KNOTT ASSET MANAGEMENT, LLC
CRD #141640 SEC #801-72353 CAMBRIDGE, MA 617-575-7100
SEC Registered
Total AUM
$101.3M
Discretionary
$90M
Employees
10
Clients
--
Accounts
260
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Massachusetts
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 9, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ASHER, STEVEN, ELMAN | I | ELECTED MANAGER | NA | Control |
| ASHER, STEVEN, ELMAN | I | ELECTED MANAGER | NA | Control |
| ASHER, STEVEN, ELMAN | I | ELECTED MANAGER | NA | Control |
| ASHER, STEVEN, ELMAN | I | ELECTED MANAGER | NA | Control |
| CARLEY, LINDA, COOK | I | CHIEF COMPLIANCE OFFICER | NA | |
| CARLEY, LINDA, COOK | I | CHIEF COMPLIANCE OFFICER | NA | |
| CARLEY, LINDA, COOK | I | CHIEF COMPLIANCE OFFICER | NA | |
| CASSARO, JOSEPH, A. | I | CHIEF OPERATING OFFICER | NA | Control |
| CASSARO, JOSEPH, A. | I | CHIEF OPERATING OFFICER | NA | Control |
| CASSARO, JOSEPH, A. | I | CHIEF OPERATING OFFICER | NA | Control |
| EIGERMAN, NATHAN | I | INV COMMITTEE MEMBER | NA | |
| EIGERMAN, NATHAN | I | ELECTED MANAGER | NA | |
| EIGERMAN, NATHAN | I | ELECTED MANAGER | NA | |
| EIGERMAN, NATHAN | I | ELECTED MANAGER | NA | |
| ESPOSITO, VINCENT, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ESPOSITO, VINCENT, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ESPOSITO, VINCENT, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ESPOSITO, VINCENT, JAMES | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| ESPOSITO, VINCENT, JAMES | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KNOTT, CHARLES, ARTHUR | I | CO-CIO | NA | Control |
| KNOTT, CHARLES, ARTHUR | I | ELECTED MANAGER | NA | Control |
| KNOTT, CHARLES, ARTHUR | I | ELECTED MANAGER | NA | Control |
| KNOTT, CHARLES, ARTHUR | I | ELECTED MANAGER | NA | Control |
| KNOTT, CHARLES, ARTHUR | I | ELECTED MANAGER | NA | Control |
| NPI PARTNERS, LLC | DE | GENERAL PARTNER OF NPI CAPITAL | NA | Control |
| NPI PARTNERS, LLC | DE | GENERAL PARTNER OF NPI CAPITAL | NA | Control |
| NPI PARTNERS, LLC | DE | GENERAL PARTNER OF NPI CAPITAL | NA | Control |
| NPI PARTNERS, LLC | DE | GENERAL PARTNER OF NPI CAPITAL | NA | Control |
| NPI PARTNERS, LLC | DE | GENERAL PARTNER OF NPI CAPITAL | NA | Control |
| NPI PARTNERS, LLC | DE | GENERAL PARTNER OF NPI CAPITAL | NA | Control |
| PHIPPS, DANIEL, THADDEUS | I | CHIEF OPERATING OFFICER | NA | Control |
| PHIPPS, DANIEL, THADDEUS | I | CHIEF OPERATING OFFICER | NA | Control |
| PHIPPS, DANIEL, THADDEUS | I | CHIEF OPERATING OFFICER | NA | Control |
| NPI CAPITAL, LP | DE | PARTNER | E | Control |
| NPI CAPITAL, LP | DE | MANAGING MEMBER | E | Control |
| NPI CAPITAL, LP | DE | MANAGING MEMBER | E | Control |
| NPI CAPITAL, LP | DE | MANAGING MEMBER | E | Control |
| NPI CAPITAL, LP | DE | MANAGING MEMBER | E | Control |
| NPI CAPITAL, LP | DE | MANAGING MEMBER | E | Control |
| LEMONS, DAVID, WAYNE | I | CO-CIO | C | Control |
| LEMONS, DAVID, WAYNE | I | MANAGING MEMBER | A | Control |
| LEMONS, DAVID, WAYNE | I | MANAGING MEMBER | A | Control |
| LEMONS, DAVID, WAYNE | I | MANAGING MEMBER | A | Control |
| LEMONS, DAVID, WAYNE | I | MANAGING MEMBER | A | Control |
| LEMONS, DAVID, WAYNE | I | MANAGING MEMBER | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| NPI PARTNERS, LLC | DE | NPI CAPITAL, LP | F | Control |
| NPI PARTNERS, LLC | DE | NPI CAPITAL, LP | F | Control |
| NPI PARTNERS, LLC | DE | NPI CAPITAL, LP | F | Control |
| NPI PARTNERS, LLC | DE | NPI CAPITAL, LP | F | Control |
| NPI PARTNERS, LLC | DE | NPI CAPITAL, LP | F | Control |
| NPI PARTNERS, LLC | DE | NPI CAPITAL, LP | F | Control |
| FUND FOR PRIVATE INVESTMENTS, S.A | FE | WELTON INVESTMENTS LLC | E | Control |
| FUND FOR PRIVATE INVESTMENTS, S.A | FE | WELTON INVESTMENTS LLC | E | Control |
| FUND FOR PRIVATE INVESTMENTS, S.A | FE | WELTON INVESTMENTS LLC | E | Control |
| SCHERBAKOV, VLADIMIR, IVANOVICH | I | FUND FOR PRIVATE INVESTMENTS, SA | E | Control |
| SCHERBAKOV, VLADIMIR, IVANOVICH | I | FUND FOR PRIVATE INVESTMENTS, SA | E | Control |
| SCHERBAKOV, VLADIMIR, IVANOVICH | I | FUND FOR PRIVATE INVESTMENTS, SA | E | Control |
| WELTON INVESTMENTS LLC | DE | NPI CAPITAL, LP | E | Control |
| WELTON INVESTMENTS LLC | DE | NPI CAPITAL, LP | E | Control |
| WELTON INVESTMENTS LLC | DE | NPI CAPITAL, LP | E | Control |
| BLACKBRIAR GROUP LLC | DE | NPI CAPITAL, LP | C | |
| BLACKBRIAR GROUP LLC | DE | NPI CAPITAL, LP | C | |
| BLACKBRIAR GROUP LLC | DE | NPI CAPITAL, LP | C | |
| BLACKBRIAR GROUP LLC | DE | NPI CAPITAL, LP | C | |
| BLACKBRIAR GROUP LLC | DE | NPI CAPITAL, LP | C | |
| BLACKBRIAR GROUP LLC | DE | NPI CAPITAL, LP | C | |
| ESPOSITO, VINCENT, JAMES | I | NPI PARTNERS, LLC | C | Control |
| ESPOSITO, VINCENT, JAMES | I | NPI PARTNERS, LLC | C | Control |
| ESPOSITO, VINCENT, JAMES | I | NPI PARTNERS, LLC | C | Control |
| ESPOSITO, VINCENT, JAMES | I | NPI PARTNERS, LLC | C | Control |
| ESPOSITO, VINCENT, JAMES | I | NPI PARTNERS, LLC | C | Control |
| ESPOSITO, VINCENT, JAMES | I | NPI PARTNERS, LLC | C | Control |
| HOGUET, GEOFFREY, ROBERT | I | NPI PARTNERS, LLC | C | Control |
| HOGUET, GEOFFREY, ROBERT | I | NPI PARTNERS, LLC | C | Control |
| HOGUET, GEOFFREY, ROBERT | I | NPI PARTNERS, LLC | C | Control |
| HOGUET, GEOFFREY, ROBERT | I | NPI PARTNERS, LLC | C | Control |
| HOGUET, GEOFFREY, ROBERT | I | NPI PARTNERS, LLC | C | Control |
| HOGUET, GEOFFREY, ROBERT | I | NPI PARTNERS, LLC | C | Control |
Registrations
Federal
IA
Nov 9, 2012 REGISTERED
Notice Filings (11)
CA DE FL MA MD NC NH NJ NY PA SC
Address
43 THORNDIKE STCAMBRIDGE, MA 02141-1764
United States
Phone: 617-575-7100