FORUM INVESTMENT ADVISORS, LLC
CRD #141832 SEC #801-77708 PORTLAND, ME 207-347-2075
SEC Registered
Total AUM
--
Discretionary
--
Employees
5
Clients
--
Accounts
--
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 28, 2019
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| EDGAR, CARLYN | I | CHIEF COMPLIANCE OFFICER | NA | |
| EDGAR, CARLYN | I | CHIEF COMPLIANCE OFFICER | NA | |
| EDGAR, CARLYN | I | CHIEF COMPLIANCE OFFICER | NA | |
| EDGAR, CARLYN | I | CHIEF COMPLIANCE OFFICER | NA | |
| EDGAR, CARLYN | I | CHIEF COMPLIANCE OFFICER | NA | |
| EDGAR, CARLYN | I | CHIEF COMPLIANCE OFFICER | NA | |
| EDGAR, CARLYN | I | CHIEF COMPLIANCE OFFICER | NA | |
| EDGAR, CARLYN | I | CHIEF COMPLIANCE OFFICER | NA | |
| HENRYSON, HERBERT | I | DIRECTOR AND GENERAL COUNSEL | NA | Control |
| HENRYSON, HERBERT | I | DIRECTOR AND GENERAL COUNSEL | NA | Control |
| HENRYSON, HERBERT | I | DIRECTOR | NA | Control |
| HENRYSON, HERBERT | I | DIRECTOR AND GENERAL COUNSEL | NA | Control |
| HENRYSON, HERBERT | I | DIRECTOR AND GENERAL COUNSEL | NA | Control |
| HENRYSON, HERBERT | I | DIRECTOR AND GENERAL COUNSEL | NA | Control |
| HENRYSON, HERBERT | I | DIRECTOR AND GENERAL COUNSEL | NA | Control |
| HENRYSON, HERBERT | I | DIRECTOR AND GENERAL COUNSEL | NA | Control |
| JOHNSON, CHARLES, FREDRICK | I | DIRECTOR | NA | Control |
| JOHNSON, CHARLES, FREDRICK | I | DIRECTOR | NA | Control |
| JOHNSON, CHARLES, FREDRICK | I | DIRECTOR | NA | Control |
| JOHNSON, CHARLES, FREDRICK | I | DIRECTOR | NA | Control |
| JOHNSON, CHARLES, FREDRICK | I | DIRECTOR | NA | Control |
| JOHNSON, CHARLES, FREDRICK | I | DIRECTOR | NA | Control |
| JOHNSON, CHARLES, FREDRICK | I | DIRECTOR | NA | Control |
| JOHNSON, CHARLES, FREDRICK | I | DIRECTOR | NA | Control |
| KEFFER, JOHN, YOUNG | I | PRESIDENT | NA | Control |
| KEFFER, JOHN, YOUNG | I | PRESIDENT | NA | Control |
| KEFFER, JOHN, YOUNG | I | PRESIDENT | NA | Control |
| KEFFER, JOHN, YOUNG | I | PRESIDENT | NA | Control |
| KEFFER, JOHN, YOUNG | I | PRESIDENT | NA | Control |
| KEFFER, JOHN, YOUNG | I | PRESIDENT | NA | Control |
| KEFFER, JOHN, YOUNG | I | PRESIDENT | NA | Control |
| KEFFER, JOHN, YOUNG | I | PRESIDENT | NA | Control |
| MADDEN, CHRISTOPHER, ANDREW | I | GENERAL COUNSEL | NA | |
| ORLANDO, KEITH, NOWELL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ORLANDO, KEITH, NOWELL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ORLANDO, KEITH, NOWELL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ORLANDO, KEITH, NOWELL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ORLANDO, KEITH, NOWELL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ORLANDO, KEITH, NOWELL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ORLANDO, KEITH, NOWELL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ORLANDO, KEITH, NOWELL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FORUM HOLDINGS CORP. I | DE | MEMBER | E | Control |
| FORUM HOLDINGS CORP. I | DE | MEMBER | E | Control |
| FORUM HOLDINGS CORP. I | DE | MEMBER | E | Control |
| FORUM HOLDINGS CORP. I | DE | MEMBER | E | Control |
| FORUM HOLDINGS CORP. I | DE | MEMBER | E | Control |
| FORUM HOLDINGS CORP. I | DE | MEMBER | E | Control |
| FORUM HOLDINGS CORP. I | DE | MEMBER | E | Control |
| FORUM HOLDINGS CORP. I | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| KEFFER, JOHN, YOUNG | I | FORUM HOLDINGS CORP. I | E | Control |
| KEFFER, JOHN, YOUNG | I | FORUM HOLDINGS CORP. I | E | Control |
| KEFFER, JOHN, YOUNG | I | FORUM HOLDINGS CORP. I | E | Control |
| KEFFER, JOHN, YOUNG | I | FORUM HOLDINGS CORP. I | E | Control |
| KEFFER, JOHN, YOUNG | I | FORUM HOLDINGS CORP. I | E | Control |
| KEFFER, JOHN, YOUNG | I | FORUM HOLDINGS CORP. I | E | Control |
| KEFFER, JOHN, YOUNG | I | FORUM HOLDINGS CORP. I | E | Control |
| KEFFER, JOHN, YOUNG | I | FORUM HOLDINGS CORP. I | E | Control |
Registrations
Federal
IA
Mar 28, 2019 REGISTERED
Notice Filings (1)
ME
Address
3 CANAL PLAZA, SUITE 600PORTLAND, ME 04101-4080
United States
Phone: 207-347-2075