TRICOR ADVISORY SERVICES, LLC
CRD #141775 SEC #801-67209 LAS VEGAS, NV 702-254-1263
SEC Registered Disclosures
Total AUM
$137.1M
Discretionary
$29M
Employees
11
Clients
11
Accounts
529
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Dec 2015 | $137.1M | $29M | $108.1M | 11 | 500 |
| Mar 2015 | $137.1M | $29M | $108.1M | 11 | 500 |
| Mar 2015 | $128.3M | $21.5M | $106.9M | 11 | 600 |
| Mar 2014 | $128.3M | $21.5M | $106.9M | 12 | 600 |
| Oct 2013 | $110.5M | $13.6M | $96.9M | 15 | 500 |
| Mar 2013 | $110.5M | $13.6M | $96.9M | 15 | 500 |
| Oct 2012 | $107M | $11M | $96M | 11 | 500 |
| Sep 2012 | $107M | $11M | $96M | 11 | 500 |
| Mar 2012 | $107M | $11M | $96M | 11 | 500 |
| Mar 2011 | $89.9M | $1.9M | $88M | -- | -- |
| Sep 2009 | $45M | $0 | $45M | 10 | -- |
| Mar 2009 | $45M | $0 | $45M | 10 | -- |
| Mar 2009 | $45M | $0 | $45M | 10 | -- |
| Oct 2007 | $55M | $5M | $50M | 10 | -- |
| May 2007 | $0 | $0 | $0 | 10 | -- |
| Apr 2007 | $0 | $0 | $0 | 10 | -- |
| Apr 2007 | $0 | $0 | $0 | 10 | -- |
DateDec 2015
Total AUM$137.1M
Discretionary$29M
Non-Disc.$108.1M
Employees11
Clients500
DateMar 2015
Total AUM$137.1M
Discretionary$29M
Non-Disc.$108.1M
Employees11
Clients500
DateMar 2015
Total AUM$128.3M
Discretionary$21.5M
Non-Disc.$106.9M
Employees11
Clients600
DateMar 2014
Total AUM$128.3M
Discretionary$21.5M
Non-Disc.$106.9M
Employees12
Clients600
DateOct 2013
Total AUM$110.5M
Discretionary$13.6M
Non-Disc.$96.9M
Employees15
Clients500
DateMar 2013
Total AUM$110.5M
Discretionary$13.6M
Non-Disc.$96.9M
Employees15
Clients500
DateOct 2012
Total AUM$107M
Discretionary$11M
Non-Disc.$96M
Employees11
Clients500
DateSep 2012
Total AUM$107M
Discretionary$11M
Non-Disc.$96M
Employees11
Clients500
DateMar 2012
Total AUM$107M
Discretionary$11M
Non-Disc.$96M
Employees11
Clients500
DateMar 2011
Total AUM$89.9M
Discretionary$1.9M
Non-Disc.$88M
Employees--
Clients--
DateSep 2009
Total AUM$45M
Discretionary$0
Non-Disc.$45M
Employees10
Clients--
DateMar 2009
Total AUM$45M
Discretionary$0
Non-Disc.$45M
Employees10
Clients--
DateMar 2009
Total AUM$45M
Discretionary$0
Non-Disc.$45M
Employees10
Clients--
DateOct 2007
Total AUM$55M
Discretionary$5M
Non-Disc.$50M
Employees10
Clients--
DateMay 2007
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees10
Clients--
DateApr 2007
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees10
Clients--
DateApr 2007
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees10
Clients--