HELM INVESTMENT MANAGEMENT, LLC
CRD #141773 SEC #801-67176 DENVER, CO 303-861-4835
SEC Registered
Total AUM
$322.1M
Discretionary
$322.1M
Employees
3
Clients
25
Accounts
575
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Colorado
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 22, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| MCCORMICK, JAY, ALLAN | I | MEMBER | NA | |
| MCCORMICK, JAY, ALLAN | I | MEMBER | NA | |
| MCCORMICK, JAY, ALLAN | I | MEMBER | NA | |
| MCCORMICK, JAY, ALLAN | I | MEMBER | NA | |
| MCCORMICK, JAY, ALLAN | I | MEMBER | NA | |
| MCCORMICK, JAY, ALLAN | I | MEMBER | NA | |
| QUINN, PETER, JOHN | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| QUINN, PETER, JOHN | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| QUINN, PETER, JOHN | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| QUINN, PETER, JOHN | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| QUINN, PETER, JOHN | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| QUINN, PETER, JOHN | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| BARRETT, THOMAS, JAY | I | CHIEF COMPLIANCE OFFICER | D | Control |
| BARRETT, THOMAS, JAY | I | CHIEF COMPLIANCE OFFICER | D | Control |
| BARRETT, THOMAS, JAY | I | CHIEF COMPLIANCE OFFICER | D | Control |
| BARRETT, THOMAS, JAY | I | CHIEF COMPLIANCE OFFICER | D | Control |
| BARRETT, THOMAS, JAY | I | CHIEF COMPLIANCE OFFICER | D | Control |
| BARRETT, THOMAS, JAY | I | CHIEF COMPLIANCE OFFICER | D | Control |
| BARRETT, THOMAS, JAY | I | CHIEF COMPLIANCE OFFICER | D | Control |
| MCCORMICK, JAY, ALLAN | I | MANAGING MEMBER | D | Control |
| MCCORMICK, JAY, ALLAN | I | MANAGING MEMBER | D | Control |
| MCCORMICK, JAY, ALLAN | I | MANAGING MEMBER | D | Control |
| MCCORMICK, JAY, ALLAN | I | MANAGING MEMBER | D | Control |
| MCCORMICK, JAY, ALLAN | I | MANAGING MEMBER | D | Control |
| MCCORMICK, JAY, ALLAN | I | MANAGING MEMBER | D | Control |
| MCCORMICK, JAY, ALLAN | I | MANAGING MEMBER | D | Control |
| MCCORMICK, JAY, ALLAN | I | MANAGING MEMBER | D | Control |
| MCCORMICK, JAY, ALLAN | I | MANAGING MEMBER | D | Control |
| MCCORMICK, JAY, ALLAN | I | MANAGING MEMBER | D | Control |
| THOMAS BARRETT & ASSOC., P.C. | DE | PROFESSIONAL CORPORATION | D | |
| THOMAS BARRETT & ASSOC., P.C. | DE | PROFESSIONAL CORPORATION | D | |
| THOMAS BARRETT & ASSOC., P.C. | DE | PROFESSIONAL CORPORATION | D | |
| MCCORMICK, JAY, ALLAN | I | MEMBER | C | Control |
| MCCORMICK, JAY, ALLAN | I | MEMBER | C | Control |
| MCCORMICK, JAY, ALLAN | I | MEMBER | C | Control |
| MCCORMICK, JAY, ALLAN | I | MEMBER | C | Control |
| MCCORMICK, JAY, ALLAN | I | MEMBER | C | Control |
| MCCORMICK, JAY, ALLAN | I | MEMBER | C | Control |
| MCCORMICK, JAY, ALLAN | I | MEMBER | C | Control |
| QUINN, PETER, JOHN | I | MEMBER, CHIEF COMPLIANCE OFFICER | C | Control |
| QUINN, PETER, JOHN | I | MEMBER, CHIEF COMPLIANCE OFFICER | C | Control |
| QUINN, PETER, JOHN | I | MEMBER, CHIEF COMPLIANCE OFFICER | C | Control |
| QUINN, PETER, JOHN | I | MEMBER, CHIEF COMPLIANCE OFFICER | C | Control |
| QUINN, PETER, JOHN | I | MEMBER, CHIEF COMPLIANCE OFFICER | C | Control |
| QUINN, PETER, JOHN | I | MEMBER, CHIEF COMPLIANCE OFFICER | C | Control |
| QUINN, PETER, JOHN | I | MEMBER, CHIEF COMPLIANCE OFFICER | C | Control |
| QUINN, PETER, JOHN | I | MEMBER, CHIEF COMPLIANCE OFFICER | C | Control |
| QUINN, PETER, JOHN | I | MEMBER, CHIEF COMPLIANCE OFFICER | C | Control |
| QUINN, PETER, JOHN | I | MEMBER, CHIEF COMPLIANCE OFFICER | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BARRETT, THOMAS, JAY | I | THOMAS BARRETT & ASSOC., P.C. | E | Control |
| BARRETT, THOMAS, JAY | I | THOMAS BARRETT & ASSOC., P.C. | E | Control |
| BARRETT, THOMAS, JAY | I | THOMAS BARRETT & ASSOC., P.C. | E | Control |
Registrations
Federal
IA
Mar 22, 2025 REGISTERED
Notice Filings (3)
CA CO TX
Address
3017 E 2ND AVEDENVER, CO 80206
United States
Phone: 303-861-4835