CAPITOL SECURITIES MANAGEMENT, INC.
CRD #14169 SEC #801-41033 GLEN ALLEN, VA 888-612-1484
SEC Registered Broker-Dealer Disclosures
Total AUM
$1.8B
Discretionary
$1.5B
Employees
170
Clients
51
Accounts
3,745
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Nov 2025 | $1.8B | $1.5B | $284.1M | 170 | 51 |
| Jul 2025 | $1.8B | $1.5B | $284.1M | 170 | 51 |
| May 2025 | $1.8B | $1.5B | $284.1M | 170 | 51 |
| Mar 2025 | $1.8B | $1.5B | $284.1M | 170 | 51 |
| Nov 2024 | $1.4B | $1.2B | $238.6M | 177 | 51 |
| Mar 2024 | $1.4B | $1.2B | $238.6M | 177 | 51 |
| Jan 2024 | $1.3B | $1.1B | $210.7M | 175 | 48 |
| Sep 2023 | $1.3B | $1.1B | $210.7M | 175 | 48 |
| Jul 2023 | $1.3B | $1.1B | $210.7M | 175 | 48 |
| Mar 2023 | $1.3B | $1.1B | $210.7M | 175 | 48 |
| Nov 2022 | $1.3B | $1.1B | $147.2M | 174 | 46 |
| Aug 2022 | $1.3B | $1.1B | $147.2M | 174 | 46 |
| Jul 2022 | $1.3B | $1.1B | $147.2M | 174 | 46 |
| Jul 2022 | $1.3B | $1.1B | $147.2M | 174 | 46 |
| Mar 2022 | $1.3B | $1.1B | $147.2M | 174 | 46 |
| Mar 2022 | $1.3B | $1.1B | $147.2M | 174 | 46 |
| Aug 2021 | $1.1B | $918.7M | $175.9M | 185 | 51 |
| Jul 2021 | $1.1B | $918.7M | $175.9M | 185 | 51 |
| May 2021 | $1.1B | $918.7M | $175.9M | 185 | 51 |
| Mar 2021 | $1.1B | $918.7M | $175.9M | 185 | 51 |
| Dec 2020 | $850M | $738.2M | $111.8M | 191 | 46 |
| Nov 2020 | $850M | $738.2M | $111.8M | 191 | 46 |
| Jun 2020 | $850M | $738.2M | $111.8M | 191 | 46 |
| Apr 2020 | $850M | $738.2M | $111.8M | 191 | 46 |
| Mar 2020 | $850M | $738.2M | $111.8M | 191 | 46 |
| Jan 2020 | $671.5M | $391.2M | $280.3M | 200 | 100 |
| Jan 2020 | $671.5M | $391.2M | $280.3M | 200 | 100 |
| Sep 2019 | $671.5M | $391.2M | $280.3M | 200 | 100 |
| Aug 2019 | $671.5M | $391.2M | $280.3M | 200 | 100 |
| Aug 2019 | $671.5M | $391.2M | $280.3M | 200 | 100 |
| Aug 2019 | $671.5M | $391.2M | $280.3M | 200 | 100 |
| Jul 2019 | $671.5M | $391.2M | $280.3M | 200 | 100 |
| Mar 2019 | $671.5M | $391.2M | $280.3M | 200 | 100 |
| Jan 2019 | $674.9M | $388.3M | $286.6M | 198 | 100 |
| Dec 2018 | $674.9M | $388.3M | $286.6M | 198 | 100 |
| Nov 2018 | $674.9M | $388.3M | $286.6M | 198 | 100 |
| Nov 2018 | $674.9M | $388.3M | $286.6M | 198 | 100 |
| Oct 2018 | $674.9M | $388.3M | $286.6M | 198 | 100 |
| Sep 2018 | $674.9M | $388.3M | $286.6M | 198 | 100 |
| Jun 2018 | $674.9M | $388.3M | $286.6M | 198 | 100 |
| Jun 2018 | $674.9M | $388.3M | $286.6M | 198 | 100 |
| May 2018 | $674.9M | $388.3M | $286.6M | 198 | 100 |
| Apr 2018 | $674.9M | $388.3M | $286.6M | 198 | 100 |
| Mar 2018 | $674.9M | $388.3M | $286.6M | 198 | 100 |
| Aug 2017 | $754.2M | $379.5M | $374.8M | 195 | 500 |
| Mar 2017 | $754.2M | $379.5M | $374.8M | 195 | 500 |
| Dec 2016 | $538.7M | $292.6M | $246.1M | 223 | 500 |
| Oct 2016 | $538.7M | $292.6M | $246.1M | 223 | 500 |
| Sep 2016 | $538.7M | $292.6M | $246.1M | 223 | 500 |
| May 2016 | $538.7M | $292.6M | $246.1M | 223 | 500 |
| Mar 2016 | $538.7M | $292.6M | $246.1M | 223 | 500 |
| Jan 2016 | $527.7M | $289.5M | $238.2M | 234 | 500 |
| Nov 2015 | $527.7M | $289.5M | $238.2M | 234 | 500 |
| Oct 2015 | $527.7M | $289.5M | $238.2M | 234 | 500 |
| Sep 2015 | $527.7M | $289.5M | $238.2M | 234 | 500 |
| Jul 2015 | $527.7M | $289.5M | $238.2M | 234 | 500 |
| May 2015 | $527.7M | $289.5M | $238.2M | 234 | 500 |
| May 2015 | $527.7M | $289.5M | $238.2M | 234 | 500 |
| Mar 2015 | $527.7M | $289.5M | $238.2M | 234 | 500 |
| Oct 2014 | $427.4M | $234.4M | $193M | 230 | 500 |
| May 2014 | $427.4M | $234.4M | $193M | 230 | 500 |
| Feb 2014 | $427.4M | $234.4M | $193M | 230 | 500 |
| Jan 2014 | $390.4M | $205.3M | $185.1M | 228 | 500 |
| Nov 2013 | $390.4M | $205.3M | $185.1M | 228 | 500 |
| Oct 2013 | $390.4M | $205.3M | $185.1M | 228 | 500 |
| Oct 2013 | $390.4M | $205.3M | $185.1M | 228 | 500 |
| Sep 2013 | $390.4M | $205.3M | $185.1M | 228 | 500 |
| Aug 2013 | $390.4M | $205.3M | $185.1M | 228 | 500 |
| Jun 2013 | $390.4M | $205.3M | $185.1M | 228 | 500 |
| Jun 2013 | $390.4M | $205.3M | $185.1M | 228 | 500 |
| Jun 2013 | $390.4M | $229.4M | $161M | 228 | 500 |
| Mar 2013 | $390.4M | $229.4M | $161M | 228 | 500 |
| Feb 2013 | $303.2M | $185.8M | $117.4M | 110 | 500 |
| Aug 2012 | $303.2M | $185.8M | $117.4M | 51 | 500 |
| Aug 2012 | $303.2M | $185.8M | $117.4M | 51 | 500 |
| Jul 2012 | $303.2M | $185.8M | $117.4M | 51 | 500 |
| Apr 2012 | $303.2M | $185.8M | $117.4M | 51 | 500 |
| Mar 2012 | $303.2M | $185.8M | $117.4M | 51 | 500 |
| Jul 2010 | $129.8M | $115.5M | $14.3M | 51 | -- |
| Mar 2009 | $177.3M | $151.1M | $26.2M | -- | -- |
| Mar 2007 | $192M | $95.1M | $96.9M | -- | -- |
| Mar 2007 | $134.6M | $100.9M | $33.7M | -- | -- |
| Mar 2006 | $134.6M | $100.9M | $33.7M | -- | -- |
| Dec 2005 | $112.4M | $81M | $31.4M | -- | -- |
| Mar 2004 | $99.2M | $63.7M | $35.4M | -- | -- |
| Apr 2002 | $91.3M | $49.5M | $41.8M | -- | -- |
DateNov 2025
Total AUM$1.8B
Discretionary$1.5B
Non-Disc.$284.1M
Employees170
Clients51
DateJul 2025
Total AUM$1.8B
Discretionary$1.5B
Non-Disc.$284.1M
Employees170
Clients51
DateMay 2025
Total AUM$1.8B
Discretionary$1.5B
Non-Disc.$284.1M
Employees170
Clients51
DateMar 2025
Total AUM$1.8B
Discretionary$1.5B
Non-Disc.$284.1M
Employees170
Clients51
DateNov 2024
Total AUM$1.4B
Discretionary$1.2B
Non-Disc.$238.6M
Employees177
Clients51
DateMar 2024
Total AUM$1.4B
Discretionary$1.2B
Non-Disc.$238.6M
Employees177
Clients51
DateJan 2024
Total AUM$1.3B
Discretionary$1.1B
Non-Disc.$210.7M
Employees175
Clients48
DateSep 2023
Total AUM$1.3B
Discretionary$1.1B
Non-Disc.$210.7M
Employees175
Clients48
DateJul 2023
Total AUM$1.3B
Discretionary$1.1B
Non-Disc.$210.7M
Employees175
Clients48
DateMar 2023
Total AUM$1.3B
Discretionary$1.1B
Non-Disc.$210.7M
Employees175
Clients48
DateNov 2022
Total AUM$1.3B
Discretionary$1.1B
Non-Disc.$147.2M
Employees174
Clients46
DateAug 2022
Total AUM$1.3B
Discretionary$1.1B
Non-Disc.$147.2M
Employees174
Clients46
DateJul 2022
Total AUM$1.3B
Discretionary$1.1B
Non-Disc.$147.2M
Employees174
Clients46
DateJul 2022
Total AUM$1.3B
Discretionary$1.1B
Non-Disc.$147.2M
Employees174
Clients46
DateMar 2022
Total AUM$1.3B
Discretionary$1.1B
Non-Disc.$147.2M
Employees174
Clients46
DateMar 2022
Total AUM$1.3B
Discretionary$1.1B
Non-Disc.$147.2M
Employees174
Clients46
DateAug 2021
Total AUM$1.1B
Discretionary$918.7M
Non-Disc.$175.9M
Employees185
Clients51
DateJul 2021
Total AUM$1.1B
Discretionary$918.7M
Non-Disc.$175.9M
Employees185
Clients51
DateMay 2021
Total AUM$1.1B
Discretionary$918.7M
Non-Disc.$175.9M
Employees185
Clients51
DateMar 2021
Total AUM$1.1B
Discretionary$918.7M
Non-Disc.$175.9M
Employees185
Clients51
DateDec 2020
Total AUM$850M
Discretionary$738.2M
Non-Disc.$111.8M
Employees191
Clients46
DateNov 2020
Total AUM$850M
Discretionary$738.2M
Non-Disc.$111.8M
Employees191
Clients46
DateJun 2020
Total AUM$850M
Discretionary$738.2M
Non-Disc.$111.8M
Employees191
Clients46
DateApr 2020
Total AUM$850M
Discretionary$738.2M
Non-Disc.$111.8M
Employees191
Clients46
DateMar 2020
Total AUM$850M
Discretionary$738.2M
Non-Disc.$111.8M
Employees191
Clients46
DateJan 2020
Total AUM$671.5M
Discretionary$391.2M
Non-Disc.$280.3M
Employees200
Clients100
DateJan 2020
Total AUM$671.5M
Discretionary$391.2M
Non-Disc.$280.3M
Employees200
Clients100
DateSep 2019
Total AUM$671.5M
Discretionary$391.2M
Non-Disc.$280.3M
Employees200
Clients100
DateAug 2019
Total AUM$671.5M
Discretionary$391.2M
Non-Disc.$280.3M
Employees200
Clients100
DateAug 2019
Total AUM$671.5M
Discretionary$391.2M
Non-Disc.$280.3M
Employees200
Clients100
DateAug 2019
Total AUM$671.5M
Discretionary$391.2M
Non-Disc.$280.3M
Employees200
Clients100
DateJul 2019
Total AUM$671.5M
Discretionary$391.2M
Non-Disc.$280.3M
Employees200
Clients100
DateMar 2019
Total AUM$671.5M
Discretionary$391.2M
Non-Disc.$280.3M
Employees200
Clients100
DateJan 2019
Total AUM$674.9M
Discretionary$388.3M
Non-Disc.$286.6M
Employees198
Clients100
DateDec 2018
Total AUM$674.9M
Discretionary$388.3M
Non-Disc.$286.6M
Employees198
Clients100
DateNov 2018
Total AUM$674.9M
Discretionary$388.3M
Non-Disc.$286.6M
Employees198
Clients100
DateNov 2018
Total AUM$674.9M
Discretionary$388.3M
Non-Disc.$286.6M
Employees198
Clients100
DateOct 2018
Total AUM$674.9M
Discretionary$388.3M
Non-Disc.$286.6M
Employees198
Clients100
DateSep 2018
Total AUM$674.9M
Discretionary$388.3M
Non-Disc.$286.6M
Employees198
Clients100
DateJun 2018
Total AUM$674.9M
Discretionary$388.3M
Non-Disc.$286.6M
Employees198
Clients100
DateJun 2018
Total AUM$674.9M
Discretionary$388.3M
Non-Disc.$286.6M
Employees198
Clients100
DateMay 2018
Total AUM$674.9M
Discretionary$388.3M
Non-Disc.$286.6M
Employees198
Clients100
DateApr 2018
Total AUM$674.9M
Discretionary$388.3M
Non-Disc.$286.6M
Employees198
Clients100
DateMar 2018
Total AUM$674.9M
Discretionary$388.3M
Non-Disc.$286.6M
Employees198
Clients100
DateAug 2017
Total AUM$754.2M
Discretionary$379.5M
Non-Disc.$374.8M
Employees195
Clients500
DateMar 2017
Total AUM$754.2M
Discretionary$379.5M
Non-Disc.$374.8M
Employees195
Clients500
DateDec 2016
Total AUM$538.7M
Discretionary$292.6M
Non-Disc.$246.1M
Employees223
Clients500
DateOct 2016
Total AUM$538.7M
Discretionary$292.6M
Non-Disc.$246.1M
Employees223
Clients500
DateSep 2016
Total AUM$538.7M
Discretionary$292.6M
Non-Disc.$246.1M
Employees223
Clients500
DateMay 2016
Total AUM$538.7M
Discretionary$292.6M
Non-Disc.$246.1M
Employees223
Clients500
DateMar 2016
Total AUM$538.7M
Discretionary$292.6M
Non-Disc.$246.1M
Employees223
Clients500
DateJan 2016
Total AUM$527.7M
Discretionary$289.5M
Non-Disc.$238.2M
Employees234
Clients500
DateNov 2015
Total AUM$527.7M
Discretionary$289.5M
Non-Disc.$238.2M
Employees234
Clients500
DateOct 2015
Total AUM$527.7M
Discretionary$289.5M
Non-Disc.$238.2M
Employees234
Clients500
DateSep 2015
Total AUM$527.7M
Discretionary$289.5M
Non-Disc.$238.2M
Employees234
Clients500
DateJul 2015
Total AUM$527.7M
Discretionary$289.5M
Non-Disc.$238.2M
Employees234
Clients500
DateMay 2015
Total AUM$527.7M
Discretionary$289.5M
Non-Disc.$238.2M
Employees234
Clients500
DateMay 2015
Total AUM$527.7M
Discretionary$289.5M
Non-Disc.$238.2M
Employees234
Clients500
DateMar 2015
Total AUM$527.7M
Discretionary$289.5M
Non-Disc.$238.2M
Employees234
Clients500
DateOct 2014
Total AUM$427.4M
Discretionary$234.4M
Non-Disc.$193M
Employees230
Clients500
DateMay 2014
Total AUM$427.4M
Discretionary$234.4M
Non-Disc.$193M
Employees230
Clients500
DateFeb 2014
Total AUM$427.4M
Discretionary$234.4M
Non-Disc.$193M
Employees230
Clients500
DateJan 2014
Total AUM$390.4M
Discretionary$205.3M
Non-Disc.$185.1M
Employees228
Clients500
DateNov 2013
Total AUM$390.4M
Discretionary$205.3M
Non-Disc.$185.1M
Employees228
Clients500
DateOct 2013
Total AUM$390.4M
Discretionary$205.3M
Non-Disc.$185.1M
Employees228
Clients500
DateOct 2013
Total AUM$390.4M
Discretionary$205.3M
Non-Disc.$185.1M
Employees228
Clients500
DateSep 2013
Total AUM$390.4M
Discretionary$205.3M
Non-Disc.$185.1M
Employees228
Clients500
DateAug 2013
Total AUM$390.4M
Discretionary$205.3M
Non-Disc.$185.1M
Employees228
Clients500
DateJun 2013
Total AUM$390.4M
Discretionary$205.3M
Non-Disc.$185.1M
Employees228
Clients500
DateJun 2013
Total AUM$390.4M
Discretionary$205.3M
Non-Disc.$185.1M
Employees228
Clients500
DateJun 2013
Total AUM$390.4M
Discretionary$229.4M
Non-Disc.$161M
Employees228
Clients500
DateMar 2013
Total AUM$390.4M
Discretionary$229.4M
Non-Disc.$161M
Employees228
Clients500
DateFeb 2013
Total AUM$303.2M
Discretionary$185.8M
Non-Disc.$117.4M
Employees110
Clients500
DateAug 2012
Total AUM$303.2M
Discretionary$185.8M
Non-Disc.$117.4M
Employees51
Clients500
DateAug 2012
Total AUM$303.2M
Discretionary$185.8M
Non-Disc.$117.4M
Employees51
Clients500
DateJul 2012
Total AUM$303.2M
Discretionary$185.8M
Non-Disc.$117.4M
Employees51
Clients500
DateApr 2012
Total AUM$303.2M
Discretionary$185.8M
Non-Disc.$117.4M
Employees51
Clients500
DateMar 2012
Total AUM$303.2M
Discretionary$185.8M
Non-Disc.$117.4M
Employees51
Clients500
DateJul 2010
Total AUM$129.8M
Discretionary$115.5M
Non-Disc.$14.3M
Employees51
Clients--
DateMar 2009
Total AUM$177.3M
Discretionary$151.1M
Non-Disc.$26.2M
Employees--
Clients--
DateMar 2007
Total AUM$192M
Discretionary$95.1M
Non-Disc.$96.9M
Employees--
Clients--
DateMar 2007
Total AUM$134.6M
Discretionary$100.9M
Non-Disc.$33.7M
Employees--
Clients--
DateMar 2006
Total AUM$134.6M
Discretionary$100.9M
Non-Disc.$33.7M
Employees--
Clients--
DateDec 2005
Total AUM$112.4M
Discretionary$81M
Non-Disc.$31.4M
Employees--
Clients--
DateMar 2004
Total AUM$99.2M
Discretionary$63.7M
Non-Disc.$35.4M
Employees--
Clients--
DateApr 2002
Total AUM$91.3M
Discretionary$49.5M
Non-Disc.$41.8M
Employees--
Clients--