TMFS-HOUSTON III, LLC

Legal name: THE MUTUAL FUND STORE

CRD #141814 SEC #801-67183 SUGARLAND, TX 281-340-8512

SEC Registered

Total AUM

Discretionary

Employees

Clients

Accounts

Firm Details

Organization Type: Limited Liability Company
State of Formation: --
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Mar 5, 2007
Branch Offices: --

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
DRAGNA, FRANK, CHARLES	I	CHIEF COMPLIANCE OFFICER / MANAGING PARTNER	NA	Control
DRAGNA, FRANK, CHARLES	I	CHIEF COMPLIANCE OFFICER / MANAGING PARTNER	NA	Control
DRAGNA, FRANK, CHARLES	I	CHIEF COMPLIANCE OFFICER / MANAGING PARTNER	NA	Control
DRAGNA, FRANK, CHARLES	I	MANAGING PARTNER/CCO	NA	Control
DRAGNA, FRANK, CHARLES	I	MANAGING PARTNER/CCO	NA	Control
DRAGNA, FRANK, CHARLES	I	CHIEF COMPLIANCE OFFICER / MANAGING PARTNER	NA	Control
DRAGNA, FRANK, CHARLES	I	CHIEF COMPLIANCE OFFICER / MANAGING PARTNER	NA	Control
DRAGNA, FRANK, CHARLES	I	CHIEF COMPLIANCE OFFICER / MANAGING PARTNER	NA	Control
KNAPIK, NICOLAS, JOHANN	I	CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISOR	NA	Control
KNAPIK, NICOLAS, JOHANN	I	CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISOR	NA	Control
FLETCHER, STEVEN, WALKER	I	MANAGER AND MEMBER	D
FLETCHER, STEVEN, WALKER	I	MANAGER AND MEMBER	D
FLETCHER, STEVEN, WALKER	I	MANAGER AND MEMBER	D
FLETCHER, STEVEN, WALKER	I	MANAGER AND MEMBER	D
FLETCHER, STEVEN, WALKER	I	MANAGER AND MEMBER	D
FLETCHER, STEVEN, WALKER	I	MANAGER AND MEMBER	D
FLETCHER, STEVEN, WALKER	I	MANAGER AND MEMBER	D
FLETCHER, STEVEN, WALKER	I	MANAGER AND MEMBER	D
BEHNKEN, JOHN, ROLLAND	I	MEMBER	B
BEHNKEN, JOHN, ROLLAND	I	MEMBER	B
BEHNKEN, JOHN, ROLLAND	I	MEMBER	B
BEHNKEN, JOHN, ROLLAND	I	MEMBER	B
BEHNKEN, JOHN, ROLLAND	I	MEMBER	B
BEHNKEN, JOHN, ROLLAND	I	MEMBER	B
BEHNKEN, JOHN, ROLLAND	I	MEMBER	B
BEHNKEN, JOHN, ROLLAND	I	MEMBER	B
BEHNKEN, KIMBERLY, ANNE	I	MEMBER	B
BEHNKEN, KIMBERLY, ANNE	I	MEMBER	B
BEHNKEN, KIMBERLY, ANNE	I	MEMBER	B
BEHNKEN, KIMBERLY, ANNE	I	MEMBER	B
BEHNKEN, KIMBERLY, ANNE	I	MEMBER	B
BEHNKEN, KIMBERLY, ANNE	I	MEMBER	B
BEHNKEN, KIMBERLY, ANNE	I	MEMBER	B
BEHNKEN, KIMBERLY, ANNE	I	MEMBER	B
SCHMIDTLEIN, MARK, ALAN	I	MANAGING MEMBER	B	Control
SCHMIDTLEIN, MARK, ALAN	I	MANAGING MEMBER	B	Control
SCHMIDTLEIN, MARK, ALAN	I	MANAGING MEMBER	B	Control
SCHMIDTLEIN, MARK, ALAN	I	MANAGING MEMBER	B	Control
SCHMIDTLEIN, MARK, ALAN	I	MANAGING MEMBER	B	Control
SCHMIDTLEIN, MARK, ALAN	I	MANAGING MEMBER	B	Control
SCHMIDTLEIN, MARK, ALAN	I	MANAGING MEMBER	B	Control
SCHMIDTLEIN, MARK, ALAN	I	MANAGING MEMBER	B	Control

Registrations

Federal

Mar 5, 2007 REGISTERED

Notice Filings (1)

Address

14090 SOUTHWEST FREEWAY
SUITE 300
SUGARLAND, TX 77478
USA

Phone: 281-340-8512