BRIGADIER CAPITAL MANAGEMENT LLC
CRD #141938 SEC #801-67663 NEW YORK, NY 212-735-1480
SEC Registered
Total AUM
$115.1M
Discretionary
$115.1M
Employees
5
Clients
--
Accounts
3
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 5, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| COHEN, DANIEL, GIDEON | I | DIRECTOR | NA | Control |
| COHEN, DANIEL, GIDEON | I | MANAGER | NA | Control |
| COHEN, DANIEL, GIDEON | I | MANAGER | NA | Control |
| COHEN, DANIEL, GIDEON | I | MANAGER | NA | Control |
| COHEN, DANIEL, GIDEON | I | MANAGER | NA | Control |
| COHEN, DANIEL, GIDEON | I | MEMBER | NA | Control |
| COHEN, DANIEL, GIDEON | I | MEMBER | NA | Control |
| NACEY, RALPH, DOGRA | I | DIRECTOR | NA | Control |
| NACEY, RALPH, DOGRA | I | CIO | NA | Control |
| NACEY, RALPH, DOGRA | I | CIO | NA | Control |
| NACEY, RALPH, DOGRA | I | CIO | NA | Control |
| NACEY, RALPH, DOGRA | I | MEMBER | NA | Control |
| NACEY, RALPH, DOGRA | I | MEMBER | NA | Control |
| PANIWOZIK, MICHAEL, JOSEPH | I | PORTFOLIO MANAGER | NA | Control |
| PHILLIPPS, ERIC, MICHAEL | I | DIRECTOR | NA | Control |
| PHILLIPPS, ERIC, MICHAEL | I | MEMBER | NA | Control |
| PHILLIPPS, ERIC, MICHAEL | I | MEMBER | NA | Control |
| RICCIARDI, CHRISTOPHER | I | DIRECTOR | NA | Control |
| RICCIARDI, CHRISTOPHER | I | MANAGER | NA | Control |
| RICCIARDI, CHRISTOPHER | I | MANAGER | NA | Control |
| RICCIARDI, CHRISTOPHER | I | MANAGER | NA | Control |
| RICCIARDI, CHRISTOPHER | I | MANAGER | NA | Control |
| RICCIARDI, CHRISTOPHER | I | MEMBER | NA | Control |
| RICCIARDI, CHRISTOPHER | I | MEMBER | NA | Control |
| SMITH, KENNETH, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMITH, KENNETH, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMITH, KENNETH, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMITH, KENNETH, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMITH, KENNETH, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMITH, KENNETH, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMITH, KENNETH, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COHEN BROTHERS, LLC | DE | OWNER | E | Control |
| COHEN BROTHERS, LLC | DE | MEMBER | E | Control |
| COHEN BROTHERS, LLC | DE | OWNER | E | Control |
| COHEN BROTHERS, LLC | DE | OWNER | E | Control |
| COHEN BROTHERS, LLC | DE | OWNER | E | Control |
| COHEN BROTHERS, LLC | DE | OWNER | E | Control |
| COHEN BROTHERS, LLC | DE | OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| COHEN, DANIEL, GIDEON | I | COHEN BROS. FINANCIAL, LLC | E | Control |
| COHEN, DANIEL, GIDEON | I | COHEN BROS. FINANCIAL, LLC | E | Control |
| COHEN, DANIEL, GIDEON | I | COHEN BROS. FINANCIAL, LLC | E | Control |
| COHEN, DANIEL, GIDEON | I | COHEN BROS. FINANCIAL, LLC | E | Control |
| COHEN, DANIEL, GIDEON | I | COHEN BROS. FINANCIAL, LLC | E | Control |
| COHEN, DANIEL, GIDEON | I | COHEN BROS. FINANCIAL, LLC | E | Control |
| COHEN, DANIEL, GIDEON | I | COHEN BROS. FINANCIAL, LLC | E | Control |
| COHEN BROS. FINANCIAL, LLC | DE | COHEN BROTHERS, LL | D | Control |
| COHEN BROS. FINANCIAL, LLC | DE | COHEN BROTHERS, LL | D | Control |
| COHEN BROS. FINANCIAL, LLC | DE | COHEN BROTHERS, LL | D | Control |
| COHEN BROS. FINANCIAL, LLC | DE | COHEN BROTHERS, LLC | C | Control |
| COHEN BROS. FINANCIAL, LLC | DE | COHEN BROTHERS, LLC | C | Control |
| COHEN BROS. FINANCIAL, LLC | DE | COHEN BROTHERS, LLC | C | Control |
| COHEN BROS. FINANCIAL, LLC | DE | COHEN BROTHERS, LLC | C | Control |
Registrations
Federal
IA
Mar 5, 2007 REGISTERED
Notice Filings (2)
NY PA
Address
135 EAST 57TH STREET21ST FLOOR
NEW YORK, NY 10022
USA
Phone: 212-735-1480