BYRON FINANCIAL, LLC
CRD #141893 SEC #801-68802 CHARLOTTE, NC 704-442-4402
SEC Registered
Total AUM
$600.2M
Discretionary
$13.2M
Employees
6
Clients
0
Accounts
476
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- North Carolina
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Aug 7, 2024
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BRODY, PHILIP, REES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BRODY, PHILIP, REES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BRODY, PHILIP, REES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BRODY, PHILIP, REES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BRODY, PHILIP, REES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BRODY, PHILIP, REES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BRODY, PHILIP, REES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BRODY, PHILIP, REES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BRODY, PHILIP, REES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BRODY, PHILIP, REES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BRODY, PHILIP, REES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ESTEP, STEPHEN, CHAD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ESTEP, STEPHEN, CHAD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAYOR, JOSHUA, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAYOR, JOSHUA, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAYOR, JOSHUA, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAYOR, JOSHUA, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAYOR, JOSHUA, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAYOR, JOSHUA, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAYOR, JOSHUA, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAYOR, JOSHUA, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAYOR, JOSHUA, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAYOR, JOSHUA, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAYOR, JOSHUA, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAYOR, JOSHUA, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WORRELL, H., DENTON | I | CHIEF OPERATING OFFICER | NA | Control |
| WORRELL, HENRY, DENTON | I | CHIEF OPERATING OFFICER | NA | Control |
| WORRELL, HENRY, DENTON | I | CHIEF OPERATING OFFICER | NA | Control |
| WORRELL, HENRY, DENTON | I | CHIEF OPERATING OFFICER | NA | Control |
| WORRELL, HENRY, DENTON | I | CHIEF OPERATING OFFICER | NA | Control |
| WORRELL, HENRY, DENTON | I | CHIEF OPERATING OFFICER | NA | Control |
| WORRELL, HENRY, DENTON | I | CHIEF OPERATING OFFICER | NA | Control |
| BYRON, WILLIAM, MCCOMAS | I | MANAGING MEMBER | E | Control |
| BYRON, WILLIAM, MCCOMAS | I | MANAGING MEMBER | E | Control |
| BYRON, WILLIAM, MCCOMAS | I | MANAGING MEMBER | E | Control |
| BYRON, WILLIAM, MCCOMAS | I | MANAGING PARTNER | E | Control |
| BYRON, WILLIAM, MCCOMAS | I | MANAGING MEMBER | E | Control |
| BYRON, WILLIAM, MCCOMAS | I | MANAGING MEMBER | E | Control |
| BYRON, WILLIAM, MCCOMAS | I | MANAGING MEMBER | E | Control |
| BYRON, WILLIAM, MCCOMAS | I | MANAGING MEMBER | E | Control |
| BYRON, WILLIAM, MCCOMAS | I | MANAGING MEMBER | E | Control |
| BYRON, WILLIAM, MCCOMAS | I | MANAGING MEMBER | E | Control |
| BYRON, WILLIAM, MCCOMAS | I | MANAGING MEMBER | E | Control |
| BYRON, WILLIAM, MCCOMAS | I | MAJORITY OWNER | E | Control |
| BYRON, WILLIAM, MCCOMAS | I | MANAGING MEMBER | E | Control |
| BYRON, WILLIAM, MCCOMAS | I | MAJORITY OWNER | E | Control |
| BYRON, WILLIAM, MCCOMAS | I | MAJORITY OWNER | E | Control |
| BYRON, WILLIAM, MCCOMAS | I | MANAGING MEMBER | E | Control |
| BYRON, WILLIAM, MCCOMAS | I | MAJORITY OWNER | E | Control |
| BYRON, WILLIAM, MCCOMAS | I | MAJORITY OWNER | E | Control |
| BYRON, WILLIAM, MCCOMAS | I | MAJORITY OWNER | E | Control |
| BYRON, WILLIAM, MCCOMAS | I | MAJORITY OWNER | E | Control |
| BYRON, WILLIAM, MCCOMAS | I | MAJORITY OWNER | E | Control |
| BYRON, WILLIAM, MCCOMAS | I | MAJORITY OWNER | E | Control |
| BYRON, WILLIAM, MCCOMAS | I | MAJORITY OWNER | E | Control |
| BYRON, WILLIAM, MCCOMAS | I | MAJORITY OWNER | E | Control |
| BYRON, WILLIAM, MCCOMAS | I | MAJORITY OWNER | E | Control |
| BYRON, WILLIAM, MCCOMAS | I | MAJORITY OWNER | E | Control |
| BYRON, WILLIAM, MCCOMAS | I | MAJORITY OWNER | E | Control |
| BYRON, WILLIAM, MCCOMAS | I | MAJORITY OWNER | E | Control |
| BYRON, WILLIAM, MCCOMAS | I | MAJORITY OWNER | E | Control |
| BYRON, WILLIAM, MCCOMAS | I | MAJORITY OWNER | E | Control |
| BYRON, WILLIAM, MCCOMAS | I | MAJORITY OWNER | E | Control |
| BYRON, WILLIAM, MCCOMAS | I | MAJORITY OWNER | E | Control |
| BYRON, WILLIAM, MCCOMAS | I | MAJORITY OWNER | E | Control |
| BYRON, WILLIAM, MCCOMAS | I | MAJORITY OWNER | E | Control |
| CORIENT | DE | OWNER | E | Control |
| CORIENT | DE | OWNER | E | Control |
| MAYOR, JOSHUA, SCOTT | I | CHIEF COMPLIANCE OFFICER | B | Control |
| MAYOR, JOSHUA, SCOTT | I | CHIEF COMPLIANCE OFFICER | B | Control |
| MAYOR, JOSHUA, SCOTT | I | CHIEF COMPLIANCE OFFICER | B | Control |
| MAYOR, JOSHUA, SCOTT | I | CHIEF COMPLIANCE OFFICER | B | Control |
| MAYOR, JOSHUA, SCOTT | I | CHIEF COMPLIANCE OFFICER | B | Control |
| MAYOR, JOSHUA, SCOTT | I | CHIEF COMPLIANCE OFFICER | B | Control |
| MAYOR, JOSHUA, SCOTT | I | CHIEF COMPLIANCE OFFICER | B | Control |
| MAYOR, JOSHUA, SCOTT | I | CHIEF COMPLIANCE OFFICER | B | Control |
| MAYOR, JOSHUA, SCOTT | I | CHIEF COMPLIANCE OFFICER | B | Control |
| MAYOR, JOSHUA, SCOTT | I | CHIEF COMPLIANCE OFFICER | B | Control |
| MAYOR, JOSHUA, SCOTT | I | MINORITY OWNER & CHIEF COMPLIANCE OFFICER | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CI FINANCIAL CORP. | FE | CORIENT HOLDINGS INC | E | Control |
| CI FINANCIAL CORP. | FE | CORIENT HOLDINGS INC | E | Control |
| CORIENT HOLDINGS INC | DE | CORIENT MANAGEMENT LLC | E | Control |
| CORIENT HOLDINGS INC | DE | CORIENT MANAGEMENT LLC | E | Control |
| CORIENT MANAGEMENT LLC | DE | CORIENT PARTNERS LLC | E | Control |
| CORIENT MANAGEMENT LLC | DE | CORIENT PARTNERS LLC | E | Control |
| CORIENT PARTNERS LLC | DE | CORIENT | E | Control |
| CORIENT PARTNERS LLC | DE | CORIENT | E | Control |
Registrations
Federal
IA
Aug 7, 2024 REGISTERED
Notice Filings (7)
FL MD NC NY SC TX VA
Address
6100 FAIRVIEW ROADSUITE 1150
CHARLOTTE, NC 28210
United States
Phone: 704-442-4402