |
| HALCYON MANAGEMENT HOLDINGS LP | DE | HALCYON STRUCTURED ASSET MANAGEMENT L.P. | E | Control |
| HALCYON MANAGEMENT PARTNERS LP | DE | HALCYON MANAGEMENT HOLDINGS LP | E | Control |
| HALCYON MANAGEMENT PARTNERS LP | DE | HALCYON MANAGEMENT HOLDINGS LP | E | Control |
| BADER, JOHN, M. | I | HALCYON HOLDINGS LLC | C | Control |
| BADER, JOHN, M. | I | HALCYON HOLDINGS LLC | C | Control |
| BADER, JOHN, M. | I | HALCYON MANAGEMENT PARTNERS LP | C | Control |
| BADER, JOHN, M. | I | HALCYON MANAGEMENT PARTNERS LP | C | Control |
| BADER, JOHN, M. | I | HALCYON HOLDINGS LLC | C | Control |
| BADER, JOHN, M. | I | HALCYON HOLDINGS LLC | C | Control |
| BADER, JOHN, MICHAEL | I | HALCYON HOLDINGS LLC | C | Control |
| BADER, JOHN, MICHAEL | I | HALCYON HOLDINGS LLC | C | Control |
| BADER, JOHN, MICHAEL | I | HALCYON HOLDINGS LLC | C | Control |
| BADER, JOHN, MICHAEL | I | HALCYON HOLDINGS LLC | C | Control |
| BADER, JOHN, MICHAEL | I | HALCYON HOLDINGS LLC | C | Control |
| DYAL CAPITAL PARTNERS (A) LP | FE | HALCYON MANAGEMENT HOLDINGS LP | C | |
| DYAL CAPITAL PARTNERS (A) LP | FE | HALCYON MANAGEMENT HOLDINGS LP | C | |
| MANDIS, STEVEN, GEORGE | I | HALCYON STRUCTURED ASSET MANAGEMENT L.P. | C | Control |
| MANDIS, STEVEN, GEORGE | I | HALCYON STRUCTURED ASSET MANAGEMENT L.P. | C | Control |
| MANDIS, STEVEN, GEORGE | I | HALCYON STRUCTURED ASSET MANAGEMENT L.P. | C | Control |
| MANDIS, STEVEN, GEORGE | I | HALCYON STRUCTURED ASSET MANAGEMENT L.P. | C | Control |
Registrations
Federal
IA
Sep 15, 2012 REGISTERED
Address
477 MADISON AVENUE, 8TH FLOORNEW YORK, NY 10022
United States
Phone: 212-303-9400