NLJ ADVISORS, INC.
CRD #141793 SEC #801-67265 VANCOUVER, WA 360-314-6545
SEC Registered
Total AUM
$18.7M
Discretionary
$0
Employees
1
Clients
--
Accounts
1
Firm Details
- Organization Type
- Corporation
- State of Formation
- Washington
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 22, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FOTHERINGHAM, GEORGE, BARNARD | I | SHAREHOLDER | D | Control |
| FOTHERINGHAM, GEORGE, BARNARD | I | SHAREHOLDER | D | Control |
| FOTHERINGHAM, GEORGE, BARNARD | I | SHAREHOLDER | D | Control |
| FOTHERINGHAM, GEORGE, BARNARD | I | SHAREHOLDER | D | Control |
| FOTHERINGHAM, GEORGE, BARNARD | I | SHAREHOLDER | D | Control |
| FOTHERINGHAM, GEORGE, BARNARD | I | SHAREHOLDER | D | Control |
| FOTHERINGHAM, GEORGE, BARNARD | I | SHAREHOLDER | D | Control |
| FOTHERINGHAM, GEORGE, BERNARD | I | SHAREHOLDER | D | Control |
| JACOB, NANCY, LOUISE | I | CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER | D | Control |
| JACOB, NANCY, LOUISE | I | CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER | D | Control |
| JACOB, NANCY, LOUISE | I | CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER | D | Control |
| JACOB, NANCY, LOUISE | I | CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER | D | Control |
| JACOB, NANCY, LOUISE | I | CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER | D | Control |
| JACOB, NANCY, LOUISE | I | CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER | D | Control |
| JACOB, NANCY, LOUISE | I | CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER | D | Control |
| JACOB, NANCY, LOUISE | I | CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER | D | Control |
Registrations
Federal
IA
Mar 22, 2012 REGISTERED
Notice Filings (1)
WA
Address
201 NE PARK PLAZA DRIVESUITE 120
VANCOUVER, WA 98684
United States
Phone: 360-314-6545